13F-HR filed by ZAZOVE ASSOCIATES LLC
ZAZOVE ASSOCIATES LLC filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-07-16, with 151 holding rows worth $1,224,717,192.
- Accession
- 0001420506-26-001244
- Filer
- CIK 1009012
- Filed
- 2026-07-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A holdings report, 157 entries on the cover page, a total value of $1,224,717,192 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,224,717,192 with VALUE read as dollars as filed, 13F file number 028-05338. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 59,095,000 | $62,434,665 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAD4 | NOTE 2.625% 3/0 | 57,602,000 | $56,868,007 | dollars as filed | principal |
| SOUTHERN CO | 842587DZ7 | NOTE 4.500% 6/1 | 49,750,000 | $54,932,378 | dollars as filed | principal |
| ALIBABA GROUP HLDG LTD | 01609WBG6 | NOTE 0.500% 6/0 | 45,820,000 | $54,103,216 | dollars as filed | principal |
| FLUOR CORP | 343412AJ1 | NOTE 1.125% 8/1 | 37,865,000 | $50,098,916 | dollars as filed | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 35,925 | $45,128,446 | dollars as filed | |
| ITRON INC | 465741AQ9 | NOTE 1.375% 7/1 | 43,380,000 | $43,283,996 | dollars as filed | principal |
| BOFA FIN LLC | 09709UV70 | MTNF 0.600% 5/2 | 31,982,000 | $40,313,311 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAD7 | NOTE6/1 | 23,380,000 | $38,972,328 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 33,525,000 | $37,915,548 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 31,000,000 | $37,177,156 | dollars as filed | principal |
| CLOUDFLARE INC | 18915MAF4 | NOTE 6/1 | 27,735,000 | $35,182,244 | dollars as filed | principal |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 27,815,000 | $31,579,435 | dollars as filed | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAC4 | NOTE 1.250%11/0 | 32,195,000 | $31,006,084 | dollars as filed | principal |
| BROOKDALE SR LIVING INC | 112463AC8 | NOTE 2.000%10/1 | 14,350,000 | $28,570,620 | dollars as filed | principal |
| REVOLUTION MEDICINES INC | 76155XAA8 | NOTE 0.500% 5/0 | 21,900,000 | $27,657,501 | dollars as filed | principal |
| REPLIGEN CORP | 759916AD1 | NOTE 1.000%12/1 | 26,305,000 | $27,010,074 | dollars as filed | principal |
| AEROVIRONMENT INC | 008073AA6 | NOTE 7/1 | 28,490,000 | $26,801,475 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017BG8 | NOTE 0.750% 6/0 | 23,750,000 | $26,176,326 | dollars as filed | principal |
| EVERGY INC | 30034WAD8 | NOTE 4.500%12/1 | 16,895,000 | $24,061,834 | dollars as filed | principal |
| FRESHPET INC | 358039AB1 | NOTE 3.000% 4/0 | 19,770,000 | $23,052,644 | dollars as filed | principal |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 18,745,000 | $23,038,900 | dollars as filed | principal |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAD6 | NOTE 7/0 | 21,755,000 | $19,835,178 | dollars as filed | principal |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 18,381,000 | $17,602,864 | dollars as filed | principal |
| THE REALREAL INC | 88339PAJ0 | DEBT 4.000% 2/1 | 11,118,000 | $15,667,569 | dollars as filed | principal |
| GLOBAL PMTS INC | 37940XAU6 | NOTE 1.500% 3/0 | 17,365,000 | $15,621,273 | dollars as filed | principal |
| GOLAR LNG LTD | 38046YAD3 | NOTE 2.750%12/1 | 13,515,000 | $15,371,427 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AD2 | NOTE 2.500% 6/0 | 12,735,000 | $12,887,792 | dollars as filed | principal |
| PURECYCLE TECHNOLOGIES INC | 74623VAD5 | NOTE 4.750% 7/0 | 11,750,000 | $11,850,430 | dollars as filed | principal |
| World Kinect Corporation Note 3.250 percent 7/0 | 98149GAB6 | Convertible | 8,545,000 | $11,097,668 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AC5 | NOTE 2.000% 3/1 | 8,490,000 | $10,813,374 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 9,000,000 | $10,669,653 | dollars as filed | principal |
| PG&E CORP | 69331CAL2 | NOTE 4.250%12/0 | 9,500,000 | $9,754,085 | dollars as filed | principal |
| OPKO HEALTH INC | 68375NAG8 | NOTE 3.750% 1/1 | 5,903,000 | $8,993,527 | dollars as filed | principal |
| AFFIRM HLDGS INC | 00827BAD8 | NOTE 0.750%12/1 | 7,500,000 | $8,723,888 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 7,000,000 | $8,451,540 | dollars as filed | principal |
| NCL CORP LTD | 62886HBT7 | NOTE 0.875% 04/15/2030 | 7,540,000 | $8,421,879 | dollars as filed | principal |
| SITIME CORP | 82982TAA4 | NOTE 6/1 | 7,500,000 | $8,321,236 | dollars as filed | principal |
| DATADOG INC | 23804LAD5 | NOTE 12/0 | 5,800,000 | $8,234,482 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 4,000,000 | $7,939,301 | dollars as filed | principal |
| WEC ENERGY GROUP INC | 92939UAT3 | NOTE 3.375% 6/0 | 7,500,000 | $7,799,997 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 5,000,000 | $7,305,422 | dollars as filed | principal |
| VERTEX INC | 92538JAB2 | NOTE 0.750% 5/0 | 7,860,000 | $7,043,693 | dollars as filed | principal |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 4,990,000 | $7,007,848 | dollars as filed | principal |
| Lyft Inc Note 0.625 percent 3/0 | 55087PAD6 | Convertible | 6,500,000 | $6,824,950 | dollars as filed | principal |
| ALLIANT ENERGY CORP | 018802AE8 | NOTE 3.250% 5/3 | 6,000,000 | $6,574,067 | dollars as filed | principal |
| FLUENCE ENERGY INC | 34379VAB9 | NOTE 2.250% 6/1 | 5,000,000 | $6,402,307 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 5,075,000 | $6,102,303 | dollars as filed | principal |
| SUPER MICRO COMPUTER INC | 86800UAD6 | NOTE 2.250% 7/1 | 6,000,000 | $5,874,414 | dollars as filed | principal |
| Rubrik Inc. Note 6/1 | 781154AD1 | Convertible | 5,685,000 | $5,800,494 | dollars as filed | principal |
| CMS ENERGY CORP | 125896BX7 | NOTE 3.375% 5/0 | 4,545,000 | $5,079,087 | dollars as filed | principal |
| SNOWFLAKE INC | 833445AB5 | NOTE 10/0 | 3,000,000 | $4,992,793 | dollars as filed | principal |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 100,000 | $4,978,000 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 4,500,000 | $4,888,141 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 4,000,000 | $4,806,526 | dollars as filed | principal |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 2,217,055 | $4,788,839 | dollars as filed | |
| Celcuity Inc Note 0.250 percent 8/0 | 15102KAB6 | Convertible | 3,425,000 | $3,900,088 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAF4 | NOTE 1.000%11/1 | 4,500,000 | $3,702,563 | dollars as filed | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 3,000,000 | $3,688,549 | dollars as filed | principal |
| WESTROCK COFFEE CO | 96145W103 | COM | 450,508 | $3,653,620 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 2,920,000 | $3,607,765 | dollars as filed | principal |
| Lci Inds Note 3.000 percent 3/0 | 501812AD3 | Convertible | 3,000,000 | $3,375,210 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614WAD2 | NOTE 5.500%12/0 | 2,000,000 | $3,233,450 | dollars as filed | principal |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 2,500,000 | $3,106,249 | dollars as filed | principal |
| TRIP COM GROUP LTD | 89677QAB3 | NOTE 0.750% 6/1 | 3,000,000 | $2,959,736 | dollars as filed | principal |
| Jazz Investments I Ltd Note 3.125 percent 9/1 | 472145AH4 | Convertible | 1,720,000 | $2,933,999 | dollars as filed | principal |
| URBAN ONE INC | 91705J402 | COM SHS CL D NON | 512,035 | $2,457,768 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372AD6 | NOTE 1.500% 3/1 | 2,500,000 | $2,396,783 | dollars as filed | principal |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 1,222,995 | $2,274,771 | dollars as filed | |
| GROUPON INC | 399473AH0 | NOTE 6.250% 3/1 | 2,000,000 | $2,273,527 | dollars as filed | principal |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 508,970 | $2,244,558 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 185,000 | $2,181,150 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 135,000 | $2,172,150 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 147,383 | $2,044,939 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 759,412 | $2,042,818 | dollars as filed | |
| Snap Inc Note 0.500 percent 5/0 | 83304AAK2 | Convertible | 2,500,000 | $2,041,303 | dollars as filed | principal |
| SNOWFLAKE INC | 833445AD1 | NOTE 10/0 | 1,070,000 | $1,890,393 | dollars as filed | principal |
| MNTN INC | 55318A108 | CL A | 200,000 | $1,840,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 1,550,000 | $1,774,038 | dollars as filed | principal |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 32,655 | $1,699,366 | dollars as filed | |
| NUVATION BIO INC | 67080NAA9 | NOTE 0.750% 7/0 | 1,500,000 | $1,568,578 | dollars as filed | principal |
| INTEGER HLDGS CORP | 45826HAD1 | DBCV 1.875% 3/1 | 1,565,000 | $1,511,482 | dollars as filed | principal |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 200,374 | $1,488,779 | dollars as filed | |
| BKV CORPORATION | 05603J108 | COMMON STOCK | 46,912 | $1,283,512 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 1,010,918 | $1,122,119 | dollars as filed | |
| JD.COM INC | 47215PAJ5 | NOTE 0.250% 6/0 | 1,130,000 | $1,113,595 | dollars as filed | principal |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 450,000 | $1,107,000 | dollars as filed | |
| GLASS HOUSE BRANDS INC | 377130406 | SUB REG LTD VTG | 79,844 | $1,037,972 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAN1 | NOTE 1.125% 2/1 | 800,000 | $954,870 | dollars as filed | principal |
| AMERICAS GOLD AND SILVER CORP COM NEW | 03062D803 | Stock | 200,000 | $944,000 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688AH9 | NOTE 3.125% 3/1 | 1,230,000 | $902,739 | dollars as filed | principal |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 300,000 | $828,000 | dollars as filed | |
| WHIRLPOOL CORP | 963320205 | 8.5 DEP SR A CNV | 22,500 | $788,400 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 810,000 | $773,693 | dollars as filed | principal |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 19,300 | $679,746 | dollars as filed | |
| ALPHABET INC | 02079K404 | DEP SHS RP1/20 A | 12,500 | $631,000 | dollars as filed | |
| B2GOLD CORP | 11777Q909 | COM | 792,000 | $613,800 | dollars as filed | call |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 102,096 | $594,709 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209RAB9 | NOTE 2.000% 3/1 | 640,000 | $581,161 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 601,000 | $565,124 | dollars as filed | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 400,000 | $515,526 | dollars as filed | principal |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 1,533,692 | $475,445 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461H572 | DAI SEM 3X ETF | 140,000 | $453,600 | dollars as filed | |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 460,000 | $450,241 | dollars as filed | principal |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 41,264 | $416,766 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 420,000 | $388,667 | dollars as filed | principal |
| TH INTERNATIONAL LIMITED | G8656L130 | SHS NEW | 200,281 | $382,537 | dollars as filed | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 385,000 | $381,316 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 386,000 | $380,565 | dollars as filed | principal |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 415,000 | $379,643 | dollars as filed | principal |
| PennyMac Corp | 70932AAH6 | Convertible Bond | 370,000 | $377,453 | dollars as filed | principal |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 386,000 | $373,247 | dollars as filed | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 354,000 | $353,136 | dollars as filed | principal |
| CERENCE INC | 156727AD1 | NOTE 1.500% 7/0 | 345,000 | $317,927 | dollars as filed | principal |
| B2GOLD CORP COM | 11777Q209 | Stock | 75,100 | $280,874 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 10,809 | $265,901 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 276,000 | $258,139 | dollars as filed | principal |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 255,000 | $250,949 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 260,000 | $249,700 | dollars as filed | principal |
| NATIONAL FUEL GAS CO | 636180901 | CALL | 29,900 | $243,685 | dollars as filed | call |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 55,000 | $236,250 | dollars as filed | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 17,500 | $201,688 | dollars as filed | call |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 541,491 | $194,395 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 10,900 | $174,836 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 5,122 | $164,160 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 19,569 | $158,705 | dollars as filed | |
| HELEN OF TROY LTD | G4388N956 | COM | 50,000 | $151,250 | dollars as filed | put |
| OPKO HEALTH INC | 68375N103 | COM | 100,000 | $150,000 | dollars as filed | |
| NUTANIX INC | 67059NAK4 | NOTE 0.500%12/1 | 150,000 | $147,814 | dollars as filed | principal |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 1,185,705 | $136,356 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 74,500 | $132,238 | dollars as filed | put |
| ALPHABET INC | 02079K602 | DEP SHS RP1/20 B | 2,500 | $125,675 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 110,000 | $107,100 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 115,000 | $107,095 | dollars as filed | principal |
| ZIFF DAVIS INC | 48123VAH5 | DEBT 3.625% 3/0 | 102,000 | $102,560 | dollars as filed | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,000 | $95,600 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 15,000 | $89,250 | dollars as filed | call |
| URBAN ONE INC | 91705J303 | CL A SHS | 15,202 | $83,079 | dollars as filed | |
| FIVE9 INC | 338307951 | COM | 15,000 | $61,500 | dollars as filed | put |
| BROOKDALE SR LIVING INC | 112463AF1 | NOTE 3.500%10/1 | 30,000 | $57,402 | dollars as filed | principal |
| HIMS & HERS HEALTH INC | 433000956 | PUT | 40,000 | $57,000 | dollars as filed | put |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 1,554,109 | $51,208 | dollars as filed | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 60,500 | $47,990 | dollars as filed | put |
| SPX P 07/17/2026 6340 | 78473E953 | Option | 4,000 | $45,480 | dollars as filed | put |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 887 | $45,179 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G906 | UNIT LTD PARTN | 49,000 | $35,525 | dollars as filed | call |
| I-80 GOLD CORP | 44955L155 | *W EXP 11/16/202 | 38,466 | $29,811 | dollars as filed | |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 150,602 | $29,179 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 987 | $24,399 | dollars as filed | |
| SUNPOWER INC | 20460L112 | *W EXP 07/31/202 | 11,327 | $1,773 | dollars as filed | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 29,141 | $1,155 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-26-001244 | this filing | 2026-07-16 | acceptance time not in the bulk data set |