13F-HR filed by CIBC WORLD MARKET INC.
CIBC WORLD MARKET INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 756 holding rows worth $20,881,325,000.
- Accession
- 0001421224-17-000018
- Filer
- CIK 1421224
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 756 entries on the cover page, a total value of $20,881,325,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,881,325,000 with VALUE read as thousands by filing date, 13F file number 028-12719. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,072 | $573,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 125,114 | $568,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,200 | $564,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,986 | $563,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 185,414 | $558,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5,826 | $555,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,093 | $555,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 12,741 | $555,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 13,295 | $551,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 175,380 | $544,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 295 | $540,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 11,800 | $538,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 6,921 | $538,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 9,925 | $535,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 25,370 | $532,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,023 | $523,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 10,124 | $518,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 28,928 | $518,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 5,926 | $509,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,045 | $506,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,397 | $499,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 16,876 | $498,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 15,465 | $497,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 47,380 | $495,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 21,418 | $494,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4,438 | $490,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 9,272 | $490,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 23,004 | $490,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,376 | $486,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 5,241 | $479,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 8,011 | $479,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 108,800 | $477,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 9,705 | $476,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 25,186 | $474,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 32,473 | $471,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 7,322 | $468,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 5,826 | $468,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,415 | $467,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 8,742 | $466,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 7,777 | $464,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,058 | $463,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 31,553 | $460,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 35,456 | $457,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 22,300 | $457,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 5,800 | $457,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,256 | $454,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 6,700 | $454,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,173 | $453,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 5,662 | $453,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,576 | $453,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 7,014 | $451,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 22,162 | $451,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,124 | $450,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 10,802 | $446,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,045 | $445,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,352 | $443,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,391 | $441,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 6,679 | $440,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 11,295 | $439,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 10,329 | $439,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,749 | $439,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 41,343 | $439,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,103 | $435,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 28,576 | $435,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 8,848 | $434,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,685 | $434,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 8,615 | $433,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,919 | $431,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,085 | $429,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,417 | $428,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 22,575 | $426,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 15,767 | $424,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 9,375 | $422,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,570 | $422,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,931 | $421,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,121 | $420,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 8,770 | $416,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 39,850 | $416,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 25,007 | $412,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,309 | $409,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 10,347 | $405,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,771 | $404,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 8,614 | $404,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 8,725 | $402,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 27,930 | $398,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 24,047 | $397,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 10,924 | $394,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,100 | $390,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 7,070 | $383,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,993 | $381,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 22,655 | $380,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 5,776 | $379,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,930 | $379,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 13,107 | $378,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 16,115 | $378,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 12,040 | $378,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,253 | $376,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,645 | $376,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 25,588 | $376,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,900 | $375,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,835 | $375,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 9,136 | $375,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 19,800 | $374,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,768 | $372,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 9,885 | $371,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,057 | $369,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 19,229 | $369,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 44,120 | $368,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 14,842 | $367,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,619 | $366,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,180 | $360,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,404 | $360,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,148 | $358,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 25,212 | $358,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 19,226 | $356,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,217 | $352,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 34,650 | $348,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 9,220 | $345,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 768 | $343,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 7,261 | $342,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 34,006 | $341,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,365 | $335,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,350 | $334,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 76,850 | $331,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,120 | $330,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,813 | $328,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 12,204 | $327,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,980 | $319,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 13,250 | $319,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 15,505 | $318,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 36,054 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4,905 | $313,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 13,277 | $312,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,056 | $310,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,813 | $310,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 18,816 | $309,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 8,733 | $308,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 16,659 | $307,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,479 | $306,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,900 | $306,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,200 | $306,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,097 | $303,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,646 | $300,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 21,250 | $300,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,075 | $298,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,581 | $297,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 13,723 | $297,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 54,244 | $297,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 6,767 | $294,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 20,466 | $292,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,183 | $288,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,865 | $286,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,830 | $284,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,248 | $283,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 12,584 | $282,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,359 | $281,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 12,786 | $278,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,214 | $275,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 7,355 | $275,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 19,564 | $275,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,435 | $269,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,271 | $268,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,650 | $264,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 31,479 | $264,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 12,583 | $262,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 35,000 | $261,000 | thousands by filing date | call |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 9,149 | $261,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,799 | $260,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,353 | $257,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,200 | $256,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,369 | $254,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 3,745 | $252,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,688 | $250,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 11,623 | $250,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,425 | $248,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,748 | $248,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,995 | $246,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 12,576 | $246,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 92,600 | $245,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 8,600 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,550 | $242,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,046 | $240,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,408 | $239,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,498 | $239,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 3,633 | $238,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 31,663 | $237,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 20,000 | $236,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,578 | $234,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,100 | $234,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 5,103 | $234,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 30,921 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,870 | $231,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,898 | $227,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 7,600 | $226,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,559 | $223,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 4,854 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 7,650 | $223,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 4,640 | $222,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 7,964 | $222,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,265 | $221,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 187,175 | $221,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 8,842 | $220,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 98,463 | $219,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 10,315 | $218,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 28,900 | $207,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 5,908 | $207,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 6,466 | $206,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 9,522 | $205,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 4,196 | $204,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,737 | $203,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 13,969 | $202,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 937 | $201,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 4,990 | $201,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 17,468 | $196,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 41,710 | $191,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 14,011 | $189,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 50,500 | $173,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 11,905 | $171,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 15,430 | $166,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,552 | $165,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,245 | $165,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 157,437 | $162,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 22,999 | $158,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,345 | $155,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 66,084 | $151,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 24,231 | $145,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 107,920 | $142,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 23,584 | $141,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 13,627 | $139,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,215 | $139,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 14,647 | $137,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 21,712 | $136,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 28,300 | $133,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 18,500 | $130,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 40,448 | $129,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,689 | $120,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 113,785 | $119,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 14,950 | $109,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,245 | $107,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,298 | $98,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 20,900 | $93,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 13,475 | $89,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 15,191 | $85,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,083 | $80,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 14,000 | $70,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 16,153 | $69,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 16,749 | $61,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 201,000 | $58,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,576 | $53,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 23,101 | $45,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 71,020 | $33,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 14,955 | $28,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 20,243 | $24,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 10,071 | $16,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 11,700 | $14,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 10,800 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001421224-17-000018 | this filing | 2017-11-13 | acceptance time not in the bulk data set |