13F-HR filed by AB CarVal Investors, LP
AB CarVal Investors, LP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 18 holding rows worth $161,546,000.
- Accession
- 0001425040-13-000011
- Filer
- CIK 1425040
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 18 entries on the cover page, a total value of $161,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $161,546,000 with VALUE read as thousands by filing date, 13F file number 028-12737. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 288,000 | $48,412,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,267,000 | $17,484,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 818,627 | $15,815,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 592,222 | $12,347,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 953,700 | $9,756,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 499,581 | $9,367,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 323,058 | $6,777,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 379,500 | $6,360,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 301,797 | $6,011,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 765,000 | $5,156,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 705,447 | $4,296,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 85,432 | $3,684,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 258,224 | $3,625,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,533,853 | $3,374,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 4,387,300 | $3,281,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 75,000 | $2,049,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 98,621 | $2,026,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 85,542 | $1,726,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001425040-13-000011 | this filing | 2013-11-14 | acceptance time not in the bulk data set |