13F-HR/A filed by Montecito Bank & Trust
Montecito Bank & Trust filed this 13F-HR/A for the quarter ended 2017-12-31, filed 2018-02-13, with 177 holding rows worth $307,446,000.
- Accession
- 0001422508-18-000003
- Filer
- CIK 1422508
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, amendment of type restatement, 177 entries on the cover page, a total value of $307,446,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,446,000 with VALUE read as thousands by filing date, 13F file number 028-13052. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 165,960 | $22,351,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 260,009 | $18,281,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 139,956 | $17,402,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 59,981 | $16,006,000 | thousands by filing date | |
| IJH | 464287507 | COM | 73,147 | $13,882,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 252,316 | $12,767,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 192,427 | $12,718,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 265,491 | $12,510,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 315,687 | $12,312,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 81,193 | $9,426,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 152,990 | $9,049,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 45,005 | $6,862,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 126,696 | $5,813,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 24,919 | $4,653,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 30,165 | $4,215,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 23,103 | $3,599,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 38,244 | $3,272,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 41,893 | $3,218,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 25,047 | $3,135,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 33,801 | $2,827,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 38,127 | $2,459,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 50,832 | $2,106,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 37,647 | $2,060,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 23,767 | $1,965,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,172 | $1,928,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,047 | $1,925,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 31,229 | $1,894,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 40,232 | $1,857,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,919 | $1,856,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 21,949 | $1,820,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 10,503 | $1,710,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,946 | $1,705,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 46,510 | $1,685,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,443 | $1,535,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,522 | $1,535,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 15,509 | $1,531,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,591 | $1,513,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,996 | $1,482,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 22,916 | $1,465,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,577 | $1,432,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,348 | $1,420,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,543 | $1,407,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 30,845 | $1,399,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,235 | $1,389,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,026 | $1,381,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,792 | $1,264,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,024 | $1,254,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 43,194 | $1,206,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 8,893 | $1,193,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,122 | $1,185,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,008 | $1,183,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,518 | $1,150,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,833 | $1,093,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 10,477 | $1,032,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 7,641 | $1,025,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 6,117 | $1,008,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,055 | $995,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,009 | $986,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,791 | $888,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,592 | $858,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,537 | $857,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 9,676 | $828,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 11,604 | $826,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 21,579 | $822,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,919 | $819,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,105 | $800,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,266 | $777,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,559 | $736,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,057 | $720,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 27,088 | $718,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 24,162 | $717,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,075 | $707,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,598 | $702,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,496 | $693,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,485 | $688,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 9,552 | $669,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 61,699 | $666,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 7,026 | $659,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,836 | $650,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,379 | $640,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,757 | $636,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,790 | $632,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,707 | $629,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 21,141 | $614,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 11,994 | $609,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,195 | $607,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,363 | $602,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,654 | $598,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,776 | $588,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,913 | $584,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,571 | $583,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 10,778 | $575,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6,162 | $572,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,791 | $570,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,528 | $565,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,290 | $561,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,730 | $555,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,737 | $552,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,221 | $545,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,431 | $541,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 25,602 | $540,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 13,753 | $538,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,699 | $536,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,434 | $535,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,453 | $530,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 8,663 | $510,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,600 | $493,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,898 | $492,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,353 | $492,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,105 | $484,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 9,894 | $483,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,188 | $481,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,199 | $480,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 8,429 | $479,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,141 | $478,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,000 | $468,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,681 | $455,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,641 | $449,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,138 | $447,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,869 | $442,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,590 | $433,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,788 | $431,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,439 | $427,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 8,881 | $421,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,068 | $416,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,893 | $415,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,641 | $412,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,800 | $411,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 18,788 | $395,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,062 | $390,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 10,659 | $384,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,487 | $376,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,770 | $375,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,162 | $373,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,946 | $370,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 8,678 | $369,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,149 | $364,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 18,288 | $363,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,914 | $361,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,991 | $359,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 10,143 | $358,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,419 | $357,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,969 | $357,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,482 | $356,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 8,610 | $350,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 5,135 | $349,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,253 | $345,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,282 | $343,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,813 | $342,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 9,046 | $341,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,235 | $326,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,028 | $325,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,967 | $325,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,185 | $325,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,873 | $315,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,000 | $296,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 12,000 | $276,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,103 | $273,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,780 | $263,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 7,500 | $261,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,343 | $253,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,499 | $247,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,135 | $245,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,981 | $241,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,560 | $240,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,323 | $237,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,375 | $235,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,536 | $228,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,199 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,255 | $222,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,400 | $213,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,501 | $212,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,198 | $208,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 404 | $208,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 193 | $202,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,868 | $202,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,150 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001422508-18-000002 | superseded | 2018-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001422508-18-000003 | this filing | 2018-02-13 | acceptance time not in the bulk data set |