13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-11, with 61 holding rows worth $186,421,000.
- Accession
- 0001425475-15-000002
- Filer
- CIK 1317346
- Filed
- 2015-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 61 entries on the cover page, a total value of $186,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,421,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA SWAPS LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JETBLUE AIRWAYS CORP | 477143AE1 | DBCV 5.500%10/1 | 100,000 | $43,356,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 590,691 | $38,648,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 150,933 | $14,361,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 151,215 | $9,305,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 130,740 | $8,719,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 92,493 | $7,871,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 303,625 | $5,966,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 146,981 | $4,721,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 153,230 | $3,504,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 220,698 | $3,270,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 33,966 | $3,077,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 81,124 | $2,961,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 75,751 | $2,727,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 59,131 | $2,466,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 36,126 | $2,119,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 76,879 | $1,873,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 13,254 | $1,826,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 19,360 | $1,724,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 30,394 | $1,531,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 58,603 | $1,422,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 16,215 | $1,348,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 47,949 | $1,330,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 35,526 | $1,275,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 86,664 | $1,188,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,131 | $1,158,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 85,345 | $1,072,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 14,000 | $1,008,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 37,791 | $990,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 58,924 | $932,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 14,214 | $818,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 36,456 | $764,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 34,371 | $698,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 37,101 | $695,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 28,030 | $675,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 20,401 | $671,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 125,789 | $669,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 10,000 | $595,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 18,836 | $592,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 11,929 | $576,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 22,857 | $563,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 32,901 | $517,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 25,021 | $510,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 66,238 | $495,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 43,917 | $475,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 32,923 | $421,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 19,036 | $417,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 45,095 | $414,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 14,943 | $385,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,907 | $373,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 57,401 | $371,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 14,999 | $360,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 49,269 | $349,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 84,629 | $315,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 11,793 | $294,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 24,700 | $280,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 27,323 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,492 | $239,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 45,444 | $236,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 12,150 | $230,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 22,016 | $215,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 17,322 | $207,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001425475-15-000002 | this filing | 2015-05-11 | acceptance time not in the bulk data set |