13F-HR filed by O'SHAUGHNESSY ASSET MANAGEMENT, LLC
O'SHAUGHNESSY ASSET MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-13, with 2,651 holding rows worth $20,123,086,123.
- Accession
- 0001423442-26-000002
- Filer
- CIK 1423442
- Filed
- 2026-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A combination report, 2,776 entries on the cover page, a total value of $20,123,086,123 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,123,086,123 with VALUE read as dollars as filed, 13F file number 028-12966. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerFRANKLIN RESOURCES INC028-00734
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287713 | US TELECOM ETF | 128 | $5,033 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 120 | $5,002 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 111 | $4,904 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 106 | $4,883 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C359 | EMRGNG MKT APRIL | 162 | $4,841 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 60 | $4,774 | dollars as filed | |
| STATE STREET SPDR BLOOMBERG EMERGING MARKETS USD BOND ETF | 78468R515 | ETF | 188 | $4,662 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 46 | $4,606 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 91 | $4,533 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y673 | QUITY MANAGD FLR | 128 | $4,532 | dollars as filed | |
| WISDOMTREE TR | 97717Y535 | TRUE EMERGING MK | 143 | $4,462 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 90 | $4,328 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 205 | $4,231 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 43 | $4,140 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 114 | $4,121 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 77 | $4,098 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 91 | $4,070 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 62 | $4,041 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 41 | $4,037 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 193 | $4,030 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 158 | $3,967 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 23 | $3,900 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 344 | $3,743 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 69 | $3,732 | dollars as filed | |
| GLOBAL X FDS | 37954Y350 | X EMERGING MKT | 149 | $3,491 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 15 | $3,436 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 78 | $3,429 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 197 | $3,379 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 28 | $3,361 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 56 | $3,345 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 39 | $3,302 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 53 | $3,178 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 29 | $3,175 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 84 | $3,049 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 39 | $2,978 | dollars as filed | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 100 | $2,972 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 124 | $2,933 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 31609A107 | ENHANCED LARGE | 84 | $2,932 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 57 | $2,814 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 90 | $2,810 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 77 | $2,799 | dollars as filed | |
| VANGUARD CORE PLUS BOND ETF | 922020755 | ETF | 36 | $2,793 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F119 | UNIT 11/01/2027 | 51 | $2,680 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 90 | $2,557 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C699 | ISHARES DEFENSE | 78 | $2,552 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U729 | FT VEST LAD | 96 | $2,522 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 63 | $2,503 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C855 | ISHA LA CORE ETF | 60 | $2,464 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 53 | $2,414 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W598 | MAR 1000 GRO ETF | 40 | $2,319 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X822 | VICT SMA CAP ETF | 74 | $2,222 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 48 | $2,075 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 45 | $2,060 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y509 | CMN | 45 | $2,041 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 5 | $2,021 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 40 | $2,015 | dollars as filed | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 76 | $1,955 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 121 | $1,928 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 48 | $1,923 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 41 | $1,904 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 41 | $1,879 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 50 | $1,864 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 200 | $1,862 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 52 | $1,744 | dollars as filed | |
| GLOBAL X PURECAP MSCI COMMUNICATION SERVICES ETF | 37960A297 | ETF | 63 | $1,735 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 41 | $1,698 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 15 | $1,626 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 33 | $1,606 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 45 | $1,566 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 32 | $1,551 | dollars as filed | |
| STANCE SUSTAINABLE BETA ETF | 02072L151 | ETF | 57 | $1,529 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 27 | $1,461 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 63 | $1,429 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F276 | FT ENERGY INCOME | 63 | $1,417 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y442 | U S EQ 10 BUFFER | 43 | $1,396 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 57 | $1,366 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 55 | $1,271 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 27 | $1,241 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q724 | HEDGED EQUITY LA | 19 | $1,214 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 42 | $1,208 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 28 | $1,206 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 24 | $1,141 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 39 | $1,095 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 13 | $999 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 25 | $995 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 38 | $974 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 11 | $968 | dollars as filed | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 63 | $940 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 5 | $940 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 32 | $852 | dollars as filed | |
| GLOBAL X FDS | 37960A313 | PURE MS DISC ETF | 34 | $814 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 15 | $781 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 12 | $779 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 26 | $734 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 11 | $723 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D879 | FT VEST RIS | 28 | $715 | dollars as filed | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 15 | $702 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 12 | $606 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 14 | $543 | dollars as filed | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 10 | $485 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 9 | $459 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 8 | $447 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 18 | $413 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 4 | $407 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 11 | $398 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 10 | $372 | dollars as filed | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 2 | $360 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 7 | $350 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 14 | $301 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 5 | $269 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 11 | $241 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3 | $201 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 2 | $196 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2 | $186 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B444 | APTUS LRG CAP UP | 7 | $179 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4 | $174 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2 | $167 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 4 | $159 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 6 | $148 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 3 | $138 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 3 | $122 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 1 | $115 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2 | $96 | dollars as filed | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1 | $93 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1 | $92 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 2 | $89 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 1 | $84 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 1 | $61 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 1 | $56 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 2 | $53 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 1 | $52 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 2 | $52 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 1 | $47 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 1 | $46 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 2 | $46 | dollars as filed | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 1 | $45 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 1 | $42 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1 | $42 | dollars as filed | |
| TCW ETF TRUST | 29287L700 | FLEXIBLE INCOME | 1 | $39 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1 | $34 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524631 | HIGH YIEL BD ETF | 1 | $26 | dollars as filed | |
| ISHARES TR | 46436E130 | IBONDS DEC 2033 | 1 | $26 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 1 | $25 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1 | $24 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 1 | $24 | dollars as filed | |
| VIRTUS ETF TR II | 92790A405 | SEIX SR LN ETF | 1 | $23 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 1 | $21 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1 | $20 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1 | $18 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1 | $10 | dollars as filed | |
| GEN DIGITAL INC | 668771116 | RIGHT 99/99/9999 | 12 | $6 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001423442-26-000002 | this filing | 2026-05-13 | acceptance time not in the bulk data set |