13F-HR filed by Plante Moran Financial Advisors, LLC
Plante Moran Financial Advisors, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 919 holding rows worth $323,807,000.
- Accession
- 0001424717-21-000004
- Filer
- CIK 1424717
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 919 entries on the cover page, a total value of $323,807,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $323,803,000 with VALUE read as thousands by filing date, 13F file number 028-13061. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WINTRUST FINL CORP COM | 97650W108 | Stock | 372 | $23,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 77 | $23,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 103 | $23,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 322 | $23,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 61 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 336 | $23,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 464 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 505 | $23,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 534 | $23,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 400 | $23,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 227 | $22,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 100 | $22,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,468 | $22,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,286 | $22,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 321 | $22,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,025 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 628 | $22,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 330 | $22,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 100 | $22,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,200 | $22,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 503 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 553 | $21,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 386 | $21,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 419 | $21,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 123 | $21,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 800 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 300 | $21,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 292 | $21,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 523 | $20,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 450 | $20,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 69 | $20,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 265 | $20,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 260 | $20,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 94 | $20,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 350 | $20,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 93 | $20,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 50 | $19,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 200 | $19,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,270 | $19,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 854 | $19,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 430 | $19,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 814 | $19,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,135 | $19,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 3,177 | $19,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 1,550 | $19,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200 | $18,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 500 | $18,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 400 | $18,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 99 | $18,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 700 | $18,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 175 | $18,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 528 | $18,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,062 | $18,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,700 | $18,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 500 | $17,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 229 | $17,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 477 | $17,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 100 | $17,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 66 | $17,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 5,932 | $17,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 554 | $16,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 137 | $16,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 30 | $16,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 183 | $16,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 900 | $16,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 80 | $16,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 74 | $16,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 1,022 | $16,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 400 | $15,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 15 | $15,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 11 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 167 | $15,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 153 | $15,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 54 | $15,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,250 | $15,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 200 | $15,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 156 | $15,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 26 | $15,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 66 | $14,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 223 | $14,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 165 | $14,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 528 | $14,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 119 | $14,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 191 | $14,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,000 | $14,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 963 | $14,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,175 | $14,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 114 | $13,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 143 | $13,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 296 | $13,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 100 | $13,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 175 | $13,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 62 | $13,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 35 | $13,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 325 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 323 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 302 | $13,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 397 | $12,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 277 | $12,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 125 | $12,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 150 | $12,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 140 | $12,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 80 | $12,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,050 | $12,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 200 | $12,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 60 | $12,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 251 | $12,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 273 | $12,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 32 | $12,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 100 | $12,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 212 | $12,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 415 | $12,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 21 | $11,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 39 | $11,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 500 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 93 | $11,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 704 | $11,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,825 | $11,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,000 | $11,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 50 | $11,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 1,000 | $11,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 57 | $10,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 25 | $10,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 265 | $10,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 141 | $10,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 389 | $10,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 250 | $10,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 114 | $10,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,300 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 257 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 201 | $10,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 290 | $10,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 79 | $10,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 450 | $10,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 69 | $9,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 70 | $9,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 4 | $9,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 94 | $9,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 262 | $9,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 65 | $9,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 20 | $9,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 31 | $9,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 99 | $9,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 130 | $9,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,400 | $9,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 82 | $8,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 74 | $8,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 329 | $8,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 97 | $8,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 25 | $8,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 45 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 65 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 72 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 245 | $8,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 105 | $8,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 165 | $8,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 142 | $8,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 500 | $8,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,000 | $8,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 89 | $7,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 99 | $7,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 110 | $7,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 100 | $7,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 323 | $7,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 71 | $7,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 172 | $7,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 101 | $7,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 100 | $7,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 111 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 300 | $7,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 166 | $7,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 135 | $7,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 492 | $7,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 140 | $6,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 21 | $6,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 317 | $6,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 16 | $6,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 219 | $6,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 60 | $6,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 55 | $6,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 29 | $6,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 147 | $6,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 43 | $6,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 64 | $6,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 82 | $6,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 42 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 146 | $6,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 43 | $6,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,000 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 40 | $5,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 20 | $5,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 66 | $5,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 17 | $5,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 146 | $5,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 100 | $5,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 76 | $5,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 110 | $5,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 73 | $5,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 123 | $5,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 31 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 205 | $5,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 70 | $5,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 498 | $5,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 2,000 | $5,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,781 | $5,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 100 | $4,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 34 | $4,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 18 | $4,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 95 | $4,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 55 | $4,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 15 | $4,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 25 | $4,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 25 | $4,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 69 | $4,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 111 | $4,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 15 | $4,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 36 | $4,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 25 | $4,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 59 | $4,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 13 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 200 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 292 | $4,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 450 | $4,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 160 | $4,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 79 | $4,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 126 | $4,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 664 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,698 | $4,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 126 | $4,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 132 | $4,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 20 | $3,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 37 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 60 | $3,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 11 | $3,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 28 | $3,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 20 | $3,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 8 | $3,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 22 | $3,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 38 | $3,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 14 | $3,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 25 | $3,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 28 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 157 | $3,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 66 | $3,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 78 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20 | $3,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 170 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 336 | $3,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 592 | $3,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 45 | $3,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 147 | $3,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 954 | $3,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 37 | $3,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 20 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 143 | $3,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 239 | $3,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 204 | $3,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $3,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 49 | $2,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 5 | $2,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 41 | $2,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 100 | $2,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 55 | $2,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 36 | $2,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 5 | $2,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 20 | $2,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 60 | $2,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 49 | $2,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 8 | $2,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 12 | $2,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 20 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 41 | $2,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 10 | $2,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 28 | $2,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 31 | $2,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 110 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 76 | $2,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 54 | $2,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 8 | $2,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 25 | $2,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3 | $2,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 85 | $2,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 41 | $2,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 45 | $2,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 11 | $2,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 24 | $2,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 233 | $2,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 50 | $2,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 40 | $2,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 130 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 21 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 54 | $2,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 150 | $2,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 15 | $2,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100 | $2,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 116 | $2,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 280 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 3,000 | $2,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 7 | $1,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 40 | $1,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 16 | $1,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 61 | $1,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 8 | $1,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 6 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 18 | $1,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 30 | $1,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 6 | $1,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 4 | $1,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 6 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 40 | $1,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 5 | $1,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 24 | $1,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 16 | $1,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 45 | $1,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 27 | $1,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 44 | $1,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 77 | $1,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 15 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 29 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 47 | $1,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 9 | $1,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 10 | $1,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 54 | $1,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7 | $1,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 27 | $1,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 85 | $1,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 15 | $1,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 13 | $1,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 28 | $1,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 30 | $1,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 65 | $1,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 50 | $1,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 13 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 16 | $1,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 16 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 25 | $1,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 18 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 92 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 10 | $1,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 318 | $1,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 10 | $1,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 6 | $1,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 110 | $1,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 31 | $1,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 28 | $1,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 17 | $1,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 15 | $1,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2 | $1,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 8 | $1,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 50 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 23 | $1,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 21 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 45 | $1,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 150 | $1,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 10 | $1,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 69 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 10 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 404 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 27 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 24 | $1,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 52 | $1,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 13 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 160 | $1,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDISON INTL COM | 281020107 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEX CORP COM | 45167R104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HP INC COM | 40434L105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TC ENERGY CORP | 87807B107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCENTRIX CORP | 20602D101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTY INC | 222070203 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares Short S&P | 74347B425 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 279 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001424717-21-000004 | this filing | 2021-02-09 | acceptance time not in the bulk data set |