13F-HR filed by Barnett & Company, Inc.
Barnett & Company, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-09, with 189 holding rows worth $249,697,000.
- Accession
- 0001426588-14-000006
- Filer
- CIK 1426588
- Filed
- 2014-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 189 entries on the cover page, a total value of $249,697,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $249,692,000 with VALUE read as thousands by filing date, 13F file number 028-15484. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL MTRS CO COM | 37045V100 | Stock | 204,257 | $6,524,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 81,132 | $6,457,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 126,502 | $6,324,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 568,600 | $5,629,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 144,645 | $5,336,000 | thousands by filing date | |
| CORNERSTONE BANCSHA PFD PFD CO | 218924207 | PFD | 209,980 | $5,262,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 74,060 | $5,255,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 47,117 | $5,108,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 370,773 | $4,538,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 142,945 | $4,280,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 456,556 | $4,191,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 85,687 | $3,909,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 44,700 | $3,867,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 168,150 | $3,693,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 30,101 | $3,663,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 57,408 | $3,581,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 284,320 | $3,486,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 52,618 | $3,470,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 93,545 | $3,382,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 91,380 | $3,242,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 32,653 | $3,198,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 191,916 | $3,140,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 54,944 | $2,915,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 104,180 | $2,788,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 57,040 | $2,696,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 82,387 | $2,646,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 37,877 | $2,565,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 53,036 | $2,478,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 22,796 | $2,452,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 28,583 | $2,420,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 55,498 | $2,416,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 212,181 | $2,266,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 82,357 | $2,261,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 27,861 | $2,258,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 33,268 | $2,239,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 83,618 | $2,220,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 64,096 | $2,204,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 41,724 | $2,195,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 119,705 | $2,134,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 57,858 | $2,066,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 46,194 | $1,979,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 30,110 | $1,927,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 25,415 | $1,906,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 29,500 | $1,900,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 58,465 | $1,874,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 29,551 | $1,847,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 31,265 | $1,809,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 31,850 | $1,782,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 48,512 | $1,769,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 39,443 | $1,735,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 27,630 | $1,732,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 22,761 | $1,702,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 62,430 | $1,676,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 22,800 | $1,633,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 39,809 | $1,604,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 15,620 | $1,589,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 47,990 | $1,560,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 30,880 | $1,559,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 16,478 | $1,537,000 | thousands by filing date | |
| Cliff Natural Resources, Inc. | 18683k408 | PFD | 134,940 | $1,511,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 68,100 | $1,495,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 12,735 | $1,483,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 77,824 | $1,455,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 65,951 | $1,451,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 43,125 | $1,449,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 46,191 | $1,415,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 15,840 | $1,387,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 53,639 | $1,383,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 14,210 | $1,369,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 81,042 | $1,310,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 31,718 | $1,308,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 44,300 | $1,291,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 34,267 | $1,288,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 9,250 | $1,247,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 24,000 | $1,237,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 36,130 | $1,198,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 36,800 | $1,175,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 16,460 | $1,163,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 47,460 | $1,147,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 85,373 | $1,118,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 14,225 | $1,111,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 46,410 | $1,048,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 29,840 | $1,042,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 17,900 | $1,041,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 13,686 | $967,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 21,778 | $949,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 9,330 | $945,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 58,750 | $932,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 45,800 | $931,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 26,170 | $911,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 11,440 | $911,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 8,013 | $894,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 21,770 | $875,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,345 | $796,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 9,371 | $765,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 20,435 | $744,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 27,560 | $738,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 30,350 | $733,000 | thousands by filing date | |
| CBL & Associates 7.375% Pfd Series D | 124830605 | com | 28,363 | $723,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 34,870 | $704,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 17,110 | $679,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 21,800 | $657,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 21,716 | $644,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 18,833 | $614,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 6,885 | $607,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 40,320 | $596,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 23,110 | $586,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,350 | $581,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 5,380 | $578,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 14,921 | $556,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 7,169 | $546,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 45,537 | $545,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 13,906 | $540,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 20,800 | $528,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,263 | $522,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,066 | $512,000 | thousands by filing date | |
| SLM CORP 6% SR NTMAT 12/15/43CALLABLE 12/15/08 | 78442P304 | EQUITIES | 23,250 | $506,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 24,070 | $501,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 13,600 | $470,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,444 | $464,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,175 | $462,000 | thousands by filing date | |
| REDDY ICE HLDGS INC NEW | 75734r303 | COM | 108,371 | $461,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 12,372 | $445,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,425 | $441,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 32,700 | $426,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC PFD SERI | 124830803 | PFD | 17,450 | $424,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 9,500 | $423,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 4,380 | $412,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 10,210 | $410,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 8,883 | $408,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,950 | $405,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,374 | $401,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 10,150 | $393,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,893 | $369,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,066 | $366,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,593 | $362,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 6,100 | $359,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 7,886 | $358,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 10,385 | $356,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 7,850 | $350,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 5,661 | $336,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,353 | $330,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,509 | $330,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,100 | $320,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 16,602 | $318,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,981 | $317,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,566 | $316,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,985 | $312,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,885 | $310,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 6,300 | $304,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,950 | $302,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 24,100 | $301,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,279 | $292,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 24,300 | $289,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,435 | $284,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,078 | $284,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 11,240 | $284,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,966 | $281,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,432 | $274,000 | thousands by filing date | |
| MORGAN STANLEY 6.6% C11 | 61750K208 | PRF | 10,840 | $273,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,166 | $267,000 | thousands by filing date | |
| Digital Realty Trust 6.625% Pfd Series F | 253868806 | com | 10,250 | $259,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 11,177 | $249,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,934 | $248,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 7,775 | $242,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,700 | $241,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 5,513 | $241,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,249 | $240,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,509 | $238,000 | thousands by filing date | |
| Public Storage 5.3 | 74460W800 | PFD | 10,250 | $235,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 11,175 | $234,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,370 | $218,000 | thousands by filing date | |
| ASHFORD HOSPITALITYTR INC PFD SER ACALLABLE | 044103208 | EQUITIES | 8,560 | $218,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,560 | $217,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,166 | $217,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,040 | $205,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 7,900 | $204,000 | thousands by filing date | |
| METLIFE INC $0.065 PFD | 59156R603 | PREFERRED | 7,950 | $204,000 | thousands by filing date | |
| REDDY ICE HLDGS INC PFD 7% CON | 75734R204 | PFD | 40,844 | $184,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,524 | $146,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 12,900 | $134,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 20,400 | $73,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 10,090 | $65,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,911 | $64,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 12,000 | $15,000 | thousands by filing date | |
| NMC INC COM | 629196106 | COM | 2,974,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Canarc Resource Corp F | 13722D101 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTIONS MEDICAL CORP COM | 76154q106 | COM | 10,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYI Industries Inc. Delisted | 26928r104 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001426588-14-000006 | this filing | 2014-10-09 | acceptance time not in the bulk data set |