13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-10, with 1,290 holding rows worth $3,517,614,585.
- Accession
- 0001420506-25-003053
- Filer
- CIK 1449126
- Filed
- 2025-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 1,290 entries on the cover page, a total value of $3,517,614,585 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,517,614,585 with VALUE read as dollars as filed, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 13,259 | $327,495 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 5,787 | $326,730 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,018 | $326,469 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 4,337 | $324,495 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U729 | FT VEST LAD | 12,503 | $323,828 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,647 | $323,346 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 5,953 | $320,875 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 4,952 | $320,198 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 12,633 | $319,738 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,490 | $319,322 | dollars as filed | |
| BLACKROCK ETF TRUST | 092528843 | ISHARES HIGH YIE | 6,488 | $319,162 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,991 | $319,145 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,363 | $318,205 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 16,013 | $317,536 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 9,399 | $315,430 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 2,226 | $314,944 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 3,533 | $314,940 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 3,296 | $314,724 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 6,425 | $313,790 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,674 | $313,144 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,630 | $312,402 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 7,001 | $311,426 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 15,901 | $311,018 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 26,631 | $309,719 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 26,628 | $308,881 | dollars as filed | |
| MASCO CORP | 574599106 | COM | 4,380 | $308,323 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 8,067 | $307,514 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 7,197 | $306,360 | dollars as filed | |
| KARMAN HLDGS INC COMMON STOCK | 485924104 | Stock | 4,223 | $304,901 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 3,620 | $303,585 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 6,023 | $302,760 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 7,708 | $302,626 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 3,635 | $302,351 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 9,192 | $302,319 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,685 | $301,931 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,623 | $299,092 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 7,411 | $297,177 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,759 | $296,326 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 9,513 | $294,524 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 21,905 | $292,213 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,293 | $290,752 | dollars as filed | |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 253,827 | $290,632 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 514 | $289,145 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 5,974 | $288,707 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 597 | $288,618 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 23,598 | $288,128 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 10,326 | $288,107 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 11,528 | $287,383 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 31,796 | $285,848 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 364 | $284,789 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 5,578 | $284,387 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 4,195 | $283,740 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 7,605 | $283,268 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 6,880 | $282,475 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 29,820 | $282,095 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,837 | $279,805 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,980 | $279,103 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,571 | $277,717 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,833 | $277,194 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,329 | $277,093 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,062 | $275,525 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 22,925 | $275,329 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 9,908 | $275,248 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 749 | $273,647 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 14,209 | $272,099 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 9,128 | $271,006 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,842 | $270,578 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 11,771 | $270,142 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,793 | $269,839 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 9,701 | $269,795 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R105 | OPPO CORE BD ETF | 5,739 | $267,023 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 16,525 | $266,879 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 950 | $266,802 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 20,000 | $266,000 | dollars as filed | call |
| WW GRAINGER INC COM | 384802104 | Stock | 278 | $265,217 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 619 | $263,689 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,671 | $263,283 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 7,213 | $262,713 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 4,500 | $262,665 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 6,210 | $262,635 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,145 | $262,376 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 280 | $261,575 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 6,592 | $261,185 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 1,293 | $261,138 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 5,267 | $261,031 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,075 | $260,867 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,079 | $260,665 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,050 | $260,287 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 24,352 | $259,593 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,621 | $259,372 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,816 | $258,851 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,348 | $257,875 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 6,787 | $257,506 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 3,119 | $256,951 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 4,482 | $256,866 | dollars as filed | |
| NEOS ETF TRUST | 78433H576 | NASDAQ 100 HDGD | 4,719 | $256,711 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,717 | $255,778 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 6,362 | $255,635 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,424 | $255,381 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 14,102 | $255,284 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,511 | $255,216 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,376 | $254,824 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y277 | US SM CA PW JUNE | 9,294 | $253,662 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 514 | $253,602 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,636 | $253,438 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 47,006 | $253,362 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 5,154 | $252,935 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 10,791 | $252,403 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,206 | $251,435 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,029 | $251,112 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,221 | $250,504 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 28,537 | $249,987 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 4,977 | $249,467 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 3,400 | $249,254 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,394 | $249,150 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 7,980 | $248,564 | dollars as filed | |
| COHEN & STEERS ETF TRUST | 19249U302 | NATURAL RES ACTI | 8,550 | $248,468 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 6,205 | $247,587 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,062 | $246,618 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 2,838 | $246,325 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 9,167 | $246,042 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,898 | $245,366 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,017 | $244,747 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 1,442 | $244,298 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y541 | EQUITY DEF PROTN | 8,337 | $244,149 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,178 | $243,827 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 4,965 | $243,451 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 24,863 | $243,409 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 1,196 | $242,812 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R647 | S NE ST GA ETF | 6,000 | $242,486 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F276 | FT ENERGY INCOME | 12,191 | $241,627 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 5,026 | $241,421 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 561 | $241,293 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P421 | FOCUSED DYNAMIC | 5,072 | $241,224 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,317 | $241,029 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,687 | $240,906 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 10,277 | $240,124 | dollars as filed | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,453 | $239,938 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 3,495 | $239,861 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,254 | $239,488 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 2,123 | $237,987 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,300 | $237,712 | dollars as filed | |
| Apple Inc | 037833100 | COM | 10,000 | $237,500 | dollars as filed | call |
| WABTEC COM | 929740108 | Stock | 1,180 | $236,608 | dollars as filed | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 5,078 | $235,094 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 4,252 | $234,987 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 5,677 | $233,616 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 3,131 | $233,254 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 7,637 | $232,728 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,430 | $231,616 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,583 | $230,887 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,258 | $230,688 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 6,742 | $230,582 | dollars as filed | |
| FRANKLIN INCOME FOCUS ETF INCOME FOCUS ETF | 35473P439 | ETF | 8,299 | $230,205 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 6,901 | $229,532 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,186 | $229,206 | dollars as filed | |
| CAPITAL GROUP INTERNATIONAL | 14021T102 | SHS | 7,410 | $228,398 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 1,805 | $227,562 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 8,243 | $227,506 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 1,560 | $227,123 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 8,335 | $226,971 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,691 | $226,940 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,574 | $226,230 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 1,300 | $226,083 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,712 | $225,590 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,298 | $225,582 | dollars as filed | |
| CALAMOS ETF TR | 12811T860 | NASD 100 ST SEPT | 8,343 | $224,833 | dollars as filed | |
| CALAMOS ETF TR | 12811T837 | RUSSE 2000 JULY | 8,503 | $224,607 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,322 | $224,002 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 8,262 | $223,906 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 6,513 | $223,652 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,149 | $223,298 | dollars as filed | |
| CALAMOS ETF TR | 12811T803 | S&P 500 STR JULY | 8,391 | $223,075 | dollars as filed | |
| FIDELITY ENHANCED MID CAP CORE ETF | 31609A503 | ETF | 6,168 | $222,991 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 2,234 | $222,150 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,871 | $220,992 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,908 | $220,913 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 5,656 | $220,423 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 4,590 | $220,317 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,499 | $219,611 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,261 | $219,601 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 4,473 | $219,417 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,564 | $219,248 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C846 | BLOOMBERG THREE | 4,362 | $217,388 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 3,349 | $216,731 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,947 | $215,803 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 5,427 | $215,398 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 7,738 | $214,896 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 40,970 | $214,683 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 4,815 | $214,617 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 6,005 | $213,834 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 435 | $213,462 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 7,412 | $213,385 | dollars as filed | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 3,250 | $213,323 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 760 | $212,551 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 9,866 | $212,514 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y681 | NASDAQ 100 MANA | 6,351 | $210,526 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 9,750 | $210,210 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J608 | HIGH YIELD ETF | 5,533 | $209,983 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 25,413 | $208,385 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 5,163 | $208,371 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 4,106 | $207,517 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,907 | $207,485 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y814 | LADERD ALCTN PWR | 4,246 | $207,449 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,424 | $207,434 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 980 | $207,192 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 2,495 | $206,921 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 41,952 | $206,402 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 9,396 | $206,244 | dollars as filed | |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 6,493 | $205,883 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 25,415 | $205,353 | dollars as filed | |
| ASTORIA US EQUAL WEIGHT QUALITY KINGS ETF | 02072L433 | UIE | 5,905 | $204,158 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 7,826 | $202,850 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,421 | $202,298 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,679 | $201,377 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,009 | $201,287 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 5,407 | $201,141 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,502 | $200,352 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 11,142 | $195,542 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 13,015 | $194,704 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 10,604 | $193,622 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 26,390 | $189,480 | dollars as filed | |
| CHIMERA INVT CORP | 16934Q802 | COM SHS | 14,274 | $188,703 | dollars as filed | |
| FLAGSTAR FINANCIAL INC | 649445400 | COM NEW | 16,325 | $188,557 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,259 | $187,536 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 12,467 | $187,134 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 17,300 | $186,321 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,509 | $185,909 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 12,758 | $184,991 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 20,000 | $178,400 | dollars as filed | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 14,700 | $173,754 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 18,338 | $172,190 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 127,090 | $171,572 | dollars as filed | |
| HAFNIA LTD SHS | Y2990R101 | Stock | 27,600 | $165,324 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,422 | $164,990 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,812 | $159,770 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 11,112 | $157,908 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 14,834 | $153,530 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 16,665 | $152,649 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 12,470 | $152,133 | dollars as filed | |
| SPY | 78462F103 | SHS | 23,900 | $128,604 | dollars as filed | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 25,700 | $127,215 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 15,432 | $125,464 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,006 | $117,771 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 41,000 | $114,800 | dollars as filed | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 39,033 | $107,341 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 28,366 | $106,654 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 10,061 | $105,839 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 16,100 | $104,972 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 19,962 | $102,607 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 11,364 | $102,162 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 10,257 | $101,708 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,474 | $96,989 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 30,774 | $96,629 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 335,893 | $96,368 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 18,752 | $95,073 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,495 | $93,305 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 14,960 | $92,752 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 31,435 | $92,106 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,069 | $91,242 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 10,108 | $87,640 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 10,510 | $83,972 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 11,000 | $81,070 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,994 | $79,131 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 14,000 | $78,820 | dollars as filed | |
| BTQ TECHNOLOGIES CORP COM | 055869101 | Stock | 11,300 | $78,196 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 19,911 | $77,054 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 19,650 | $76,046 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 42,400 | $69,960 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,632 | $67,708 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 16,791 | $66,661 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 19,463 | $65,902 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 26,885 | $62,643 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 18,724 | $57,295 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 12,750 | $56,355 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,100 | $55,539 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 10,482 | $55,031 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 17,252 | $53,482 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,875 | $52,726 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 17,000 | $41,820 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 15,189 | $41,315 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 53,300 | $38,307 | dollars as filed | |
| Bitcoin Depot Inc | 09174P105 | Common Stock | 10,300 | $34,608 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 21,011 | $33,407 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 16,207 | $28,038 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 15,807 | $24,501 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 24,000 | $20,808 | dollars as filed | |
| INTENSITY THERAPEUTICS INC | 45828J103 | COM | 69,167 | $16,787 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 72,300 | $11,402 | dollars as filed | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 22,000 | $1,436 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-25-003053 | this filing | 2025-11-10 | acceptance time not in the bulk data set |