13F-HR filed by Barnett & Company, Inc.
Barnett & Company, Inc. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-26, with 306 holding rows worth $175,275,000.
- Accession
- 0001426588-19-000002
- Filer
- CIK 1426588
- Filed
- 2019-04-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 306 entries on the cover page, a total value of $175,275,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $175,275,000 with VALUE read as thousands by filing date, 13F file number 028-15484. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 319,029 | $7,937,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 175,120 | $7,656,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 205,543 | $7,443,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 198,203 | $7,353,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 129,374 | $6,764,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 21,766 | $5,958,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 245,177 | $5,203,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 53,584 | $4,795,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 102,702 | $4,729,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 24,917 | $4,166,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 50,090 | $4,119,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 74,504 | $4,018,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 56,225 | $3,801,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 30,629 | $3,511,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 68,930 | $3,402,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 125,036 | $3,252,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 22,180 | $3,005,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 96,476 | $3,000,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 55,220 | $2,644,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 50,106 | $2,637,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 50,030 | $2,584,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 51,500 | $2,470,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 117,950 | $2,423,000 | thousands by filing date | principal |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 43,275 | $2,397,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 75,468 | $2,397,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 140,253 | $2,387,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 98,714 | $2,206,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 36,534 | $2,187,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 64,000 | $2,032,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 28,095 | $1,999,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 49,600 | $1,796,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 25,103 | $1,755,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 31,020 | $1,741,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 46,167 | $1,717,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 60,950 | $1,695,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 103,925 | $1,581,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 9,900 | $1,515,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 19,750 | $1,478,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 19,745 | $1,456,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 24,375 | $1,340,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 376,100 | $1,339,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 52,200 | $1,254,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 23,750 | $1,201,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 38,066 | $1,192,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 61,005 | $1,046,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 37,800 | $1,039,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 16,250 | $1,017,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 15,470 | $930,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 30,570 | $870,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 27,668 | $862,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 24,434 | $854,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 27,434 | $798,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 43,060 | $704,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 93,656 | $697,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,480 | $668,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 10,565 | $659,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 19,751 | $630,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 20,049 | $629,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4,253 | $623,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,238 | $605,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 36,042 | $554,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 12,953 | $514,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 31,039 | $493,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 13,900 | $482,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 18,050 | $475,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 11,955 | $428,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,885 | $426,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,883 | $425,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 14,100 | $408,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 15,550 | $383,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,421 | $372,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,940 | $371,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 23,465 | $366,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,289 | $364,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 36,290 | $363,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,795 | $358,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,874 | $356,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,400 | $354,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,670 | $351,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 38,675 | $343,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,639 | $329,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,000 | $327,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 9,432 | $326,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,502 | $319,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,245 | $314,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,473 | $311,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,505 | $310,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,527 | $302,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $301,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,325 | $273,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 19,300 | $244,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,715 | $240,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,539 | $240,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,711 | $219,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 14,759 | $214,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,660 | $213,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,314 | $208,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 11,000 | $208,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7,517 | $207,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,989 | $198,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 6,188 | $197,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,350 | $194,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,025 | $193,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 4,508 | $186,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,450 | $179,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,764 | $179,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 3,774 | $176,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 6,450 | $166,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 578 | $164,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 980 | $150,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,868 | $149,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,708 | $148,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,055 | $147,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,010 | $145,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 405 | $140,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 8,000 | $139,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,715 | $137,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,455 | $133,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,480 | $133,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 9,124 | $132,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 71 | $126,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,278 | $125,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,301 | $113,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,890 | $112,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 2,800 | $111,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 799 | $106,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 4,390 | $99,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 823 | $97,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 765 | $94,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 749 | $93,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,861 | $93,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 540 | $90,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 5,000 | $90,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 231 | $88,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,455 | $88,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,700 | $85,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,351 | $85,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 525 | $79,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,205 | $79,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,300 | $76,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 7,605 | $76,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,754 | $75,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 679 | $75,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 579 | $75,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,300 | $73,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,890 | $72,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 942 | $72,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,170 | $70,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 2,237 | $68,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 375 | $68,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,135 | $67,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,529 | $67,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 4,450 | $67,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 730 | $59,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,050 | $59,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 500 | $56,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 500 | $56,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,085 | $56,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 991 | $54,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,148 | $54,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,000 | $54,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 516 | $54,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 306 | $54,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,560 | $52,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 735 | $52,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 563 | $51,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 465 | $50,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 500 | $50,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 925 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 2,372 | $50,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,164 | $49,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,000 | $49,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 2,750 | $49,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 2,550 | $49,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 650 | $48,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 300 | $48,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,086 | $48,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 9,050 | $47,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 9,700 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 960 | $45,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 476 | $45,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 6,250 | $45,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 3,200 | $43,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 1,000 | $43,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,000 | $43,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 530 | $42,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,150 | $41,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,865 | $41,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 950 | $40,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 454 | $40,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 4,050 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 390 | $38,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,325 | $38,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 31 | $36,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 300 | $36,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 175 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 775 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 301 | $36,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 5,891 | $36,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,024 | $35,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 29 | $34,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 3,400 | $34,000 | thousands by filing date | principal |
| SPDW | 78463X889 | COM | 1,027 | $30,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,000 | $29,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 475 | $27,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 300 | $27,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 310 | $27,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 150 | $27,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 185 | $26,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 772 | $26,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 500 | $26,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,295 | $26,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 200 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 128 | $25,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 1,000 | $24,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 450 | $24,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 150 | $23,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 285 | $23,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 750 | $22,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 510 | $21,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 280 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 400 | $21,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 493 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 737 | $21,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 155 | $20,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 80 | $20,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 236 | $20,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,800 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 200 | $19,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,000 | $19,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 93 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 276 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 378 | $18,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 739 | $18,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 640 | $18,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 222 | $17,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,000 | $17,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,500 | $17,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 6,535 | $17,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,125 | $17,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 150 | $16,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 250 | $16,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 190 | $16,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 125 | $16,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,060 | $16,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 200 | $15,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 199 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 620 | $15,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,490 | $15,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 640 | $15,000 | thousands by filing date | principal |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 665 | $15,000 | thousands by filing date | principal |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 130 | $14,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 325 | $14,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 130 | $14,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $14,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,760 | $14,000 | thousands by filing date | principal |
| VTI | 922908769 | COM | 90 | $13,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 240 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 250 | $12,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 628 | $12,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 170 | $11,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 122 | $10,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 1,136 | $10,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 450 | $9,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 470 | $9,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 200 | $9,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 320 | $9,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,500 | $9,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 100 | $8,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 100 | $8,000 | thousands by filing date | |
| IJH | 464287507 | COM | 40 | $8,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 215 | $8,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,200 | $8,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,300 | $8,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,695 | $8,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,225 | $7,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 480 | $6,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 123 | $5,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 45 | $5,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 300 | $5,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 118 | $5,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 126 | $5,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 816 | $4,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 78 | $3,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,000 | $3,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 94 | $3,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 131 | $3,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 80 | $3,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8 | $2,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 34 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 35 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 80 | $2,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3 | $1,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10 | $1,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 15 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 500 | $1,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 1,752 | $1,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATO CORP NEW | 149205106 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 8 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001426588-19-000002 | this filing | 2019-04-26 | acceptance time not in the bulk data set |