13F-HR filed by Catherine Avery Investment Management LLC
Catherine Avery Investment Management LLC filed this 13F-HR for the quarter ended 2025-12-31, filed 2026-01-05, with 158 holding rows worth $166,967,012.
- Accession
- 0001420506-26-000019
- Filer
- CIK 2103454
- Filed
- 2026-01-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2025
A holdings report, 159 entries on the cover page, a total value of $166,967,012 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,967,012 with VALUE read as dollars as filed, 13F file number 028-25902. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Citigroup Inc. | 172967424 | COM | 49,325 | $5,755,734 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 18,322 | $5,427,136 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 29,576 | $5,424,292 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 106,208 | $5,394,304 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 15,580 | $5,392,297 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,399 | $5,284,123 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 68,576 | $5,282,425 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 92,839 | $5,007,736 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 45,132 | $4,750,610 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 30,997 | $4,724,304 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 67,301 | $4,705,000 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 15,891 | $4,665,133 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 57,859 | $4,644,945 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 46,182 | $4,514,291 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 98,398 | $4,481,045 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 59,579 | $4,425,528 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 108,357 | $4,413,381 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 14,314 | $4,374,828 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 22,378 | $4,361,696 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 78,101 | $4,295,570 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 25,025 | $4,280,526 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 42,741 | $4,239,480 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 57,564 | $4,230,954 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 172,697 | $4,148,182 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 12,539 | $4,104,140 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 83,006 | $4,084,725 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 191,059 | $3,943,458 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 152,477 | $3,796,676 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 55,170 | $3,692,528 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 13,144 | $3,619,726 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 7,132 | $3,449,251 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 9,702 | $3,338,458 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 16,019 | $3,303,598 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 31,545 | $3,242,826 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 23,216 | $2,995,793 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 17,012 | $1,344,288 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10,620 | $1,271,745 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,786 | $1,267,483 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 2,476 | $1,263,874 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 15,283 | $1,107,865 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 4,189 | $743,673 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,633 | $677,875 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,508 | $409,965 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,493 | $347,387 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,547 | $320,152 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,246 | $307,802 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 3,060 | $293,944 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,412 | $263,338 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D879 | FT VEST RIS | 9,324 | $244,662 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,400 | $204,374 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 651 | $203,763 | dollars as filed | |
| American Express Company | 025816109 | COM | 550 | $203,473 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 300 | $198,726 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 1,759 | $160,737 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 700 | $153,797 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 824 | $146,466 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 1,120 | $140,325 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 592 | $124,521 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,428 | $105,785 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 769 | $102,062 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 152 | $87,076 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 660 | $86,130 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 500 | $81,660 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 282 | $80,400 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 164 | $79,322 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,902 | $73,379 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 204 | $71,545 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,112 | $69,111 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 382 | $61,260 | dollars as filed | |
| SCHD | 808524797 | COM | 1,806 | $49,539 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D820 | FT VEST SMID | 2,163 | $46,418 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 3,343 | $43,860 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 156 | $35,733 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 403 | $32,542 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 654 | $28,318 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 42 | $27,724 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 273 | $27,293 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 112 | $27,010 | dollars as filed | |
| BlackRock,Inc. | 09290D101 | COM | 25 | $26,759 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 152 | $24,618 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 210 | $23,838 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 405 | $23,539 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 230 | $21,565 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 149 | $21,030 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 89 | $20,543 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 250 | $20,330 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 20 | $17,247 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 109 | $15,621 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 31 | $15,582 | dollars as filed | |
| MILLROSE PPTYS INC COM CL A | 601137102 | REIT | 516 | $15,413 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 783 | $13,554 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 259 | $13,013 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 50 | $12,862 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 157 | $12,492 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 112 | $10,879 | dollars as filed | |
| IJH | 464287507 | COM | 155 | $10,230 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 170 | $9,802 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 82 | $9,136 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 169 | $9,087 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 80 | $9,030 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 45 | $8,786 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 30 | $8,666 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 300 | $8,448 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 25 | $7,963 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 84 | $7,764 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 129 | $7,531 | dollars as filed | |
| SPY | 78462F103 | SHS | 11 | $7,501 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 12 | $6,953 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 398 | $6,866 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 12 | $6,843 | dollars as filed | |
| Intel Corp | 458140100 | COM | 181 | $6,679 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 10 | $6,541 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 629 | $6,271 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 5 | $6,060 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 22 | $6,055 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 29 | $5,658 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 136 | $5,163 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 55 | $4,919 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 61 | $4,718 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 21 | $4,578 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 13 | $4,557 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 13 | $4,291 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 191 | $4,255 | dollars as filed | |
| SHARPLINK INC | 820014405 | COM NEW | 450 | $4,023 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 113 | $3,932 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 17 | $3,736 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 115 | $3,437 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 32 | $3,258 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 41 | $3,254 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 5 | $2,854 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 10 | $2,789 | dollars as filed | |
| BITMINE IMMERSION TECHS INC | 09175A206 | COM NEW | 80 | $2,172 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 86 | $2,127 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 17 | $1,875 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 17 | $1,873 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 10 | $1,532 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3 | $1,442 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 31 | $1,442 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 200 | $1,294 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 2 | $1,229 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 12 | $1,211 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 87 | $1,051 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 12 | $1,046 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 80 | $871 | dollars as filed | |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 500 | $830 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 10 | $817 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 13 | $687 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 8 | $663 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 7 | $649 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 10 | $637 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 65 | $584 | dollars as filed | |
| UPEXI INC | 39959A205 | CMN | 250 | $420 | dollars as filed | |
| SOLS | 83443Q103 | COM | 7 | $340 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 16 | $234 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 6 | $177 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 12 | $135 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 2 | $41 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 3 | $13 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-26-000019 | this filing | 2026-01-05 | acceptance time not in the bulk data set |