13F-HR/A filed by ZAZOVE ASSOCIATES LLC
ZAZOVE ASSOCIATES LLC filed this 13F-HR/A for the quarter ended 2026-03-31, filed 2026-06-18, with 150 holding rows worth $957,042,295.
- Accession
- 0001420506-26-001189
- Filer
- CIK 1009012
- Filed
- 2026-06-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A holdings report, amendment of type new holdings, 151 entries on the cover page, a total value of $957,042,295 stated on the cover page (in dollars after the unit check, H1), rows summing to $957,042,295 with VALUE read as dollars as filed, 13F file number 028-05338. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 58,880,000 | $61,932,004 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAD4 | NOTE 2.625% 3/0 | 62,237,000 | $61,629,704 | dollars as filed | principal |
| FLUOR CORP | 343412AJ1 | NOTE 1.125% 8/1 | 40,315,000 | $49,331,950 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 40,000,000 | $48,331,084 | dollars as filed | principal |
| ITRON INC | 465741AQ9 | NOTE 1.375% 7/1 | 43,295,000 | $43,504,777 | dollars as filed | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 35,665 | $42,504,299 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 27,880,000 | $32,676,684 | dollars as filed | principal |
| BOFA FIN LLC | 09709UV70 | MTNF 0.600% 5/2 | 26,942,000 | $32,316,929 | dollars as filed | principal |
| SOUTHERN CO | 842587DZ7 | NOTE 4.500% 6/1 | 28,550,000 | $31,708,267 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 30,975,000 | $31,649,961 | dollars as filed | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAC4 | NOTE 1.250%11/0 | 29,585,000 | $29,542,634 | dollars as filed | principal |
| AEROVIRONMENT INC | 008073AA6 | NOTE 7/1 | 28,520,000 | $28,113,616 | dollars as filed | principal |
| REPLIGEN CORP | 759916AD1 | NOTE 1.000%12/1 | 26,300,000 | $25,571,032 | dollars as filed | principal |
| BROOKDALE SR LIVING INC | 112463AC8 | NOTE 2.000%10/1 | 14,350,000 | $24,536,045 | dollars as filed | principal |
| EVERGY INC | 30034WAD8 | NOTE 4.500%12/1 | 17,025,000 | $22,985,476 | dollars as filed | principal |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 18,783,000 | $22,323,195 | dollars as filed | principal |
| Jazz Investments I Ltd Note 3.125 percent 9/1 | 472145AH4 | Convertible | 15,635,000 | $22,093,886 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AC5 | NOTE 2.000% 3/1 | 20,670,000 | $21,092,751 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AD2 | NOTE 2.500% 6/0 | 20,875,000 | $19,895,353 | dollars as filed | principal |
| Lyft Inc Note 0.625 percent 3/0 | 55087PAD6 | Convertible | 18,500,000 | $18,723,730 | dollars as filed | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482BAB7 | NOTE 4.500% 6/0 | 17,020,000 | $16,871,987 | dollars as filed | principal |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 13,401,000 | $14,800,690 | dollars as filed | principal |
| GLOBAL PMTS INC | 37940XAU6 | NOTE 1.500% 3/0 | 15,460,000 | $13,608,739 | dollars as filed | principal |
| THE REALREAL INC | 88339PAJ0 | DEBT 4.000% 2/1 | 11,138,000 | $13,186,237 | dollars as filed | principal |
| SNOWFLAKE INC | 833445AB5 | NOTE 10/0 | 10,000,000 | $11,813,492 | dollars as filed | principal |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 10,555,000 | $10,538,948 | dollars as filed | principal |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 8,290,000 | $9,143,201 | dollars as filed | principal |
| JOBY AVIATION INC | 47775AAA9 | NOTE 0.750% 2/1 | 9,630,000 | $8,215,109 | dollars as filed | principal |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 5,153,000 | $7,680,239 | dollars as filed | principal |
| OPKO HEALTH INC | 68375NAG8 | NOTE 3.750% 1/1 | 5,918,000 | $7,450,762 | dollars as filed | principal |
| VERTEX INC | 92538JAB2 | NOTE 0.750% 5/0 | 8,095,000 | $7,039,043 | dollars as filed | principal |
| FRESHPET INC | 358039AB1 | NOTE 3.000% 4/0 | 5,770,000 | $6,695,853 | dollars as filed | principal |
| T1 ENERGY INC | 35834FAB0 | NOTE 5.250%12/0 | 5,950,000 | $6,262,375 | dollars as filed | principal |
| PG&E CORP | 69331CAL2 | NOTE 4.250%12/0 | 6,000,000 | $6,233,570 | dollars as filed | principal |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 5,000,000 | $6,054,027 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 200,000 | $6,014,000 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 414,961 | $5,925,643 | dollars as filed | |
| World Kinect Corporation Note 3.250 percent 7/0 | 98149GAB6 | Convertible | 5,095,000 | $5,362,501 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 5,000,000 | $5,354,336 | dollars as filed | principal |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 100,000 | $4,978,500 | dollars as filed | |
| CVR PARTNERS LP | 126633205 | COM | 38,578 | $4,886,675 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAD8 | NOTE 0.750%12/1 | 4,500,000 | $4,207,769 | dollars as filed | principal |
| MKS INC. | 55306NAB0 | NOTE 1.250% 6/0 | 2,500,000 | $4,147,475 | dollars as filed | principal |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 692,956 | $4,067,652 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 1,696,293 | $4,003,251 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 4,000,000 | $3,931,034 | dollars as filed | principal |
| SNOWFLAKE INC | 833445AD1 | NOTE 10/0 | 2,965,000 | $3,622,627 | dollars as filed | principal |
| SUPER MICRO COMPUTER INC | 86800UAD6 | NOTE 2.250% 7/1 | 4,000,000 | $3,439,661 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 2,920,000 | $3,362,425 | dollars as filed | principal |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 2,500,000 | $3,231,857 | dollars as filed | principal |
| FLUENCE ENERGY INC | 34379VAB9 | NOTE 2.250% 6/1 | 3,000,000 | $3,032,933 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 2,500,000 | $2,998,247 | dollars as filed | principal |
| URBAN ONE INC | 91705J402 | COM SHS CL D NON | 508,316 | $2,826,237 | dollars as filed | |
| DATADOG INC | 23804LAD5 | NOTE 12/0 | 2,800,000 | $2,714,507 | dollars as filed | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 2,810,000 | $2,638,845 | dollars as filed | principal |
| WESTROCK COFFEE CO | 96145W103 | COM | 560,004 | $2,380,017 | dollars as filed | |
| CMS ENERGY CORP | 125896BX7 | NOTE 3.375% 5/0 | 2,105,000 | $2,378,478 | dollars as filed | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 1,950,000 | $2,289,174 | dollars as filed | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 149,113 | $2,168,103 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 32,655 | $2,025,590 | dollars as filed | |
| GROUPON INC | 399473AH0 | NOTE 6.250% 3/1 | 2,000,000 | $2,013,240 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAF4 | NOTE 1.000%11/1 | 2,500,000 | $1,816,741 | dollars as filed | principal |
| NABORS INDS INC | 62957HAL9 | NOTE 1.750% 6/1 | 1,747,000 | $1,613,654 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 1,550,000 | $1,604,224 | dollars as filed | principal |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 200,374 | $1,602,992 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 2,000,000 | $1,552,400 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 1,050,000 | $1,545,501 | dollars as filed | principal |
| INTEGER HLDGS CORP | 45826HAD1 | DBCV 1.875% 3/1 | 1,565,000 | $1,499,607 | dollars as filed | principal |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 1,500,000 | $1,481,660 | dollars as filed | principal |
| THE REALREAL INC | 88339P101 | COM | 160,000 | $1,452,800 | dollars as filed | |
| BKV CORPORATION | 05603J108 | COMMON STOCK | 50,000 | $1,426,000 | dollars as filed | |
| TRIP COM GROUP LTD | 89677QAB3 | NOTE 0.750% 6/1 | 1,350,000 | $1,400,433 | dollars as filed | principal |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 458,939 | $1,399,764 | dollars as filed | |
| MNTN INC | 55318A108 | CL A | 150,322 | $1,322,834 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 95,000 | $1,299,600 | dollars as filed | |
| Live Nation Entertainment In Note 2.875 percent 1/1 | 538034BC2 | Convertible | 1,100,000 | $1,191,613 | dollars as filed | principal |
| KOSMOS ENERGY LTD | 500688AH9 | NOTE 3.125% 3/1 | 1,500,000 | $1,184,506 | dollars as filed | principal |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 1,146,276 | $1,180,664 | dollars as filed | |
| JD.COM INC | 47215PAJ5 | NOTE 0.250% 6/0 | 1,130,000 | $1,128,844 | dollars as filed | principal |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 300,000 | $1,074,000 | dollars as filed | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 170,655 | $1,066,594 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 120,522 | $1,003,948 | dollars as filed | |
| WHIRLPOOL CORP | 963320205 | 8.5 DEP SR A CNV | 22,500 | $925,650 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 260,000 | $845,000 | dollars as filed | |
| B2GOLD CORP | 11777Q909 | COM | 803,600 | $832,688 | dollars as filed | call |
| PORCH GROUP INC | 733245104 | COM | 105,846 | $758,916 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 18,300 | $685,152 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 630,000 | $563,625 | dollars as filed | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 550,000 | $542,417 | dollars as filed | principal |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 50,000 | $537,000 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 77,096 | $529,650 | dollars as filed | |
| AMERICAS GOLD AND SILVER CORP COM NEW | 03062D803 | Stock | 100,000 | $522,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 655,812 | $508,254 | dollars as filed | |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 460,000 | $444,235 | dollars as filed | principal |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 100,000 | $439,000 | dollars as filed | |
| GENESIS ENERGY L P | 371927904 | UNIT LTD PARTN | 133,800 | $438,195 | dollars as filed | call |
| TH INTERNATIONAL LIMITED | G8656L130 | SHS NEW | 208,489 | $429,487 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 1,538,612 | $428,503 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 460,000 | $419,979 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 420,000 | $404,357 | dollars as filed | principal |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 420,000 | $401,277 | dollars as filed | principal |
| ZIFF DAVIS INC | 48123VAH5 | DEBT 3.625% 3/0 | 404,000 | $397,085 | dollars as filed | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 400,000 | $395,211 | dollars as filed | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 385,000 | $384,059 | dollars as filed | principal |
| B2GOLD CORP COM | 11777Q209 | Stock | 74,600 | $337,938 | dollars as filed | |
| CERENCE INC | 156727AD1 | NOTE 1.500% 7/0 | 375,000 | $326,749 | dollars as filed | principal |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 1,190,265 | $323,157 | dollars as filed | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 5,000 | $311,375 | dollars as filed | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 50,000 | $294,000 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 300,000 | $268,536 | dollars as filed | principal |
| CVR ENERGY INC | 12662P958 | COM | 100,000 | $262,500 | dollars as filed | put |
| STRATEGY INC | 594972AS0 | NOTE12/0 | 310,000 | $259,711 | dollars as filed | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 220 | $254,489 | dollars as filed | |
| URBAN ONE INC | 91705J303 | CL A SHS | 43,004 | $252,003 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 260,000 | $248,006 | dollars as filed | principal |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 255,000 | $247,189 | dollars as filed | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 310,000 | $240,524 | dollars as filed | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 242,000 | $239,964 | dollars as filed | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 9,266 | $226,183 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 1,560,914 | $199,095 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 150,000 | $171,000 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 5,571 | $169,442 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 10,900 | $167,206 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G906 | UNIT LTD PARTN | 50,000 | $150,000 | dollars as filed | call |
| NUTANIX INC | 67059NAK4 | NOTE 0.500%12/1 | 150,000 | $135,866 | dollars as filed | principal |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 25,869 | $134,260 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 115,000 | $114,568 | dollars as filed | principal |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 75,000 | $98,256 | dollars as filed | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,000 | $96,500 | dollars as filed | |
| BATH & BODY WORKS INC | 070830904 | COM | 50,000 | $90,000 | dollars as filed | call |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 84,000 | $82,222 | dollars as filed | principal |
| SOFI TECHNOLOGIES INC | 83406F902 | CALL | 50,000 | $72,000 | dollars as filed | call |
| PBF ENERGY INC | 69318G956 | CL A | 40,000 | $68,000 | dollars as filed | put |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 65,000 | $64,503 | dollars as filed | principal |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 1,121 | $57,087 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,000 | $53,920 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463AF1 | NOTE 3.500%10/1 | 30,000 | $49,549 | dollars as filed | principal |
| I-80 GOLD CORP | 44955L155 | *W EXP 11/16/202 | 38,466 | $46,159 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J900 | COM NEW | 50,000 | $36,250 | dollars as filed | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 968 | $26,910 | dollars as filed | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 6,000 | $25,290 | dollars as filed | put |
| Psq Holdings Inc W Exp 07/19/202 | 693691115 | SPAC Combination | 491,935 | $20,809 | dollars as filed | |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 150,602 | $20,324 | dollars as filed | |
| SPDR SERIES TRUST | 78464A959 | ST STR CONV ETF | 32,000 | $19,840 | dollars as filed | put |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 1,334,846 | $15,951 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 300 | $11,166 | dollars as filed | |
| AIRJOULE TECHNOLOGIES CORP | 612160119 | *W EXP 03/15/202 | 15,700 | $8,949 | dollars as filed | |
| SUNPOWER INC | 20460L112 | *W EXP 07/31/202 | 11,327 | $2,662 | dollars as filed | |
| WHIRLPOOL CORP | 963320906 | COM | 30,000 | $2,250 | dollars as filed | call |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 64,571 | $1,392 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-26-001186 | superseded | 2026-06-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-26-001189 | this filing | 2026-06-18 | acceptance time not in the bulk data set |