13F-HR filed by Caldwell Trust Co
Caldwell Trust Co filed this 13F-HR for the quarter ended 2020-09-30, filed 2025-10-02, with 721 holding rows worth $608,300,246.
- Accession
- 0001420506-25-002810
- Filer
- CIK 2080218
- Filed
- 2025-10-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 798 entries on the cover page, a total value of $608,300,246 stated on the cover page (in dollars after the unit check, H1), rows summing to $608,300,246 with VALUE read as dollars as filed, 13F file number 028-25778. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEUBERGER BERMAN MUNICIPAL FUND INC.
- included managerCUMBERLAND ADVISORS INC028-11051
- included managerHighTower Advisors, LLC028-13510
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 819 | $25,713 | dollars as filed | |
| HILL ROM HLDGS INC | 431475102 | COM | 300 | $25,053 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 200 | $24,990 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 140 | $24,702 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 600 | $24,558 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 488 | $24,444 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 115 | $24,227 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 615 | $24,126 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 180 | $24,046 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,800 | $23,884 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 261 | $23,605 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 800 | $23,520 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 266 | $23,014 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 4,980 | $22,958 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 1,208 | $22,940 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 253 | $22,697 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 350 | $22,568 | dollars as filed | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 1,000 | $21,840 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 321 | $21,728 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 68 | $21,657 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 208 | $21,590 | dollars as filed | |
| NOVANTA INC | 67000B104 | COM | 202 | $21,279 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 459 | $21,224 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 549 | $20,999 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 216 | $20,935 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 217 | $20,832 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 350 | $20,818 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 115 | $20,806 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 214 | $20,501 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 666 | $20,453 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 500 | $20,270 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 600 | $19,956 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 725 | $19,872 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 150 | $19,866 | dollars as filed | |
| iShares Gold Trust | 464285105 | ISHARES | 1,100 | $19,789 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 94 | $19,629 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 550 | $19,399 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 60 | $18,613 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 232 | $18,537 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 81 | $18,040 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 122 | $17,983 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 400 | $17,492 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 117 | $17,425 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,175 | $17,402 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 52 | $17,396 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 326 | $17,232 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 10 | $17,107 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 203 | $16,961 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 400 | $16,908 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,534 | $16,874 | dollars as filed | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 245 | $16,564 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 350 | $16,436 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 200 | $16,372 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,130 | $16,227 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 976 | $16,124 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 319 | $15,985 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,191 | $15,983 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 108 | $15,635 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 256 | $15,560 | dollars as filed | |
| IDEX CORP COM | 45167R104 | Stock | 85 | $15,505 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 65 | $15,298 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 108 | $15,201 | dollars as filed | |
| FLIR SYS INC | 302445101 | COM | 423 | $15,165 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 214 | $15,068 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 31 | $14,929 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 400 | $14,436 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 180 | $14,396 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 216 | $14,314 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 202 | $14,239 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 85 | $14,208 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 231 | $14,172 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 345 | $14,111 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 647 | $14,033 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 300 | $13,881 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 108 | $13,672 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 85 | $13,600 | dollars as filed | |
| TWITTER INC | 90184L102 | COM | 300 | $13,350 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 203 | $13,130 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 180 | $13,097 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 504 | $13,094 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 125 | $13,083 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 860 | $13,055 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 114 | $12,898 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 451 | $12,790 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 388 | $12,703 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 200 | $12,612 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,022 | $12,601 | dollars as filed | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 41 | $12,482 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 300 | $12,327 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 300 | $12,177 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 145 | $12,012 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 297 | $11,960 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 8 | $11,945 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 150 | $11,696 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,000 | $11,680 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 884 | $11,580 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 166 | $11,456 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 70 | $11,435 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 60 | $11,296 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 684 | $10,971 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 216 | $10,899 | dollars as filed | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 45 | $10,828 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 50 | $10,757 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 275 | $10,610 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 200 | $10,560 | dollars as filed | |
| CITRIX SYSTEMS INC | 177376100 | COM | 75 | $10,328 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 112 | $10,265 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 100 | $10,195 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 103 | $10,188 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,700 | $10,166 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 18 | $10,076 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 185 | $10,053 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 20 | $10,001 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 109 | $9,956 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 250 | $9,920 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 300 | $9,813 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 500 | $9,790 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 150 | $9,774 | dollars as filed | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 152 | $9,720 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 847 | $9,664 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 750 | $9,563 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 220 | $9,244 | dollars as filed | |
| ABIOMED INC | 003654100 | COM | 33 | $9,143 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 150 | $9,119 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 258 | $9,092 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 90 | $8,992 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 48 | $8,772 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 300 | $8,709 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 928 | $8,695 | dollars as filed | |
| AARONS INC | 002535300 | COM PAR $0.50 | 150 | $8,498 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 100 | $8,364 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 50 | $8,128 | dollars as filed | |
| SALISBURY BANCORP INC | 795226109 | COM | 250 | $7,903 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 56 | $7,843 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 200 | $7,832 | dollars as filed | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 300 | $7,635 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 275 | $7,571 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 100 | $7,563 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 200 | $7,296 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 250 | $6,900 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 100 | $6,838 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 1,024 | $6,820 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 7 | $6,760 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 134 | $6,695 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 292 | $6,541 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 120 | $6,354 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 200 | $6,292 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 464 | $6,227 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 500 | $6,190 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 430 | $6,158 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 50 | $6,061 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 100 | $6,018 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 113 | $5,910 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 669 | $5,680 | dollars as filed | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 100 | $5,585 | dollars as filed | |
| BRIDGE BANCORP INC | 108035106 | COM | 320 | $5,578 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 500 | $5,540 | dollars as filed | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 597 | $5,498 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 350 | $5,446 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 539 | $5,395 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 80 | $5,318 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 80 | $5,167 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 200 | $5,150 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 260 | $5,070 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 26 | $4,968 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 227 | $4,883 | dollars as filed | |
| STORE CAP CORP | 862121100 | COM | 166 | $4,553 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,500 | $4,545 | dollars as filed | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 340 | $4,532 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 146 | $4,468 | dollars as filed | |
| DISCOVERY INC | 25470F104 | COM SER A | 200 | $4,354 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 200 | $4,306 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 300 | $4,260 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 340 | $4,155 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 61 | $4,038 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 86 | $3,992 | dollars as filed | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 40 | $3,954 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 695 | $3,767 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 88 | $3,717 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 46 | $3,709 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 300 | $3,615 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 43 | $3,600 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 125 | $3,458 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 104 | $3,455 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 40 | $3,386 | dollars as filed | |
| VARIAN MED SYS INC | 92220P105 | COM | 19 | $3,268 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 790 | $3,128 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 68 | $3,078 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 66 | $2,804 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 90 | $2,752 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 460 | $2,746 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 275 | $2,734 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 28 | $2,609 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 114 | $2,588 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 47 | $2,576 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 114 | $2,524 | dollars as filed | |
| MYLAN NV | N59465109 | SHS EURO | 157 | $2,328 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 79 | $2,213 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 200 | $2,210 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 34 | $2,104 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 66 | $1,914 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 50 | $1,832 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 50 | $1,662 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 39 | $1,570 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 105 | $1,561 | dollars as filed | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 350 | $1,544 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 79 | $1,410 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100 | $1,229 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 327 | $981 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 240 | $974 | dollars as filed | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 114 | $886 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 150 | $828 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 24 | $720 | dollars as filed | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 100 | $720 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 15 | $687 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 27 | $314 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 15 | $314 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 43 | $176 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 1 | $98 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 3 | $39 | dollars as filed | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,294 | $23 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-25-002810 | this filing | 2025-10-02 | acceptance time not in the bulk data set |