13F-HR filed by Montecito Bank & Trust
Montecito Bank & Trust filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-14, with 146 holding rows worth $165,541,000.
- Accession
- 0001422508-14-000006
- Filer
- CIK 1422508
- Filed
- 2014-07-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 197 entries on the cover page, a total value of $165,541,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $165,545,000 with VALUE read as thousands by filing date, 13F file number 028-13052. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 182,638 | $16,607,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 194,751 | $13,315,000 | thousands by filing date | |
| IJH | 464287507 | COM | 82,824 | $11,851,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 96,161 | $9,738,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 44,243 | $8,659,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 28,019 | $3,878,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 27,266 | $3,240,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 200,000 | $3,120,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 36,260 | $3,010,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 57,520 | $3,008,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 26,121 | $2,630,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 24,723 | $2,586,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,620 | $2,431,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 20,162 | $2,393,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,033 | $2,174,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 39,032 | $2,044,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 17,834 | $1,906,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 96,413 | $1,832,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 18,308 | $1,774,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 58,729 | $1,743,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 18,425 | $1,713,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 33,742 | $1,619,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,929 | $1,545,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 9,785 | $1,507,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 28,203 | $1,482,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 34,800 | $1,474,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 18,848 | $1,451,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,195 | $1,447,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 11,584 | $1,357,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 13,611 | $1,227,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 107,646 | $1,144,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,344 | $1,123,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,641 | $1,096,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 19,187 | $1,083,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 12,426 | $1,022,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 37,802 | $993,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 15,730 | $957,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 9,069 | $936,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 8,473 | $928,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 33,472 | $905,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,113 | $819,000 | thousands by filing date | |
| AVERY DENNISON CORP | 53611109 | COM | 15,600 | $800,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,644 | $773,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,221 | $765,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 16,718 | $740,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 9,459 | $720,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 15,168 | $715,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,307 | $712,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,647 | $711,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,124 | $691,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,844 | $690,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 15,114 | $674,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,877 | $670,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 8,493 | $662,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,941 | $624,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,845 | $623,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14,359 | $621,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,419 | $600,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,396 | $600,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 13,668 | $590,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,745 | $586,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,870 | $586,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 12,814 | $567,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,901 | $563,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,458 | $556,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 17,951 | $537,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5,670 | $532,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 12,827 | $525,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 8,460 | $516,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,412 | $474,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,971 | $467,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,583 | $466,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,038 | $461,000 | thousands by filing date | |
| American Express | 25816109 | COM | 4,722 | $448,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 32,316 | $441,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 14,000 | $437,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,866 | $435,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 21,699 | $425,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,942 | $423,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,954 | $423,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,478 | $415,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 10,332 | $409,000 | thousands by filing date | |
| Anixter International Inc | 35290105 | CS | 4,000 | $400,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Qualcomm Incorporated | 747525103 | COM | 5,030 | $398,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,789 | $397,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 12,170 | $392,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 3,313 | $392,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CVS Health Corporation | 126650100 | COM | 5,151 | $388,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 11,514 | $385,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,630 | $382,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY A | 84670108 | COM | 2 | $380,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,282 | $379,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 9,308 | $360,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 13,477 | $358,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,541 | $357,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,399 | $342,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 4,144 | $342,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,985 | $335,000 | thousands by filing date | |
| 38259p508 | COM | 571 | $334,000 | thousands by filing date | ||
| LYDALL INC | 550819106 | COMMON STOCK | 11,994 | $328,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,513 | $324,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 561 | $322,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,837 | $311,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 8,800 | $311,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 5,169 | $304,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,594 | $302,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,765 | $297,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,425 | $293,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 3,707 | $293,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,387 | $292,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 6,009 | $289,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,993 | $289,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 2,243 | $284,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JPMorgan Chase & Co | 46625H100 | COM | 4,911 | $283,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,544 | $283,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,957 | $275,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,377 | $275,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,726 | $274,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,217 | $271,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,352 | $267,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 5,845 | $255,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 12,000 | $253,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,241 | $250,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,425 | $250,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,572 | $248,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 3,072 | $244,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,745 | $234,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,790 | $230,000 | thousands by filing date | |
| AMERICAN WATER WORKS CO INC | 30420103 | COM | 4,644 | $229,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Walmart Inc. | 931142103 | COM | 2,986 | $224,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 4,254 | $224,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,748 | $222,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,456 | $220,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,950 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,785 | $216,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,562 | $215,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,300 | $215,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 2,120 | $215,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,002 | $214,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,914 | $214,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,335 | $211,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,000 | $205,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,985 | $204,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,975 | $182,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 12,045 | $138,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Aberdeen Asia-Pacific Inc. Fnd | 3009107 | COM | 14,000 | $88,000 | thousands by filing date | The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001422508-14-000006 | this filing | 2014-07-14 | acceptance time not in the bulk data set |