13F-HR filed by Montecito Bank & Trust
Montecito Bank & Trust filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 382 holding rows worth $286,548,000 by the sum of the rows.
- Accession
- 0001422508-17-000003
- Filer
- CIK 1422508
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 184 entries on the cover page, a total value of $248,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $286,548,000 with VALUE read as thousands by filing date, 13F file number 028-13052. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $248,404,000, 13% less than the sum of the rows, $286,548,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 185,544 | $20,050,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 187,098 | $19,626,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 158,007 | $17,701,000 | thousands by filing date | |
| IJH | 464287507 | COM | 70,664 | $11,684,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 184,163 | $10,632,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 40,249 | $8,997,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 156,010 | $7,122,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 267,673 | $6,756,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 61,946 | $6,277,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 101,032 | $5,419,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 38,044 | $5,131,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 45,742 | $5,014,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 25,998 | $4,003,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 32,507 | $3,745,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 41,063 | $3,707,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 31,166 | $3,693,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 31,023 | $3,690,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 71,640 | $3,570,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 23,424 | $3,221,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 26,260 | $3,091,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 80,146 | $2,993,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 45,806 | $2,846,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 66,838 | $2,771,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 23,258 | $2,725,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 37,820 | $2,614,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 17,252 | $2,505,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 9,885 | $2,224,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 26,384 | $2,122,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 21,784 | $2,056,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 24,814 | $2,053,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 62,584 | $1,978,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 59,003 | $1,963,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 57,475 | $1,867,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 34,945 | $1,866,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,885 | $1,767,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 35,190 | $1,743,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 9,644 | $1,725,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15,660 | $1,672,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,791 | $1,646,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 29,801 | $1,642,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 146,544 | $1,611,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,267 | $1,589,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 26,597 | $1,554,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,906 | $1,510,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,605 | $1,450,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 39,373 | $1,428,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,889 | $1,423,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,442 | $1,393,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,885 | $1,371,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 38,528 | $1,349,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,568 | $1,309,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 10,736 | $1,291,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 32,644 | $1,215,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 15,109 | $1,178,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 8,948 | $1,177,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,078 | $1,085,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 23,971 | $1,059,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,996 | $995,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,340 | $994,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 35,761 | $934,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 13,331 | $919,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,206 | $904,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,638 | $885,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,581 | $861,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 8,886 | $830,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,258 | $810,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 11,085 | $810,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 17,820 | $790,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,333 | $755,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 11,994 | $742,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 15,802 | $740,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 27,088 | $732,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8,608 | $727,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 17,523 | $720,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,593 | $709,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 9,601 | $705,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,876 | $699,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,721 | $697,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,029 | $690,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5,812 | $681,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,167 | $670,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13,227 | $663,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,011 | $639,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,585 | $637,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 8,646 | $636,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,630 | $630,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,053 | $629,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,281 | $628,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,678 | $611,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,673 | $581,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,089 | $577,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,598 | $560,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,453 | $559,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,110 | $558,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 8,242 | $555,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 9,892 | $550,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 8,023 | $539,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 9,567 | $533,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,936 | $524,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,186 | $523,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,748 | $521,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,991 | $516,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,191 | $512,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,064 | $498,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,131 | $493,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,623 | $478,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,430 | $460,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,925 | $447,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,876 | $442,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 30,818 | $441,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,744 | $439,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,115 | $438,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,259 | $432,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 10,013 | $421,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,973 | $421,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,741 | $411,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,259 | $410,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,967 | $392,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,262 | $392,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 8,956 | $389,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,347 | $384,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,757 | $381,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,254 | $373,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,298 | $368,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,176 | $365,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,930 | $364,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,900 | $355,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 7,801 | $348,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,699 | $346,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,000 | $343,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,757 | $322,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,495 | $307,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,383 | $306,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,764 | $304,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,575 | $302,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,969 | $292,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 7,500 | $288,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,944 | $280,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,707 | $279,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,403 | $278,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,000 | $272,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,819 | $270,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,010 | $264,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,012 | $264,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,868 | $262,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 13,847 | $261,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 6,959 | $261,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,946 | $257,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,254 | $252,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 16,727 | $248,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 12,000 | $247,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,523 | $246,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,654 | $246,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,824 | $238,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,113 | $234,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,114 | $234,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 2,104 | $234,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,397 | $233,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,723 | $232,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,254 | $232,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,780 | $229,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,134 | $228,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,750 | $227,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,090 | $226,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,610 | $225,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,593 | $221,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,725 | $217,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 928 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,759 | $215,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,142 | $214,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,841 | $213,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,029 | $210,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,015 | $208,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,135 | $203,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,248 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 13,000 | $199,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,300 | $197,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,651 | $195,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,670 | $193,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,255 | $192,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 13,480 | $191,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,467 | $190,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,975 | $187,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,835 | $186,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,135 | $186,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,575 | $182,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,540 | $181,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,094 | $181,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,476 | $176,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,481 | $171,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,348 | $168,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 216 | $167,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,765 | $162,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,865 | $161,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,909 | $159,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,160 | $153,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,567 | $151,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,262 | $144,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,475 | $144,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 375 | $143,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,032 | $132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 3,367 | $132,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 3,280 | $129,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 730 | $129,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,484 | $125,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,705 | $124,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,100 | $120,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,731 | $119,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,920 | $118,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,300 | $116,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 2,000 | $114,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,750 | $112,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 900 | $112,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 879 | $111,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,319 | $110,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 530 | $109,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,000 | $108,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,035 | $107,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 3,384 | $104,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 860 | $103,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 1,775 | $102,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,790 | $101,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,517 | $100,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,637 | $99,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 775 | $99,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 388 | $97,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,800 | $97,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,167 | $96,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,259 | $95,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,232 | $95,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,311 | $94,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,760 | $94,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 940 | $94,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,800 | $94,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,905 | $90,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 7,300 | $89,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,290 | $87,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 979 | $87,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 750 | $87,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,335 | $85,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,252 | $84,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 765 | $83,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,765 | $82,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,500 | $82,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 822 | $81,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,400 | $80,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,048 | $80,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,508 | $79,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,036 | $79,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 438 | $78,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 4,948 | $78,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 1,501 | $78,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 660 | $77,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,263 | $76,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 6,018 | $76,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 500 | $76,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 600 | $75,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 683 | $72,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,000 | $69,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 550 | $68,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 3,300 | $68,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 3,858 | $68,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 500 | $67,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,600 | $65,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,304 | $65,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 784 | $65,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 5,000 | $65,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,407 | $64,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,350 | $64,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 600 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 603 | $63,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,100 | $62,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,712 | $62,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,025 | $62,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,225 | $61,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 683 | $60,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 3,000 | $59,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 500 | $57,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 850 | $56,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 451 | $54,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,919 | $54,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 4,625 | $54,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 763 | $51,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,968 | $50,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 822 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,685 | $49,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 600 | $49,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,169 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,150 | $48,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 1,330 | $47,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,050 | $46,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 590 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,288 | $46,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,480 | $45,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,112 | $44,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 700 | $44,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 3,890 | $44,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 526 | $41,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 555 | $41,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 1,536 | $39,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 700 | $38,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,723 | $36,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 520 | $35,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,335 | $35,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 300 | $35,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 530 | $34,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 400 | $34,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,535 | $34,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 320 | $33,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 658 | $33,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 4,167 | $32,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,800 | $32,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,992 | $31,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 650 | $31,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 177 | $30,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 840 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 300 | $29,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 850 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 250 | $27,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 75,717 | $26,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,014 | $26,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,058 | $25,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 1,000 | $24,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,200 | $24,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 2,000 | $23,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 676 | $23,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,675 | $23,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 250 | $22,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 440 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,000 | $21,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 763 | $21,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 541 | $20,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 300 | $20,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,259 | $20,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,200 | $20,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 312 | $19,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 325 | $19,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,000 | $18,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 149 | $17,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 258 | $17,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,500 | $17,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 322 | $16,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 800 | $16,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 800 | $16,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,000 | $16,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,630 | $15,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 335 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 600 | $15,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 150 | $13,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 250 | $13,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 388 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 195 | $12,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 666 | $12,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,500 | $11,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 240 | $11,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 520 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 500 | $10,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 400 | $10,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 125 | $9,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 166 | $9,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 231 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 325 | $9,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 153 | $8,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 100 | $8,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 880 | $8,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 208 | $8,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 200 | $7,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 124 | $7,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 100 | $7,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 215 | $6,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 231 | $5,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 80 | $4,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 74 | $4,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 3 | $4,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 800 | $3,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 221 | $3,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 204 | $3,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 20 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 525 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001422508-17-000003 | this filing | 2017-02-15 | acceptance time not in the bulk data set |