13F-HR filed by Vigilant Capital Management, LLC
Vigilant Capital Management, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-14, with 298 holding rows worth $563,662,000.
- Accession
- 0001425845-16-000020
- Filer
- CIK 1425845
- Filed
- 2016-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 298 entries on the cover page, a total value of $563,662,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $563,662,000 with VALUE read as thousands by filing date, 13F file number 028-12673. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,148,931 | $28,965,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 862,383 | $20,464,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 368,412 | $15,801,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 356,811 | $15,218,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 517,826 | $15,172,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 546,152 | $14,189,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 239,607 | $13,459,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 998,070 | $12,666,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 210,213 | $12,472,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 372,160 | $12,423,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 99,412 | $12,145,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 132,784 | $11,816,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 103,170 | $10,524,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 92,192 | $10,422,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 102,588 | $9,716,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 178,225 | $9,701,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 301,925 | $9,236,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 160,938 | $9,128,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 140,883 | $9,070,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 117,158 | $9,034,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 173,533 | $9,020,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 82,004 | $8,920,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 138,675 | $8,746,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 100,159 | $8,742,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 177,396 | $8,739,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 378,138 | $8,576,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 69,934 | $8,512,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 307,658 | $8,402,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 28,301 | $8,192,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 193,415 | $8,180,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 262,526 | $8,175,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 94,299 | $8,147,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 102,520 | $8,062,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 116,425 | $8,023,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 203,670 | $7,921,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 80,607 | $7,862,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 63,969 | $7,729,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 144,352 | $7,600,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 236,685 | $7,560,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 135,710 | $7,347,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 108,650 | $7,315,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 51,992 | $7,279,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 77,775 | $7,053,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 55,644 | $6,991,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 98,805 | $6,915,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 52,617 | $6,611,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 121,864 | $6,051,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 100,749 | $5,751,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 199,439 | $5,116,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 196,594 | $5,074,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 24,092 | $4,315,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 166,979 | $4,265,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 140,136 | $3,641,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 166,194 | $3,598,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 64,113 | $3,376,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 116,366 | $3,222,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 141,759 | $3,034,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 107,183 | $2,823,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 26,254 | $2,356,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 104,722 | $2,233,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 97,310 | $2,147,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 92,737 | $2,003,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 39,743 | $1,948,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 16,684 | $1,881,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 81,732 | $1,774,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 46,154 | $1,563,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,452 | $1,235,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,466 | $1,227,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 39,355 | $1,220,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 15,122 | $1,121,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,250 | $919,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,477 | $779,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 14,117 | $739,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 28,615 | $611,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,835 | $588,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,535 | $570,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,386 | $564,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 5,425 | $554,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,712 | $524,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,995 | $518,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 23,768 | $508,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,102 | $435,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,171 | $424,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,834 | $401,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,473 | $393,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,623 | $391,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,951 | $380,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,596 | $380,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,680 | $377,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,758 | $376,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 6,364 | $360,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,066 | $359,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 7,500 | $346,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,059 | $339,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,750 | $310,000 | thousands by filing date | |
| Procter & Gamble Co Exchange F | 742993975 | COM | 3,200 | $287,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,902 | $260,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,359 | $259,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,000 | $257,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,290 | $238,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,403 | $234,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,513 | $233,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,050 | $228,000 | thousands by filing date | |
| DFA REAL ESTATE SECURITIES I | 233203835 | EQUITY FUNDS | 6,253 | $228,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,518 | $225,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,979 | $219,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,872 | $218,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,700 | $218,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,935 | $215,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,800 | $211,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,032 | $206,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,850 | $205,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,154 | $203,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,990 | $201,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,050 | $191,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 814 | $187,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,528 | $168,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,336 | $163,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,240 | $162,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,798 | $156,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,700 | $154,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,436 | $152,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,238 | $151,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,643 | $147,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,000 | $144,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,850 | $130,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,447 | $128,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 2,474 | $128,000 | thousands by filing date | |
| IJH | 464287507 | COM | 800 | $124,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,122 | $123,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,267 | $111,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 841 | $108,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 1,425 | $107,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,370 | $99,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 742 | $98,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,624 | $98,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,568 | $97,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 843 | $97,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,000 | $94,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,496 | $93,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,129 | $91,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,300 | $87,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,673 | $87,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 779 | $87,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,155 | $86,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 930 | $80,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1,900 | $80,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 25,000 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 600 | $70,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,000 | $70,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 625 | $69,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 300 | $67,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 360 | $66,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 363 | $66,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 759 | $63,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 500 | $63,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 500 | $62,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,000 | $61,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 736 | $59,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 75 | $58,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 650 | $58,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 320 | $58,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 71 | $57,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 200 | $56,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,800 | $55,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 445 | $55,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 560 | $54,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 801 | $53,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 4,000 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,400 | $51,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5,430 | $50,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 313 | $50,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 300 | $49,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,327 | $49,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 615 | $48,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 635 | $47,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,200 | $47,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,500 | $47,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 344 | $45,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 400 | $44,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 30 | $44,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 907 | $42,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 230 | $41,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 600 | $38,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 780 | $37,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 344 | $36,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 300 | $36,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 650 | $35,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 600 | $34,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 468 | $34,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 837 | $33,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 600 | $33,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 500 | $33,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 400 | $32,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 264 | $31,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 250 | $31,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 250 | $31,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 450 | $31,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 450 | $30,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 633 | $30,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 400 | $30,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 300 | $29,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,000 | $29,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 352 | $29,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 361 | $28,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 225 | $28,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 646 | $28,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 175 | $27,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 198 | $26,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 178 | $26,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,426 | $26,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 446 | $26,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 500 | $26,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 400 | $25,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 250 | $25,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 219 | $24,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 275 | $24,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 582 | $24,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 300 | $24,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 77 | $24,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 425 | $24,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 128 | $24,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 5,000 | $23,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 274 | $22,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 251 | $22,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 522 | $21,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 199 | $21,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 200 | $20,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 293 | $19,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 260 | $19,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 275 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 681 | $19,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 155 | $18,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 260 | $18,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 689 | $18,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 910 | $18,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 334 | $16,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 212 | $16,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 391 | $16,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 207 | $16,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 700 | $16,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 132 | $15,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 128 | $15,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 117 | $15,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 159 | $15,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 144 | $15,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 282 | $14,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 375 | $14,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 100 | $14,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 325 | $14,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 408 | $13,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 176 | $13,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 125 | $13,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 286 | $13,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 85 | $13,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 159 | $13,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 344 | $13,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 200 | $12,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 60 | $12,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 500 | $11,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 74 | $10,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 43 | $10,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 151 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 76 | $10,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 276 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 300 | $10,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 49 | $9,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 76 | $9,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 99 | $8,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 50 | $8,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 284 | $8,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 130 | $8,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 130 | $8,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 163 | $8,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $7,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 142 | $7,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 288 | $7,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 100 | $7,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 100 | $6,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 119 | $5,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 54 | $3,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 80 | $3,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 65 | $3,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 30 | $3,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 80 | $3,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 26 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 30 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 72 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 38 | $2,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 28 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 50 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 126 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 12 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 132 | $1,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001425845-16-000020 | this filing | 2016-10-14 | acceptance time not in the bulk data set |