13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-22, with 48 holding rows worth $128,346,000.
- Accession
- 0001425475-19-000005
- Filer
- CIK 1317346
- Filed
- 2019-07-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, amendment of type restatement, 48 entries on the cover page, a total value of $128,346,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $128,346,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA SWAPS LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 19,862 | $21,506,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,538,608 | $17,432,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,268,768 | $15,542,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 25,755 | $10,177,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 332,105 | $6,273,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 89,914 | $3,414,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 28,083 | $3,111,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 232,463 | $3,087,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 80,115 | $3,029,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 225,142 | $2,978,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 111,427 | $2,785,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 44,179 | $2,776,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 98,481 | $2,665,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 35,617 | $2,470,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 40,035 | $2,460,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 19,823 | $2,429,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 65,630 | $2,404,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 19,968 | $2,053,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 12,068 | $1,724,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 14,924 | $1,542,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 30,000 | $1,486,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 30,416 | $1,453,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 35,413 | $1,363,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 16,000 | $1,128,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 23,084 | $1,068,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 122,518 | $1,029,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 541,275 | $1,028,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 15,674 | $962,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 13,290 | $822,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 11,439 | $751,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 22,699 | $702,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 15,040 | $638,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 39,558 | $591,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 13,159 | $590,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 164,499 | $549,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 39,450 | $539,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 12,827 | $466,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 13,158 | $423,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 35,199 | $391,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 43,874 | $381,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 13,544 | $368,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 15,969 | $318,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 12,571 | $300,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 14,932 | $270,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 131,226 | $255,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,078 | $218,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 35,114 | $200,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 16,328 | $200,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001425475-19-000005 | this filing | 2019-07-22 | acceptance time not in the bulk data set |