13F-HR filed by Catherine Avery Investment Management LLC
Catherine Avery Investment Management LLC filed this 13F-HR for the quarter ended 2024-12-31, filed 2026-01-05, with 175 holding rows worth $113,297,625.
- Accession
- 0001420506-26-000007
- Filer
- CIK 2103454
- Filed
- 2026-01-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 175 entries on the cover page, a total value of $113,297,625 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,297,625 with VALUE read as dollars as filed, 13F file number 028-25902. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Broadcom Inc. | 11135F101 | COM | 20,966 | $4,860,775 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 18,936 | $4,162,670 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 62,587 | $3,705,157 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 49,866 | $3,510,068 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,576 | $3,494,026 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 61,280 | $3,465,997 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 29,318 | $3,392,694 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 42,815 | $3,379,388 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 26,725 | $3,359,867 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 7,734 | $3,259,853 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 122,478 | $3,249,328 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 9,270 | $3,231,522 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 19,095 | $3,181,991 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 77,256 | $3,169,041 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 51,324 | $3,158,992 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 147,793 | $3,155,381 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 10,867 | $3,150,245 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 40,746 | $3,026,205 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 8,328 | $3,021,065 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 12,017 | $3,015,162 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 13,855 | $2,998,551 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 36,902 | $2,947,766 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 40,724 | $2,919,510 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 29,234 | $2,908,205 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 9,947 | $2,885,065 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 46,267 | $2,880,564 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 21,951 | $2,768,021 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 32,063 | $2,751,005 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 31,668 | $2,724,715 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 12,863 | $2,704,832 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 66,966 | $2,677,970 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 229,385 | $2,270,912 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 109,069 | $2,213,010 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 45,091 | $1,956,048 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 17,012 | $1,546,561 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,829 | $627,026 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,646 | $575,779 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 9,531 | $418,891 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,533 | $383,894 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,770 | $371,983 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,500 | $303,975 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 3,410 | $294,317 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,954 | $282,587 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,118 | $209,636 | dollars as filed | |
| American Express Company | 025816109 | COM | 700 | $207,753 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 300 | $188,550 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,400 | $184,008 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 750 | $151,343 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 834 | $128,119 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 1,120 | $126,683 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 592 | $109,597 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 660 | $82,163 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 688 | $76,617 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 500 | $71,850 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 277 | $70,236 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 371 | $70,230 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,112 | $64,885 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 204 | $64,472 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 591 | $50,424 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 260 | $46,237 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 95 | $46,164 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 369 | $44,368 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,402 | $44,293 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 200 | $44,200 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 575 | $43,487 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,044 | $37,814 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 209 | $35,039 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 90 | $35,009 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 250 | $32,760 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 527 | $28,073 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 28 | $25,656 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 42 | $24,591 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 260 | $23,772 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 280 | $23,606 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 70 | $23,231 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 78 | $22,833 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 607 | $19,867 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 149 | $19,562 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 89 | $19,526 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 172 | $19,197 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 30 | $17,087 | dollars as filed | |
| Southern Company | 842587107 | COM | 200 | $16,464 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 2,793 | $15,808 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 246 | $12,846 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 248 | $12,486 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 629 | $12,479 | dollars as filed | |
| SCHD | 808524797 | COM | 444 | $12,130 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 154 | $11,676 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 15 | $11,580 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 100 | $10,040 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 269 | $10,025 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 22 | $9,972 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 190 | $9,935 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 745 | $9,909 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 164 | $9,782 | dollars as filed | |
| IJH | 464287507 | COM | 155 | $9,658 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 112 | $8,659 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 45 | $8,442 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 30 | $8,078 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 32 | $7,898 | dollars as filed | |
| Intel Corp | 458140100 | COM | 385 | $7,720 | dollars as filed | |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 8,500 | $7,651 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 14 | $7,454 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 82 | $7,409 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 13 | $6,576 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 29 | $6,551 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 12 | $6,243 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 191 | $6,232 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 22 | $6,075 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 5 | $5,972 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 12 | $5,631 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 74 | $5,600 | dollars as filed | |
| General Electric Company | 369604301 | COM | 31 | $5,170 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 13 | $4,796 | dollars as filed | |
| SPY | 78462F103 | SHS | 8 | $4,689 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 55 | $4,451 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,000 | $4,360 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 569 | $4,347 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 115 | $4,316 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 29 | $3,920 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 21 | $3,768 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 153 | $3,487 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 40 | $3,392 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 10 | $3,343 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 17 | $3,329 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 73 | $3,277 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 107 | $3,156 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 32 | $2,988 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 300 | $2,781 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 3,130 | $2,727 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 1,319 | $2,717 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 3 | $2,674 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 213 | $2,652 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 5 | $2,633 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 21 | $2,393 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 10 | $2,307 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 7 | $2,303 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 2 | $2,120 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 7 | $2,103 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 17 | $1,816 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15 | $1,812 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 17 | $1,758 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 10 | $1,626 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 15 | $1,281 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3 | $1,277 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 10 | $1,169 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 20 | $1,107 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 12 | $1,048 | dollars as filed | |
| Avantis All Equity Markets ETF | 025072232 | SHS | 13 | $941 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 50 | $908 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 18 | $889 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 13 | $887 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 10 | $819 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 10 | $782 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 25 | $779 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 50 | $755 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 20 | $693 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 40 | $671 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 8 | $656 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 6 | $646 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 50 | $592 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7 | $590 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 14 | $582 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 70 | $473 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 12 | $448 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 87 | $329 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 16 | $320 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 10 | $303 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2 | $224 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 67 | $196 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 1 | $190 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 25 | $180 | dollars as filed | |
| INTERACTIVE STRENGTH INC | 45840Y302 | COM | 30 | $86 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 2 | $47 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 3 | $13 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-26-000007 | this filing | 2026-01-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-26-000011 | superseded | 2026-01-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-26-000021 | base | 2026-01-05 | acceptance time not in the bulk data set |