13F-HR filed by Montecito Bank & Trust
Montecito Bank & Trust filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-25, with 233 holding rows worth $419,310,188.
- Accession
- 0001422508-23-000003
- Filer
- CIK 1422508
- Filed
- 2023-04-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 386 entries on the cover page, a total value of $419,310,188 stated on the cover page (in dollars after the unit check, H1), rows summing to $419,310,188 with VALUE read as dollars as filed, 13F file number 028-13052. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 89,023 | $21,750,990 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 254,225 | $14,882,331 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 194,638 | $14,837,254 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 47,162 | $13,596,804 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 68,716 | $10,462,699 | dollars as filed | |
| IJH | 464287507 | COM | 40,631 | $10,164,251 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 117,663 | $8,669,410 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 30,253 | $8,403,376 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,979 | $8,212,967 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 102,734 | $7,472,871 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 115,887 | $7,188,470 | dollars as filed | |
| SPY | 78462F103 | SHS | 17,514 | $7,170,056 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 140,055 | $6,946,728 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 101,490 | $6,784,607 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 288,809 | $6,752,354 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 53,739 | $6,667,129 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 68,388 | $6,613,120 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 34,906 | $5,375,873 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 32,717 | $5,214,108 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,237 | $5,086,458 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 186,328 | $4,794,219 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 52,682 | $4,765,087 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 42,298 | $4,387,572 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 26,383 | $4,304,651 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 10,829 | $3,718,895 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 16,357 | $3,710,095 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,194 | $3,673,960 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 11,206 | $3,596,342 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 72,716 | $3,587,080 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 68,922 | $3,468,155 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 22,318 | $3,459,290 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 31,270 | $3,429,068 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 29,860 | $3,299,531 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 30,264 | $3,192,853 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 34,371 | $3,189,972 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 20,956 | $3,115,948 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 60,519 | $2,936,987 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 30,664 | $2,776,626 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 21,190 | $2,743,257 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 23,014 | $2,696,781 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,561 | $2,628,823 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 11,221 | $2,529,887 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 38,888 | $2,409,112 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 33,623 | $2,404,717 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 56,208 | $2,293,286 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 12,308 | $2,243,749 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 57,308 | $2,228,708 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,421 | $2,066,200 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 36,715 | $1,981,876 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 29,026 | $1,964,770 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 9,607 | $1,933,505 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 61,277 | $1,913,068 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 28,215 | $1,892,380 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 24,745 | $1,838,801 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 18,266 | $1,828,975 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 34,623 | $1,809,917 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 6,471 | $1,809,356 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 25,280 | $1,767,578 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16,980 | $1,765,920 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 22,164 | $1,708,401 | dollars as filed | |
| Deere & Company | 244199105 | COM | 4,095 | $1,690,744 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 26,255 | $1,677,432 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 18,109 | $1,676,713 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 5,696 | $1,627,974 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,068 | $1,617,731 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 13,115 | $1,608,424 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,274 | $1,607,323 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 39,838 | $1,519,819 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 13,731 | $1,486,106 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 27,246 | $1,456,844 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 32,187 | $1,453,887 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 4,918 | $1,451,400 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,671 | $1,432,707 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 9,476 | $1,397,237 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 10,379 | $1,360,583 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 18,878 | $1,356,196 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,030 | $1,350,346 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,969 | $1,317,498 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 31,372 | $1,307,585 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 21,683 | $1,305,750 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 15,894 | $1,282,010 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 6,632 | $1,267,507 | dollars as filed | |
| CARLISLE COS INC COM | 142339100 | Stock | 5,579 | $1,261,245 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 12,544 | $1,244,490 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 8,160 | $1,238,362 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,792 | $1,234,347 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 6,668 | $1,226,778 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 37,673 | $1,211,187 | dollars as filed | |
| FISERV INC | 337738108 | COM | 10,444 | $1,180,485 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 37,157 | $1,169,702 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 25,132 | $1,159,842 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,502 | $1,146,942 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 8,099 | $1,118,553 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,131 | $1,114,793 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 6,500 | $1,113,710 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 6,692 | $1,107,727 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 8,447 | $1,106,303 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 3,037 | $1,103,676 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 4,785 | $1,093,324 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 19,994 | $1,086,874 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 12,444 | $1,084,370 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 21,840 | $1,065,574 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,674 | $1,039,590 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,181 | $1,030,719 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 11,118 | $1,013,517 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 13,549 | $1,012,246 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 19,968 | $1,009,183 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 50,437 | $997,644 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 11,794 | $979,373 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 11,733 | $971,844 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,823 | $963,346 | dollars as filed | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 14,151 | $959,721 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 15,287 | $952,992 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 19,087 | $939,844 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,137 | $931,777 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 8,612 | $905,207 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 4,448 | $889,466 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 9,554 | $887,758 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 6,997 | $873,016 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,843 | $871,380 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,241 | $871,244 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 16,532 | $865,946 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 3,435 | $865,758 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,554 | $865,222 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 3,715 | $850,141 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 2,196 | $846,272 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,957 | $844,135 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,578 | $843,290 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 30,247 | $842,076 | dollars as filed | |
| FRANKLIN CA TAX FREE INCOME A1 | 352518104 | BOND | 120,132 | $820,503 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,784 | $801,981 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 4,816 | $785,827 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 5,995 | $764,842 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 9,360 | $760,219 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 7,715 | $750,284 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 12,986 | $737,085 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,869 | $731,974 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,433 | $729,217 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 5,155 | $722,731 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,111 | $712,751 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,200 | $700,772 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 9,640 | $698,804 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,245 | $684,435 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,889 | $680,018 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 14,250 | $679,725 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 9,256 | $661,897 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,404 | $660,342 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,803 | $637,982 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,999 | $627,410 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 6,010 | $625,821 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 14,230 | $622,563 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 20,797 | $610,392 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,896 | $605,932 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,915 | $595,360 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 12,868 | $588,712 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 16,216 | $551,182 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 10,734 | $543,034 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 2,779 | $539,626 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 6,607 | $532,656 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,100 | $520,003 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,178 | $519,133 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 11,037 | $517,525 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 2,108 | $503,559 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 13,463 | $503,247 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 19,321 | $488,242 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 12,627 | $478,058 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,519 | $476,180 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,708 | $473,593 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 11,453 | $464,648 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,448 | $464,043 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 10,331 | $460,969 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,088 | $447,800 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,872 | $445,114 | dollars as filed | |
| Southern Company | 842587107 | COM | 6,362 | $442,668 | dollars as filed | |
| VWO | 922042858 | SHS | 10,878 | $439,471 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,330 | $433,403 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 9,030 | $431,815 | dollars as filed | |
| Intel Corp | 458140100 | COM | 13,156 | $429,807 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 4,816 | $423,037 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,476 | $419,312 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 4,022 | $399,103 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 6,465 | $390,098 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,770 | $382,202 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 4,828 | $378,322 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,182 | $376,793 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 11,954 | $373,323 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 10,285 | $370,774 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,185 | $363,671 | dollars as filed | |
| JPMorgan Chase & Co | 46625HJQ4 | Pfd Stk | 350,000 | $351,531 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 2,398 | $347,326 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,747 | $344,724 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,138 | $343,835 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,305 | $343,463 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,562 | $342,522 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 6,323 | $339,103 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,600 | $336,924 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,314 | $336,901 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,472 | $335,925 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,166 | $333,628 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 11,560 | $330,154 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 25,600 | $322,560 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 8,490 | $314,725 | dollars as filed | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 6,190 | $310,738 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,563 | $308,255 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,014 | $304,134 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,328 | $300,406 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,110 | $298,966 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,900 | $297,219 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,239 | $295,452 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,845 | $287,857 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,040 | $263,568 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,397 | $254,561 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,150 | $252,859 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,817 | $248,966 | dollars as filed | |
| Bank of America | 060505EH3 | Pfd Stk | 250,000 | $244,063 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,492 | $240,404 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,693 | $239,526 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 2,117 | $237,506 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 6,164 | $233,677 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,395 | $229,130 | dollars as filed | |
| KLA CORP | 482480100 | COM | 551 | $219,943 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 5,590 | $216,054 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 11,110 | $213,868 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 185 | $213,213 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 2,008 | $210,238 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,645 | $209,080 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 1,310 | $207,294 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,331 | $206,518 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,146 | $203,061 | dollars as filed | |
| ALTA PROPERTIES, INC. | 863012544 | Equities | 24,544 | $181,626 | dollars as filed | |
| ROYCE FD PENN MUT INV | 780905840 | MF | 15,158 | $124,747 | dollars as filed | |
| BANK OF AMERICA CORP 6.3 | 060505EU4 | Fixed Income | 100,000 | $99,137 | dollars as filed | |
| CHARLES SCHWAB CORP 5.375 | 808513BD6 | Fixed Income | 100,000 | $94,750 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001422508-23-000003 | this filing | 2023-04-25 | acceptance time not in the bulk data set |