13F-HR filed by CIBC WORLD MARKET INC.
CIBC WORLD MARKET INC. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-22, with 862 holding rows worth $19,909,025,000.
- Accession
- 0001421224-15-000014
- Filer
- CIK 1421224
- Filed
- 2015-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 862 entries on the cover page, a total value of $19,909,025,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,909,025,000 with VALUE read as thousands by filing date, 13F file number 028-12719. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 21,795 | $824,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 12,647 | $823,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 7,783 | $816,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 18,400 | $811,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 4,518 | $809,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 35,565 | $806,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 154,133 | $794,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 16,219 | $793,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 19,362 | $791,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 16,817 | $790,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 7,601 | $785,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 32,132 | $785,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 16,502 | $783,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 47,549 | $770,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 24,354 | $760,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 9,541 | $754,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 13,412 | $752,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,899 | $743,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 8,316 | $742,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 5,581 | $741,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 17,931 | $739,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 27,337 | $738,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 95,199 | $737,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 17,769 | $732,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 18,235 | $727,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 57,500 | $727,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 15,253 | $724,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 46,941 | $723,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 316,990 | $720,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 14,603 | $718,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 23,444 | $688,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 269,755 | $688,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 9,884 | $686,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 13,094 | $683,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 6,025 | $683,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 7,555 | $681,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 5,719 | $678,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 30,813 | $676,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,180 | $675,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 22,016 | $673,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 137,261 | $667,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 68,731 | $666,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 26,232 | $664,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 15,992 | $659,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 4,758 | $655,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 27,087 | $654,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 13,455 | $650,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 19,128 | $649,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 18,782 | $643,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 54,684 | $643,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,040 | $642,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,487 | $641,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 25,851 | $641,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 16,704 | $637,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 17,184 | $635,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 6,412 | $634,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 23,731 | $633,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,547 | $633,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 13,857 | $630,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 114,756 | $629,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 37,850 | $626,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 20,500 | $623,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 58,576 | $620,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 18,164 | $616,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,658 | $614,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,221 | $609,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 99,646 | $605,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 11,217 | $604,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 9,536 | $599,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 4,770 | $595,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 52,464 | $590,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 24,328 | $589,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 10,240 | $586,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 14,930 | $583,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 18,579 | $577,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 8,600 | $577,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 31,308 | $576,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 22,623 | $573,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 21,717 | $573,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 9,510 | $572,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 2,290 | $570,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 213,811 | $569,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,233 | $568,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 8,111 | $567,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 36,300 | $562,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,254 | $561,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 16,581 | $561,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 10,907 | $560,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 25,025 | $556,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 41,891 | $552,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 3,873 | $538,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 33,362 | $536,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 28,951 | $534,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 72,621 | $532,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 81,515 | $531,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 8,595 | $529,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 12,463 | $528,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,900 | $527,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 34,377 | $527,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 35,800 | $526,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,528 | $523,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 13,046 | $521,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 14,100 | $510,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,799 | $509,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4,075 | $505,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 11,524 | $504,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,053 | $498,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,488 | $498,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 13,135 | $493,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 12,496 | $487,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,607 | $487,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 463,441 | $487,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,982 | $485,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 9,551 | $484,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 34,156 | $483,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 38,064 | $483,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 19,091 | $482,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,018 | $477,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 56,300 | $476,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 9,088 | $474,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,637 | $471,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 15,225 | $470,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 24,097 | $468,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 59,371 | $467,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,196 | $465,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 126,054 | $464,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 283,642 | $462,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 8,174 | $462,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 9,023 | $458,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 37,790 | $455,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 6,848 | $455,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 18,000 | $454,000 | thousands by filing date | put |
| UMPQUA HOLDINGS | 904214103 | COM | 27,820 | $453,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 72,982 | $450,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 26,750 | $448,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 16,839 | $447,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,259 | $442,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 5,335 | $442,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,731 | $440,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 9,669 | $439,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 26,718 | $439,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 16,108 | $434,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 14,994 | $432,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 18,379 | $431,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 17,420 | $431,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 6,548 | $427,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,958 | $421,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 22,362 | $419,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 7,298 | $412,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 39,100 | $412,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,754 | $409,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 18,589 | $408,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,630 | $407,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 7,946 | $405,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 4,246 | $403,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,100 | $400,000 | thousands by filing date | put |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 16,265 | $400,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,503 | $400,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 4,860 | $398,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,308 | $397,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 110,006 | $397,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 10,828 | $396,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 13,163 | $395,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 36,417 | $393,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 9,620 | $388,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 15,057 | $386,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,206 | $385,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 4,444 | $384,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 132,092 | $383,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 7,300 | $381,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 51,146 | $381,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 9,455 | $381,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 4,929 | $381,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 8,675 | $380,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 11,979 | $379,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,166 | $379,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,203 | $378,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 4,684 | $378,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 27,638 | $376,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 11,900 | $375,000 | thousands by filing date | put |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,440 | $374,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 7,227 | $372,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 22,000 | $370,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,015 | $369,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 12,643 | $366,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 23,400 | $365,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 41,245 | $364,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,407 | $363,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 22,444 | $359,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 43,481 | $357,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 33,500 | $356,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,500 | $355,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 28,900 | $352,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 26,537 | $351,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 34,643 | $350,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,987 | $349,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 15,499 | $349,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,000 | $344,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 24,574 | $341,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 40,185 | $341,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 3,149 | $340,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 7,309 | $340,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,300 | $336,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 31,504 | $336,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 17,800 | $331,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 20,980 | $328,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 5,115 | $327,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,390 | $324,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,916 | $321,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 25,600 | $321,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 9,013 | $321,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,200 | $320,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 9,270 | $318,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,374 | $316,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 23,335 | $316,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 35,555 | $315,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,000 | $314,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 97,867 | $313,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 12,500 | $311,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,220 | $311,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 3,400 | $311,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,810 | $307,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 3,088 | $307,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,175 | $301,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 13,350 | $300,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,262 | $299,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,777 | $297,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,886 | $297,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,900 | $296,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 12,141 | $294,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 9,114 | $293,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,813 | $290,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,847 | $290,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,000 | $289,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,903 | $289,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,102 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,383 | $289,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 12,856 | $289,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,450 | $288,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 21,200 | $288,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,875 | $286,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 7,516 | $285,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 9,547 | $285,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 4,456 | $284,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,388 | $283,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 46,379 | $281,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 5,600 | $278,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 46,427 | $277,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 10,003 | $273,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,631 | $271,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,100 | $270,000 | thousands by filing date | put |
| Vanguard Value ETF | 922908744 | SHS | 3,500 | $269,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,888 | $269,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,843 | $266,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 3,773 | $261,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 15,778 | $260,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,576 | $259,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,952 | $258,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,410 | $257,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 5,127 | $254,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,913 | $253,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,273 | $251,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,463 | $249,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,789 | $249,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,783 | $248,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 6,573 | $247,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,700 | $243,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 7,723 | $243,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 8,061 | $242,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,137 | $242,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 5,011 | $242,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 7,435 | $241,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,430 | $228,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 35,020 | $227,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 17,956 | $225,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,245 | $225,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 30,984 | $222,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,820 | $222,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 34,446 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,417 | $220,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 6,400 | $217,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,400 | $215,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 8,120 | $214,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,400 | $214,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 2,650 | $212,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 16,000 | $212,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,067 | $211,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 6,499 | $211,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 7,743 | $210,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,394 | $210,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,507 | $209,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,800 | $209,000 | thousands by filing date | put |
| WADDELL & REED FINL INC | 930059100 | CL A | 5,969 | $208,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,890 | $208,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,115 | $206,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,826 | $205,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 27,523 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 7,285 | $204,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,497 | $204,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 2,611 | $204,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,449 | $203,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 6,486 | $202,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 37,035 | $199,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 40,588 | $188,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 16,283 | $178,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 18,000 | $175,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 75,182 | $175,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 24,527 | $165,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 16,628 | $161,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 22,056 | $159,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 26,000 | $159,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,787 | $153,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 15,675 | $151,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 56,900 | $150,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 172,579 | $148,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 12,495 | $146,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 10,902 | $144,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 10,234 | $137,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,341 | $135,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 104,750 | $135,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 59,150 | $126,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 25,740 | $119,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 78,160 | $119,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 291,562 | $117,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 44,882 | $117,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 35,382 | $113,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 132,923 | $111,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 23,523 | $108,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 76,950 | $105,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 39,299 | $105,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 224,105 | $101,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 50,000 | $99,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,564 | $96,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 11,976 | $91,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 21,625 | $86,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,064 | $82,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 25,150 | $82,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 45,036 | $80,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 17,611 | $79,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 20,473 | $75,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 101,318 | $74,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12,314 | $72,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 49,171 | $72,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,763 | $69,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 27,811 | $61,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 13,100 | $60,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 94,448 | $57,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 29,411 | $55,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 73,883 | $48,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 10,977 | $46,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 15,873 | $28,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,157 | $25,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 29,597 | $20,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 44,070 | $20,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 38,400 | $17,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,300 | $16,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 20,000 | $10,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 42,340 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 19,100 | $6,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 10,000 | $6,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 10,450 | $2,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 10,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001421224-15-000014 | this filing | 2015-10-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001421224-15-000015 | base | 2015-10-26 | acceptance time not in the bulk data set |