13F-HR filed by BlackRock, Inc.
BlackRock, Inc. filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-13, with 5,222 holding rows worth $4,763,739,178,160.
- Accession
- 0001426459-24-000006
- Filer
- CIK 2012383
- Filed
- 2024-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A combination report, 48,086 entries on the cover page, a total value of $4,763,739,178,160 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,763,739,178,160 with VALUE read as dollars as filed, 13F file number 028-24466. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- reports for this filerRUSSELL FRANK CO
- included managerBLACKROCK FINANCIAL MANAGEMENT INC/DE028-04293
- included managerBlackRock Investment Management (Taiwan) Ltd028-14241
- included managerBlackRock Investment Management (Australia) Ltd028-13496
- included managerBlackRock Asset Management Canada Ltd028-06608
- included managerBLACKROCK (SINGAPORE) LTD.028-15053
- included managerBlackRock Asset Management North Asia Ltd028-15566
- included managerBlackRock Brasil Gestora de Investimentos Ltd.028-15558
- included managerBlackRock Investment Management, LLC028-12016
- included managerBLACKROCK ADVISORS LLC028-04295
- included managerBLACKROCK CAPITAL MANAGEMENT INC028-10210
- included managerBlackRock Fund Advisors028-13359
- included managerBlackRock Institutional Trust Company, N.A.028-03946
- included managerBlackRock Japan Co. Ltd028-04109
- included managerBlackRock Group LTD028-05116
- included managerBlackRock Fund Managers Ltd.028-12195
- included managerBlackRock Investment Management (UK) Ltd.028-12194
- included managerBlackRock (Netherlands) B.V.028-12198
- included managerBlackRock International, Ltd.028-12736
- included managerBlackRock Asset Management Ireland Ltd028-14028
- included managerBlackRock Advisors (UK) Ltd028-06128
- included managerBlackRock Asset Management Deutschland AG028-12608
- included managerBlackRock (Luxembourg) S.A.028-13739
- included managerIshares(DE) InvAG mit Teilgesellschaftsvermogen028-14240
- included managerBlackRock Life Ltd028-14948
- included managerBLACKROCK FUND MANAGEMENT CO. S.A.028-15054
- included managerBlackRock Asset Management Schweiz AG028-17023
- included managerTENNENBAUM CAPITAL PARTNERS LLC028-11240
- included managerAperio Group, LLC028-11964
- included managerBlackRock Capital Investment Advisors, LLC028-19078
- included managerGlobal Energy & Power Infrastructure II Advisors, LLC028-22320
- included managerSpiderRock Advisors, LLC028-18017
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bloom Energy Corp | 093712AK3 | Bond | 8,950,000 | $8,226,393 | dollars as filed | principal |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 245,480 | $8,196,577 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 8,346,000 | $8,187,426 | dollars as filed | principal |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 962,983 | $8,185,356 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 5,330,691 | $8,182,610 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 6,600,000 | $8,167,500 | dollars as filed | principal |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 1,308,892 | $8,121,674 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 1,400,542 | $8,109,139 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 1,801,095 | $8,104,929 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 5,620,752 | $8,093,883 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 513,258 | $8,047,885 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 51,236 | $8,039,441 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 703,655 | $8,028,704 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 15,443,767 | $8,023,036 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 5,893,179 | $8,014,723 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 909,423 | $8,012,017 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 726,633 | $7,971,165 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 795,469 | $7,954,690 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 4,106,305 | $7,925,169 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 5,580,527 | $7,924,348 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,319,103 | $7,914,618 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 7,925,000 | $7,897,263 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 8,270,000 | $7,893,715 | dollars as filed | principal |
| iShares Ethereum Trust | 46438R105 | COM | 400,000 | $7,868,000 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 385,679 | $7,867,852 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 6,074,000 | $7,865,830 | dollars as filed | principal |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,916,176 | $7,844,513 | dollars as filed | |
| ISHARES IBONDS 2031 TERM HIGH YIELD AND INCOME ETF | 46438G661 | ETF | 300,000 | $7,836,210 | dollars as filed | |
| MEDIWOUND LTD | M68830112 | COMMON STOCK | 432,996 | $7,819,908 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 9,040,000 | $7,806,040 | dollars as filed | principal |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 3,825,580 | $7,804,183 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 1,125,679 | $7,800,955 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 1,478,298 | $7,761,064 | dollars as filed | |
| IVLU | 46435G409 | COM | 262,377 | $7,747,993 | dollars as filed | |
| CONTINEUM THERAPEUTICS INC CL A | 21217B100 | Stock | 404,772 | $7,747,336 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 2,383,499 | $7,746,372 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 6,490,000 | $7,745,815 | dollars as filed | principal |
| LINKBANCORP INC | 53578P105 | COM | 1,207,321 | $7,738,928 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 1,562,560 | $7,703,420 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 547,129 | $7,698,106 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,628,154 | $7,668,606 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 6,430,000 | $7,667,775 | dollars as filed | principal |
| NATERA INC | 632307AB0 | BOND | 2,313,000 | $7,654,874 | dollars as filed | principal |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 607,559 | $7,649,167 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 1,350,000 | $7,614,000 | dollars as filed | call |
| EGAIN CORP | 28225C806 | COM NEW | 1,491,420 | $7,606,241 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 300,000 | $7,584,000 | dollars as filed | call |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 4,971,344 | $7,556,443 | dollars as filed | |
| ASP ISOTOPES INC | 00218A105 | COM | 2,702,629 | $7,513,309 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 11,210,671 | $7,503,301 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,714,236 | $7,491,211 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,512,946 | $7,458,824 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 4,571,073 | $7,450,849 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 674,297 | $7,444,239 | dollars as filed | |
| KYVERNA THERAPEUTICS INC | 501976104 | COMMON STOCK | 1,520,261 | $7,434,076 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 2,782,000 | $7,414,030 | dollars as filed | principal |
| Tuya Inc | 90114C107 | COM | 4,487,920 | $7,405,069 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 9,447,600 | $7,398,415 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 166,864 | $7,385,401 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 1,090,758 | $7,384,433 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 138,542 | $7,380,132 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 76,367 | $7,360,203 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 3,715,000 | $7,355,700 | dollars as filed | principal |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 274,813 | $7,348,500 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,244,861 | $7,344,680 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 366,921 | $7,338,420 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 2,735,581 | $7,304,002 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 784,594 | $7,296,724 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 3,864,000 | $7,268,184 | dollars as filed | principal |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 440,492 | $7,263,713 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 3,900,000 | $7,221,123 | dollars as filed | principal |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 76,319 | $7,183,907 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 7,800,000 | $7,156,500 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 7,665,000 | $7,144,470 | dollars as filed | principal |
| SUNRISE RLTY TR INC | 867981102 | COM | 492,125 | $7,081,679 | dollars as filed | |
| FIRSTSUN CAP BANCORP | 33767U107 | COM | 165,963 | $7,070,024 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 1,583,232 | $6,982,054 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 5,725,000 | $6,887,175 | dollars as filed | principal |
| TILLYS INC | 886885102 | CL A | 1,343,579 | $6,852,253 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 3,698,021 | $6,841,337 | dollars as filed | |
| CARTESIAN THERAPEUTICS INC | 816212302 | COMMON STOCK | 423,466 | $6,826,277 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 3,700,000 | $6,821,320 | dollars as filed | principal |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 8,300,000 | $6,774,377 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 7,360,000 | $6,749,120 | dollars as filed | principal |
| BANKFINANCIAL CORP | 06643P104 | COM | 549,737 | $6,695,797 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 979,491 | $6,689,922 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 2,234,699 | $6,681,750 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 2,585,000 | $6,591,750 | dollars as filed | principal |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,232,052 | $6,591,478 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 1,884,480 | $6,539,145 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 6,641,453 | $6,527,885 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 849,298 | $6,514,116 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 160,878 | $6,512,342 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 250,882 | $6,502,861 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 502,980 | $6,498,502 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 553,269 | $6,495,377 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 836,387 | $6,490,364 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 6,744,839 | $6,475,045 | dollars as filed | |
| GUESS INC | 401617AF2 | BOND | 5,837,000 | $6,461,559 | dollars as filed | principal |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 149,305 | $6,460,428 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 779,976 | $6,458,202 | dollars as filed | |
| GYRE THERAPEUTICS INC | 403783103 | COMMON STOCK | 514,421 | $6,450,839 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 553,218 | $6,433,925 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 1,288,788 | $6,431,052 | dollars as filed | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 4,081,038 | $6,407,230 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 6,848,000 | $6,352,753 | dollars as filed | principal |
| FREEDOM HOLDING CORP | 356390104 | COM | 66,991 | $6,348,066 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 8,235,270 | $6,332,923 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 790,531 | $6,308,437 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 650,437 | $6,302,735 | dollars as filed | |
| ISHARES TR | 46438G208 | MSCI EM VALU ETF | 240,000 | $6,296,112 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 1,382,616 | $6,290,904 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C855 | ISHA LA CORE ETF | 195,000 | $6,272,760 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 206,862 | $6,255,506 | dollars as filed | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 124,622 | $6,221,131 | dollars as filed | |
| ISHARES TR | 46438G737 | ENERGY STRG & MA | 240,000 | $6,210,216 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 6,707,701 | $6,201,942 | dollars as filed | |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 791,255 | $6,195,527 | dollars as filed | |
| ISHARES TR | 46438G109 | MSC MAR QUA ETF | 240,000 | $6,184,752 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 174,789 | $6,182,287 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 38,369 | $6,165,461 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 350,877 | $6,154,383 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,229,477 | $6,147,385 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 4,175,000 | $6,141,425 | dollars as filed | principal |
| QUANTUM SI INC | 74765K105 | COM CL A | 6,900,127 | $6,087,292 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 6,480,000 | $6,023,938 | dollars as filed | principal |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 6,184,234 | $5,999,326 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,464,112 | $5,988,218 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 6,900,000 | $5,965,050 | dollars as filed | principal |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 53,946 | $5,955,638 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 307,775 | $5,949,291 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 646,960 | $5,945,565 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 9,269,370 | $5,930,543 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 631,951 | $5,927,701 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,299,657 | $5,926,435 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 2,019,319 | $5,896,412 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 5,050,000 | $5,868,656 | dollars as filed | principal |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 3,483,000 | $5,861,889 | dollars as filed | principal |
| ULTRALIFE CORP | 903899102 | COM | 647,491 | $5,853,318 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 175,117 | $5,843,654 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 2,331,530 | $5,782,195 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 4,800,000 | $5,707,200 | dollars as filed | principal |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 258,943 | $5,660,494 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 6,175,000 | $5,653,213 | dollars as filed | principal |
| EVE HLDG INC | 29970N104 | COM | 1,744,318 | $5,651,590 | dollars as filed | |
| FRACTYL HEALTH INC | 35168W103 | COM | 2,232,516 | $5,648,265 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 755,039 | $5,617,491 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 2,440,872 | $5,614,004 | dollars as filed | |
| ISHARES ESG ADV INV GXXXPENDING POSSIBLE FUTURE EFF: | 46436E437 | ETF | 66,000 | $5,611,630 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 5,625,000 | $5,599,688 | dollars as filed | principal |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 1,044,988 | $5,580,237 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 214,643 | $5,561,400 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 4,709,534 | $5,557,250 | dollars as filed | |
| FLUOR CORP | 343412AJ1 | NOTE 1.125% 8/1 | 4,545,000 | $5,549,445 | dollars as filed | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,460,000 | $5,548,110 | dollars as filed | principal |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 562,028 | $5,547,217 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 3,925,000 | $5,546,025 | dollars as filed | principal |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 402,458 | $5,537,822 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 4,275,000 | $5,523,300 | dollars as filed | principal |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 786,982 | $5,508,874 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 5,760,000 | $5,479,430 | dollars as filed | principal |
| NIKOLA CORP | 654110303 | COM NEW | 1,195,595 | $5,475,825 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C798 | ISHA LA GROW ETF | 170,000 | $5,448,959 | dollars as filed | |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 1,756,593 | $5,427,872 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 828,020 | $5,415,251 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 4,226,490 | $5,409,907 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,469,606 | $5,408,150 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C830 | ISHA U S IND ETF | 200,000 | $5,403,740 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 3,951,951 | $5,374,653 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 75,624 | $5,370,816 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 936,807 | $5,339,800 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 1,125,884 | $5,325,431 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 112,324 | $5,317,957 | dollars as filed | |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 14,293,000 | $5,316,996 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 5,357,000 | $5,282,002 | dollars as filed | principal |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 865,245 | $5,277,995 | dollars as filed | |
| ISHARES TR | 46438G596 | US MANUF ETF | 210,000 | $5,239,290 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 195,928 | $5,221,481 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 260,327 | $5,211,746 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 2,633,090 | $5,187,188 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 5,019,000 | $5,172,080 | dollars as filed | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,968,398 | $5,157,203 | dollars as filed | |
| ISHARES TR | 46436E247 | FUTU META TE ETF | 150,000 | $5,146,515 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 5,000,000 | $5,140,000 | dollars as filed | principal |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 4,900,000 | $5,118,050 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 6,125,000 | $5,114,375 | dollars as filed | principal |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 2,989,920 | $5,112,764 | dollars as filed | |
| WORKIVA INC | 98139AAD7 | NOTE 1.250% 8/1 | 5,400,000 | $5,097,060 | dollars as filed | principal |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 4,314,437 | $5,091,036 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 18,395 | $5,090,999 | dollars as filed | |
| AEVA TECHNOLOGIES INC COM NEW | 00835Q202 | Stock | 1,540,707 | $5,068,924 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 939,468 | $5,063,734 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 199,049 | $5,033,945 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 350,144 | $5,031,570 | dollars as filed | |
| ZEEKR INTELLIGENT TECHNOLOGY | 98923K103 | SPON ADS | 225,549 | $5,027,487 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 2,498,521 | $5,022,026 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 5,069,170 | $4,983,502 | dollars as filed | |
| ISHARES TR | 46436E239 | ESG AWARE MSCI | 120,000 | $4,979,712 | dollars as filed | |
| TWFG INC | 87318A101 | COM CL A | 182,666 | $4,953,902 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 200,000 | $4,946,000 | dollars as filed | put |
| CAE INC COM | 124765108 | Stock | 263,193 | $4,934,869 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 1,352,758 | $4,924,038 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 209,924 | $4,912,210 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 704,749 | $4,912,100 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 1,190,536 | $4,857,386 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 5,250,000 | $4,835,250 | dollars as filed | principal |
| BLACKROCK ETF TRUST | 09290C814 | ISHA US SELE ETF | 160,000 | $4,833,600 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 144,745 | $4,827,246 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,419,709 | $4,798,616 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 97,430 | $4,788,685 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 4,079,000 | $4,778,549 | dollars as filed | principal |
| INVIVYD INC | 00534A102 | COMMON STOCK | 4,671,723 | $4,765,158 | dollars as filed | |
| SMITH DOUGLAS HOMES CORP | 83207R107 | COM SHS CL A | 126,088 | $4,763,605 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 34,562 | $4,762,643 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 3,830,000 | $4,745,370 | dollars as filed | principal |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 290,609 | $4,739,833 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 2,601,776 | $4,735,232 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 383,600 | $4,714,443 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 35,247 | $4,711,467 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 4,952,472 | $4,698,907 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 476,265 | $4,667,398 | dollars as filed | |
| SKYE BIOSCIENCE INC | 83086J200 | COM NEW | 1,193,515 | $4,666,644 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 887,903 | $4,661,491 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,647,763 | $4,660,063 | dollars as filed | |
| SUMMIT MIDSTREAM CORP | 86614G101 | COMMON STOCK | 133,006 | $4,659,200 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 457,792 | $4,655,744 | dollars as filed | |
| CERVOMED INC | 15713L109 | COM | 318,766 | $4,653,984 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 2,325,000 | $4,647,443 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 5,250,000 | $4,646,250 | dollars as filed | principal |
| METHANEX CORP COM | 59151K108 | Stock | 112,148 | $4,636,199 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 78,593 | $4,606,337 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,755,000 | $4,605,218 | dollars as filed | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 4,808,000 | $4,588,659 | dollars as filed | principal |
| SABRE CORP COM | 78573M104 | Stock | 1,250,000 | $4,587,500 | dollars as filed | call |
| INFINERA CORP | 45667GAG8 | BOND | 4,000,000 | $4,584,640 | dollars as filed | principal |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 272,304 | $4,571,984 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 4,860,000 | $4,541,670 | dollars as filed | principal |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 2,170,000 | $4,539,640 | dollars as filed | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 4,395,000 | $4,522,059 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 4,753,000 | $4,517,727 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 5,096,000 | $4,502,316 | dollars as filed | principal |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 5,345,772 | $4,501,140 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 5,094,000 | $4,485,267 | dollars as filed | principal |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 5,134,088 | $4,466,657 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 42,021 | $4,462,210 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 4,827,000 | $4,448,370 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 4,717,000 | $4,445,773 | dollars as filed | principal |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,607,124 | $4,419,592 | dollars as filed | |
| CURBLINE PPTYS CORP COM | 23128Q101 | REIT | 181,218 | $4,412,658 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 457,376 | $4,409,105 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 4,000,000 | $4,398,120 | dollars as filed | principal |
| IRENLTDF | Q4982L109 | STOK | 518,896 | $4,379,482 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 4,780,000 | $4,358,786 | dollars as filed | principal |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 4,100,000 | $4,337,800 | dollars as filed | principal |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 4,598,000 | $4,319,821 | dollars as filed | principal |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 49,648 | $4,306,468 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 1,580,164 | $4,298,045 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 688,945 | $4,285,237 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 7,007,662 | $4,275,375 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 447,171 | $4,274,956 | dollars as filed | |
| NIO INC | 62914VAK2 | NOTE 4.625%10/1 | 4,900,000 | $4,253,200 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 4,948,000 | $4,244,988 | dollars as filed | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 292,301 | $4,235,441 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,639,114 | $4,228,914 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 30,850 | $4,223,057 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 4,420,000 | $4,212,260 | dollars as filed | principal |
| BLACKSKY TECHNOLOGY INC | 09263B207 | COMMON STOCK | 887,250 | $4,205,564 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 4,571,000 | $4,193,893 | dollars as filed | principal |
| SEAPORT ENTERTAINMENT GROUP | 812215200 | COMMON STOCK | 152,790 | $4,189,507 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 4,217,802 | $4,170,141 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 371,601 | $4,165,647 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 4,368,000 | $4,145,232 | dollars as filed | principal |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 1,882,998 | $4,104,937 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 91,975 | $4,089,208 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 305,021 | $4,084,229 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 340,538 | $4,079,645 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 1,350,000 | $4,077,000 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 548,471 | $4,075,139 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 4,380,000 | $4,064,596 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 4,127,000 | $4,044,460 | dollars as filed | principal |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 167,386 | $4,044,046 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 49,780 | $4,043,589 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 211,850 | $4,037,860 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 2,700,000 | $4,036,500 | dollars as filed | principal |
| MIRUM PHARMACEUTICALS INC | 604749AB7 | NOTE 4.000% 5/0 | 2,750,000 | $4,029,795 | dollars as filed | principal |
| ISHARES TR | 46438G711 | S&P 500 BUYW ETF | 80,000 | $4,019,080 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 1,364,562 | $4,011,813 | dollars as filed | |
| ISHARES TR | 46436E346 | MSCI WTR MGMT MS | 125,000 | $4,010,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 836,711 | $4,007,846 | dollars as filed | |
| CANOO INC | 13803R201 | CL A COM NEW | 4,068,696 | $4,001,563 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 28,296 | $3,973,890 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C889 | ISHARES FINTECH | 160,000 | $3,973,776 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 2,141,000 | $3,953,357 | dollars as filed | principal |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 275,215 | $3,949,336 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 83,414 | $3,944,663 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 771,513 | $3,942,432 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 2,828,734 | $3,931,940 | dollars as filed | |
| ILEARNINGENGINES INC | 45175Q106 | COM | 2,354,220 | $3,931,548 | dollars as filed | |
| STEM INC | 85859N102 | COM | 11,286,773 | $3,930,054 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C806 | ISHA US THEM ETF | 120,000 | $3,927,732 | dollars as filed | |
| CRAWFORD & CO | 224633107 | COM | 351,023 | $3,899,866 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 766,471 | $3,886,008 | dollars as filed | |
| ISHARES TR | 46436E270 | ENVIR AWR RL EST | 133,700 | $3,854,451 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,605,804 | $3,837,871 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 2,158,183 | $3,819,984 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 745,696 | $3,803,049 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 429,891 | $3,800,237 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 267,952 | $3,794,200 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 236,171 | $3,790,551 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 3,900,000 | $3,773,289 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 3,600,000 | $3,760,200 | dollars as filed | principal |
| HILLEVAX INC | 43157M102 | COM | 2,134,053 | $3,755,933 | dollars as filed | |
| ADECOAGRO S A | L00849106 | COM | 338,804 | $3,750,561 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 80,628 | $3,749,204 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAD6 | NOTE 1.750% 8/1 | 4,150,000 | $3,747,990 | dollars as filed | principal |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 1,111,978 | $3,736,247 | dollars as filed | |
| TECTONIC THERAPEUTIC INC | 878972108 | COMMON STOCK | 123,032 | $3,727,870 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 214,187 | $3,720,428 | dollars as filed | |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 2,625,000 | $3,711,750 | dollars as filed | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 238,594 | $3,693,435 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 3,300,000 | $3,674,880 | dollars as filed | principal |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 1,938,558 | $3,644,489 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 3,363,000 | $3,637,555 | dollars as filed | principal |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 752,382 | $3,618,957 | dollars as filed | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 195,348 | $3,617,845 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 2,400,000 | $3,614,400 | dollars as filed | principal |
| ISHARES TR | 46438G653 | IBONDS DEC 2034 | 135,000 | $3,605,850 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 4,775,000 | $3,599,204 | dollars as filed | principal |
| DLH HLDGS CORP | 23335Q100 | COM | 381,559 | $3,571,393 | dollars as filed | |
| BBB Foods Inc | G0896C103 | COM | 118,927 | $3,567,810 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 3,425,000 | $3,563,713 | dollars as filed | principal |
| ISHARES LARGE CAP VALUE ACTIVE ETF | 09290C871 | ETF | 110,000 | $3,554,375 | dollars as filed | |
| Instil Bio Inc | 45783C200 | COM NEW | 52,794 | $3,554,092 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 3,600,000 | $3,553,200 | dollars as filed | principal |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 513,638 | $3,533,829 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 3,575,000 | $3,490,237 | dollars as filed | principal |
| CIBUS INC | 17166A101 | CL A COM STK | 1,068,342 | $3,482,795 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 1,637,050 | $3,470,546 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 4,901,000 | $3,415,997 | dollars as filed | principal |
| EXSCIENTIA PLC | 30223G102 | ADS | 699,863 | $3,415,331 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 79,856 | $3,406,658 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 165,387 | $3,395,403 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 2,108,546 | $3,394,760 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 863,852 | $3,386,299 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 3,490,000 | $3,367,850 | dollars as filed | principal |
| TRUBRIDGE INC | 205306103 | COM | 280,197 | $3,351,156 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 38,013 | $3,342,863 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 5,150,000 | $3,331,020 | dollars as filed | principal |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 1,859,209 | $3,272,210 | dollars as filed | |
| STRAWBERRY FIELDS REIT INC | 863182101 | REIT | 257,481 | $3,267,433 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 2,973,000 | $3,261,381 | dollars as filed | principal |
| FRONTLINE PLC COM | M46528101 | Stock | 141,959 | $3,243,773 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 389,258 | $3,234,734 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 889,069 | $3,218,430 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 437,766 | $3,213,203 | dollars as filed | |
| NANO NUCLEAR ENERGY INC | 63010H108 | COM | 222,434 | $3,205,274 | dollars as filed | |
| VGT | 92204A702 | SHS | 5,436 | $3,188,616 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 603,877 | $3,188,470 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 295,616 | $3,180,828 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 808,190 | $3,176,187 | dollars as filed | |
| ISHARES TR | 46436E445 | ESG OPTI MIN ETF | 110,000 | $3,161,642 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 189,802 | $3,150,714 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,629,069 | $3,143,137 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209RAB9 | NOTE 2.000% 3/1 | 2,975,000 | $3,141,421 | dollars as filed | principal |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 310,475 | $3,083,016 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 406,254 | $3,079,403 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 3,120,000 | $3,066,960 | dollars as filed | principal |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 215,606 | $3,061,605 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 14,655 | $3,053,223 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 65,644 | $3,041,943 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 479,562 | $3,030,832 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 3,638,378 | $3,019,853 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 175,993 | $3,004,200 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 3,200,000 | $2,997,440 | dollars as filed | principal |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 21,029 | $2,986,895 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,764,000 | $2,984,346 | dollars as filed | principal |
| ORIGIN MATERIALS INC | 68622D106 | COM | 1,915,022 | $2,949,134 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 3,195,000 | $2,939,400 | dollars as filed | principal |
| SLR INVESTMENT CORP | 83413U100 | COM | 195,126 | $2,936,646 | dollars as filed | |
| ISHARES ESG AWARE MSCI VALUE ETF | 46436E221 | COM | 98,000 | $2,933,689 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 100,042 | $2,922,226 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N107 | COMMON STOCK | 871,589 | $2,919,823 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 624,902 | $2,905,794 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 3,325,000 | $2,904,388 | dollars as filed | principal |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 3,975,000 | $2,891,813 | dollars as filed | principal |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 85,000 | $2,878,559 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 32,341 | $2,872,528 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 8,196,859 | $2,866,442 | dollars as filed | |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 2,450,000 | $2,866,378 | dollars as filed | principal |
| GOHEALTH INC | 38046W204 | CL A NEW | 304,508 | $2,856,284 | dollars as filed | |
| World Kinect Corporation Note 3.250 percent 7/0 | 98149GAB6 | Convertible | 2,350,000 | $2,852,900 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 3,025,000 | $2,851,184 | dollars as filed | principal |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 176,031 | $2,832,337 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 381,965 | $2,822,722 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 140,400 | $2,822,040 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 2,910,000 | $2,818,335 | dollars as filed | principal |
| CRITICAL METALS CORP | G2662B103 | PUBCO ORD SHS | 378,151 | $2,813,444 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 3,066,000 | $2,796,775 | dollars as filed | principal |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 163,403 | $2,772,949 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 218,971 | $2,767,793 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 2,805,642 | $2,767,485 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 2,985,000 | $2,764,110 | dollars as filed | principal |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 237,880 | $2,752,273 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 566,823 | $2,737,756 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 3,676,000 | $2,729,209 | dollars as filed | principal |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 53,436 | $2,717,755 | dollars as filed | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 1,164,038 | $2,712,208 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 2,480,000 | $2,696,454 | dollars as filed | principal |
| AMERICAN WELL CORP | 03044L204 | COM CL A NEW | 284,038 | $2,692,680 | dollars as filed | |
| RAPID7 INC | 753422AH7 | NOTE 1.250% 3/1 | 2,850,000 | $2,677,689 | dollars as filed | principal |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 121,389 | $2,668,130 | dollars as filed | |
| SERVE ROBOTICS INC | 81758H106 | COM | 335,065 | $2,663,767 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 2,900,000 | $2,653,500 | dollars as filed | principal |
| CARPARTS COM INC | 14427M107 | COM | 2,912,803 | $2,639,873 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 952,591 | $2,638,677 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 376,843 | $2,634,135 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 118,796 | $2,631,332 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 2,908,000 | $2,608,418 | dollars as filed | principal |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 282,171 | $2,604,438 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B400 | COM NEW | 174,945 | $2,604,055 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923BA5 | NOTE 7.500% 8/0 | 2,550,000 | $2,591,438 | dollars as filed | principal |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 10,266,691 | $2,578,994 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,193,658 | $2,578,302 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 626,524 | $2,575,014 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 2,850,000 | $2,566,283 | dollars as filed | principal |
| BV FINANCIAL INC | 05603E208 | COMMON STOCK | 165,557 | $2,541,300 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 152,093 | $2,535,390 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 92,955 | $2,509,785 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 65,487 | $2,505,533 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 89,706 | $2,504,592 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 143,916 | $2,488,307 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 134,217 | $2,483,015 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 18,703 | $2,473,472 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 238,318 | $2,468,974 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 170,302 | $2,460,861 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,396,562 | $2,457,949 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 1,161,084 | $2,449,887 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 385,409 | $2,428,076 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 81,170 | $2,422,113 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 1,071,489 | $2,421,565 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 200,156 | $2,417,884 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 150,334 | $2,415,867 | dollars as filed | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 115,000 | $2,389,700 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 850,213 | $2,389,099 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 37,344 | $2,388,522 | dollars as filed | |
| ISHARES TR | 46436E353 | NEURO HEALT ETF | 95,000 | $2,377,157 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 164,277 | $2,373,803 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 664,218 | $2,364,616 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 256,252 | $2,362,643 | dollars as filed | |
| TELOMIR PHARMACEUTICALS INC | 87975F104 | COM | 366,878 | $2,355,356 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 2,725,000 | $2,340,775 | dollars as filed | principal |
| ISHARES U S ETF TR | 46431W523 | INFLT HGD U S AG | 93,000 | $2,339,415 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 2,625,000 | $2,324,096 | dollars as filed | principal |
| CATO CORP NEW | 149205106 | CL A | 465,349 | $2,322,092 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 2,779,000 | $2,299,623 | dollars as filed | principal |
| FREIGHTCAR AMER INC | 357023100 | COM | 212,133 | $2,288,915 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 561,268 | $2,278,749 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 8,544 | $2,254,164 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 21,187 | $2,245,822 | dollars as filed | |
| HURCO CO | 447324104 | COM | 106,366 | $2,241,131 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 165,124 | $2,240,733 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 5,700,000 | $2,240,100 | dollars as filed | principal |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 342,934 | $2,235,930 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 187,271 | $2,228,525 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 2,246,000 | $2,226,909 | dollars as filed | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 49,100 | $2,225,212 | dollars as filed | call |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 2,260,000 | $2,223,840 | dollars as filed | principal |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 85,424 | $2,215,044 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 1,058,316 | $2,190,713 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 111,277 | $2,181,029 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 1,112,433 | $2,180,368 | dollars as filed | |
| INSEEGO CORP | 45782B302 | COMMON STOCK | 132,971 | $2,171,417 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 1,186,566 | $2,171,416 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 35,099 | $2,163,853 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 107,476 | $2,143,071 | dollars as filed | |
| BARNES NOBLE EDUCATION INC | 06777U200 | COMMON STOCK | 229,833 | $2,128,254 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 89,134 | $2,122,281 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 1,892,871 | $2,120,016 | dollars as filed | |
| ABACUS GLOBAL MANAGEMENT INC | 00258Y104 | COMMON STOCK | 208,674 | $2,111,781 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 1,217,216 | $2,093,611 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 382,717 | $2,085,807 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 2,235,000 | $2,077,433 | dollars as filed | principal |
| PETMED EXPRESS INC | 716382106 | COM | 564,458 | $2,077,205 | dollars as filed | |
| HESAI GROUP | 428050108 | SPONSORED ADS | 439,120 | $2,059,473 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 1,459,970 | $2,058,558 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 2,023,000 | $2,055,368 | dollars as filed | principal |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 2,421,000 | $2,046,471 | dollars as filed | principal |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 40,616 | $2,043,594 | dollars as filed | |
| ISHARES BREAKTHROUGH ENVIRONMENTAL SOLUTIONS ETF | 46436E197 | ETF | 90,000 | $2,042,100 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 128,674 | $2,031,762 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 45,449 | $2,030,229 | dollars as filed | |
| Viavi Solutions Inc | 925550AH8 | Convertible bond | 2,050,000 | $2,029,500 | dollars as filed | principal |
| VEREN INC | 92340V107 | COM NEW | 329,493 | $2,026,382 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 289,363 | $2,019,753 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 24,592 | $2,019,495 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 276,391 | $2,017,654 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 2,200,000 | $2,015,200 | dollars as filed | principal |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 908,141 | $2,006,992 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 18,418 | $2,003,694 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 953,676 | $1,993,183 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001426459-24-000006 | this filing | 2024-11-13 | acceptance time not in the bulk data set |