13F-HR filed by Plante Moran Financial Advisors, LLC
Plante Moran Financial Advisors, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 907 holding rows worth $284,607,000.
- Accession
- 0001424717-20-000010
- Filer
- CIK 1424717
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 907 entries on the cover page, a total value of $284,607,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $284,610,000 with VALUE read as thousands by filing date, 13F file number 028-13061. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 588 | $20,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,231 | $20,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 160 | $19,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 708 | $19,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 325 | $19,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 430 | $19,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 67 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 86 | $19,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,220 | $19,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 309 | $19,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 244 | $19,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,610 | $19,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 394 | $19,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 330 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 505 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 400 | $19,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 414 | $19,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 3,177 | $19,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 77 | $18,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,030 | $18,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 165 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 622 | $18,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 355 | $18,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 100 | $18,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 510 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 300 | $17,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 292 | $17,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 100 | $17,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 497 | $17,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 5,932 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 503 | $17,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,175 | $17,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 500 | $16,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 229 | $16,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 264 | $16,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,221 | $16,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,025 | $16,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 99 | $16,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 388 | $16,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,203 | $16,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 915 | $16,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 53 | $15,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 300 | $15,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 372 | $15,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,584 | $15,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 100 | $15,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 54 | $15,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 61 | $15,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 500 | $15,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 352 | $15,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 191 | $15,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 212 | $15,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 430 | $15,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 946 | $15,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 14,406 | $15,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 295 | $14,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 270 | $14,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 112 | $14,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 107 | $14,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 130 | $14,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,756 | $14,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 74 | $14,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 60 | $14,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 275 | $13,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,468 | $13,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 200 | $13,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 528 | $13,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 156 | $13,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 730 | $13,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 110 | $13,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 494 | $13,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 46 | $13,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 1,000 | $13,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 39 | $12,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 200 | $12,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 223 | $12,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 550 | $12,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 276 | $12,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 175 | $12,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 477 | $12,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 23 | $12,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 62 | $12,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 35 | $12,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,062 | $12,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 1,550 | $12,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 62 | $11,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,400 | $11,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 395 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 376 | $11,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 45 | $11,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 142 | $11,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,250 | $11,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 704 | $11,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 74 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 272 | $11,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 119 | $11,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 202 | $11,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 325 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 323 | $11,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 404 | $11,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,000 | $11,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 75 | $10,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 143 | $10,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 45 | $10,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 169 | $10,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 150 | $10,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 102 | $10,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 103 | $10,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 534 | $10,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 50 | $10,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 100 | $10,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,825 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 257 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 201 | $10,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 49 | $10,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 192 | $10,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 400 | $10,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,135 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 302 | $10,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 61 | $9,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 500 | $9,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 20 | $9,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 90 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 143 | $9,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 149 | $9,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 10,000 | $9,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 70 | $8,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 88 | $8,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 45 | $8,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 265 | $8,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 141 | $8,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 65 | $8,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 67 | $8,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 99 | $8,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 49 | $8,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 35 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 245 | $8,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 101 | $8,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 1,022 | $8,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 105 | $8,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 79 | $8,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 100 | $8,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 110 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 142 | $8,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 415 | $8,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 82 | $7,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 97 | $7,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 45 | $7,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 64 | $7,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 43 | $7,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 323 | $7,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 31 | $7,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 188 | $7,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 100 | $7,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 57 | $7,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 290 | $7,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,000 | $7,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 3,000 | $7,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 135 | $7,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 303 | $6,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 25 | $6,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 38 | $6,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 80 | $6,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 317 | $6,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 329 | $6,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 110 | $6,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 100 | $6,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 56 | $6,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 250 | $6,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 64 | $6,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 25 | $6,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 115 | $6,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 220 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 80 | $6,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 100 | $6,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 55 | $6,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 57 | $6,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 150 | $6,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 450 | $6,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 111 | $6,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,400 | $6,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 300 | $6,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 632 | $6,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 20 | $5,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 50 | $5,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 99 | $5,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 51 | $5,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 146 | $5,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 60 | $5,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 75 | $5,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 71 | $5,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 50 | $5,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 150 | $5,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,300 | $5,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 228 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 146 | $5,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 53 | $5,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 70 | $5,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 142 | $5,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,044 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 250 | $5,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 493 | $5,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 2,500 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 40 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 70 | $4,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 89 | $4,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 112 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 24 | $4,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 48 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 81 | $4,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 20 | $4,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 25 | $4,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 20 | $4,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 48 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 219 | $4,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 100 | $4,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 76 | $4,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 30 | $4,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 12 | $4,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 75 | $4,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 34 | $4,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 150 | $4,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 99 | $4,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 59 | $4,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 46 | $4,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 74 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50 | $4,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 954 | $4,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 20 | $4,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 239 | $4,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 80 | $4,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 61 | $4,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 598 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,398 | $4,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 126 | $4,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 85 | $4,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 45 | $4,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 93 | $3,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 26 | $3,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 34 | $3,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 150 | $3,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 18 | $3,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 50 | $3,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 15 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 102 | $3,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 242 | $3,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 25 | $3,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 69 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 30 | $3,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 15 | $3,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 36 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 157 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20 | $3,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 50 | $3,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 34 | $3,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 450 | $3,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 160 | $3,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 100 | $3,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 50 | $3,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 132 | $3,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 20 | $3,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 246 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 336 | $3,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 204 | $3,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 49 | $2,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 21 | $2,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 34 | $2,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 60 | $2,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 20 | $2,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 47 | $2,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 6 | $2,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 38 | $2,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 131 | $2,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 14 | $2,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 60 | $2,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 49 | $2,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 10 | $2,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 37 | $2,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 45 | $2,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 10 | $2,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 128 | $2,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 28 | $2,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 134 | $2,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 110 | $2,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 54 | $2,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 75 | $2,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 100 | $2,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 50 | $2,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 28 | $2,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 45 | $2,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 101 | $2,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 38 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 54 | $2,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 299 | $2,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 150 | $2,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 40 | $2,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100 | $2,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 21 | $1,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 40 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5 | $1,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 55 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 100 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 90 | $1,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 12 | $1,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 9 | $1,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 22 | $1,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 7 | $1,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 65 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 45 | $1,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 50 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 6 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 7 | $1,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 20 | $1,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 31 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5 | $1,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 500 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 66 | $1,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 117 | $1,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 28 | $1,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 100 | $1,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 130 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 67 | $1,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 15 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 27 | $1,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 73 | $1,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 36 | $1,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 49 | $1,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 13 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 359 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 3,000 | $1,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 800 | $1,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288372 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMETEK INC COM | 031100100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PPL CORP COM | 69351T106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EDISON INTL COM | 281020107 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LTC PPTYS INC COM | 502175102 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V F CORP COM | 918204108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GARMIN LTD SHS | H2906T109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMEREN CORP COM | 023608102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IDEX CORP COM | 45167R104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LYFT INC | 55087P104 | CL A COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW JERSEY RES CORP | 646025106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y201 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINNEBAGO INDS INC | 974637100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTY INC | 222070203 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIGEN INC | 74017N105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARZETTI COMPANY | 513847103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HANESBRANDS INC | 410345102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QTS RLTY TR INC | 74736A103 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLADSTONE LAND CORP | 376549101 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 404 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001424717-20-000010 | this filing | 2020-11-12 | acceptance time not in the bulk data set |