13F-HR filed by O'SHAUGHNESSY ASSET MANAGEMENT, LLC
O'SHAUGHNESSY ASSET MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 2,219 holding rows worth $3,675,842,000.
- Accession
- 0001423442-21-000002
- Filer
- CIK 1423442
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 2,019 entries on the cover page, a total value of $3,675,842,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,675,836,000 with VALUE read as thousands by filing date, 13F file number 028-12966. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMercer Investments LLC028-12567
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 35 | $1,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 73 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 141 | $1,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 77 | $1,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 92 | $1,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 20 | $1,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 51 | $1,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 107 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 236 | $1,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 42 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 16 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 55 | $1,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 122 | $1,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 3 | $1,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 50 | $1,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 37 | $1,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 73 | $1,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 10 | $1,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 83 | $1,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 50 | $1,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 120 | $1,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 447 | $1,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 288 | $1,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 15 | $1,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 88 | $1,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 239 | $1,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 34 | $1,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 92 | $1,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 128 | $1,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 50 | $1,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 313 | $1,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 180 | $1,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 239 | $1,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 753 | $1,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 93 | $1,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 200 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 525 | $1,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 106 | $1,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 265 | $1,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 12 | $1,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 81 | $1,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 807 | $1,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 40 | $1,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 141 | $1,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 79 | $1,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 528 | $1,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 225 | $1,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 234 | $1,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 78 | $1,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 269 | $1,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 118 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALKER&DUNLOPINC | 93148P102 | STOK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CACI INTL INC CL A | 127190304 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK NATL CORP COM | 700658107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UDR INC COM | 902653104 | REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXANDERS INC COM | 014752109 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LADDER CAP CORP CL A | 505743104 | REIT | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 195 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSA SAFETY INC COM | 553498106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WOODWARD INC COM | 980745103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP | 35137L204 | CL B COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GREIF INC | 397624107 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NELNET INC | 64031N108 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARBOR REALTY TRUST INC | 038923108 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEANEERING INTL INC | 675232102 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD NATL BANCORP IND | 680033107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENPRO INC | 29355X107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | 500688106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REKOR SYSTEMS INC | 759419104 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIMINI STR INC DEL | 76674Q107 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACERICH CO | 554382101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICU MED INC | 44930G107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPIONX CORPORATION | 15872M104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUSA CORP | 92827P102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J109 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLIR SYS INC | 302445101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORESITE RLTY CORP | 21870Q105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPLUS INC | 294268107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARS COM INC | 14575E105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S CONCRETE INC | 90333L201 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDT CORP | 448947507 | CL B NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MBIA INC | 55262C100 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIACO HLDG INC | 58450D104 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCPHARMACEUTICALS INC | 810648105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gulfport Energy | 402635304 | COM | 1,013 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOTEK INDS INC DEL | 343389102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPX FLOW INC COM | 78469X107 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNIC INC | 4525EP101 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMBALL INTL INC | 494274103 | CL B | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBDMD INC | 12482W101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUTHER BURBANK CORP | 550550107 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURA &CO HLDG S A | 63884N108 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASPEN GROUP INC | 04530L203 | COM NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MUSTANG BIO INC | 62818Q104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTROCORE INC | 28531P103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326300 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 195 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAUDAX BIO INC | 07160F107 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 228 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001423442-21-000002 | this filing | 2021-02-11 | acceptance time not in the bulk data set |