13F-HR filed by Catherine Avery Investment Management LLC
Catherine Avery Investment Management LLC filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-07-27, with 166 holding rows worth $228,994,575.
- Accession
- 0001420506-26-001305
- Filer
- CIK 2103454
- Filed
- 2026-07-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A holdings report, 168 entries on the cover page, a total value of $228,994,575 stated on the cover page (in dollars after the unit check, H1), rows summing to $228,994,575 with VALUE read as dollars as filed, 13F file number 028-25902. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 11,595 | $11,189,175 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 67,834 | $7,967,809 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 20,780 | $7,751,528 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 54,620 | $7,644,615 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 22,241 | $7,280,189 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 25,644 | $7,211,345 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 92,755 | $7,038,249 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 119,907 | $6,909,041 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 53,596 | $6,887,109 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 17,835 | $6,737,329 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 104,522 | $6,573,389 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 80,871 | $6,572,374 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 50,194 | $6,555,852 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 111,573 | $6,357,429 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 17,530 | $6,347,870 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 70,408 | $6,121,272 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 69,471 | $6,097,457 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 33,098 | $6,069,442 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 16,897 | $5,959,196 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 53,469 | $5,747,893 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 249,306 | $5,746,504 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 114,289 | $5,693,887 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 21,006 | $5,678,160 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 34,079 | $5,649,004 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 61,453 | $5,560,882 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 76,208 | $5,550,229 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 227,951 | $5,489,056 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 46,731 | $5,472,036 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 120,344 | $5,428,718 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 34,593 | $5,419,339 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 31,061 | $5,250,805 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 28,378 | $4,158,796 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 51,329 | $3,709,547 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 61,801 | $2,616,654 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,196 | $1,874,126 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 2,287 | $1,631,111 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 8,567 | $1,625,497 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 17,012 | $1,559,660 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 8,343 | $1,218,996 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 13,834 | $1,195,673 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 3,880 | $811,075 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,204 | $711,491 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 10,571 | $586,691 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5,414 | $509,566 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,559 | $457,089 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,755 | $418,181 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,493 | $384,670 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,944 | $361,428 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,934 | $357,384 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 282 | $325,385 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,257 | $319,240 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,082 | $313,088 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,400 | $252,756 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,235 | $247,111 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 2,729 | $213,490 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D879 | FT VEST RIS | 6,443 | $189,424 | dollars as filed | |
| American Express Company | 025816109 | COM | 500 | $169,125 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 700 | $156,016 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 3,614 | $120,238 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 334 | $119,362 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,000 | $110,280 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 750 | $107,363 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 96 | $102,230 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,000 | $95,600 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 1,000 | $90,740 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 770 | $89,836 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 370 | $89,699 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 675 | $88,817 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 155 | $78,991 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 300 | $78,300 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 395 | $73,130 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 1,000 | $71,950 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 388 | $70,273 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 197 | $67,589 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,902 | $57,707 | dollars as filed | |
| SCHD | 808524797 | COM | 1,806 | $57,268 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 435 | $55,597 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,112 | $54,944 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 165 | $50,540 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 254 | $50,190 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 2,691 | $37,405 | dollars as filed | |
| SPY | 78462F103 | SHS | 46 | $34,351 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 117 | $29,434 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 275 | $25,663 | dollars as filed | |
| Intel Corp | 458140100 | COM | 181 | $25,273 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 112 | $24,695 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 42 | $23,658 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 436 | $23,553 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 149 | $23,289 | dollars as filed | |
| GLOBAL X FDS | 37954Y350 | X EMERGING MKT | 868 | $20,789 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 410 | $20,771 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 126 | $20,354 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 148 | $18,846 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 20 | $18,709 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 251 | $18,298 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 355 | $17,924 | dollars as filed | |
| ALGER MID | 015564107 | MF Closed and MF Open | 721 | $17,893 | dollars as filed | |
| Avantis US Large Cap Value ETF | 025072349 | SHS | 180 | $16,418 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 198 | $16,303 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 109 | $15,984 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 239 | $15,882 | dollars as filed | |
| GLOBAL X FDS | 37960A370 | U S ELECT ETF | 458 | $15,851 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 200 | $15,416 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 217 | $15,390 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 232 | $15,219 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 342 | $15,058 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 60 | $14,300 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 200 | $14,280 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 254 | $14,270 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 130 | $13,901 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 116 | $13,712 | dollars as filed | |
| VTI | 922908769 | COM | 35 | $12,951 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 67 | $12,137 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 10 | $11,772 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 30 | $11,208 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 22 | $11,009 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 808 | $10,375 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 45 | $10,093 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 172 | $9,935 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 447 | $9,807 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 82 | $9,287 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 112 | $8,828 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 80 | $8,634 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 119 | $8,141 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 101 | $8,137 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 10 | $7,364 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 300 | $7,086 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 221 | $7,021 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 72 | $6,930 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 12 | $6,112 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 22 | $6,065 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 12 | $6,016 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 5 | $5,785 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 190 | $5,770 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 13 | $5,403 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 55 | $5,259 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 13 | $5,027 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 350 | $4,862 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 35 | $4,309 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 18 | $4,259 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 629 | $4,070 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 32 | $3,638 | dollars as filed | |
| SHARPLINK INC | 820014405 | COM NEW | 675 | $3,240 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 21 | $3,122 | dollars as filed | |
| HONEYWELL AEROSPACE INC COM | 43849R105 | Stock | 14 | $3,095 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 115 | $2,823 | dollars as filed | |
| BITMINE IMMERSION TECHS INC | 09175A206 | COM NEW | 205 | $2,729 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 136 | $2,459 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 55 | $2,375 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 17 | $1,854 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3 | $1,567 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 87 | $1,563 | dollars as filed | |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 500 | $1,115 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 12 | $1,037 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 7 | $1,023 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 16 | $1,000 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 13 | $954 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 250 | $918 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 8 | $657 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 10 | $411 | dollars as filed | |
| UPEXI INC | 39959A205 | CMN | 500 | $392 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 115 | $334 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $302 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 12 | $179 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 16 | $142 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 3 | $8 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-26-001305 | this filing | 2026-07-27 | acceptance time not in the bulk data set |