13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-03, with 1,162 holding rows worth $3,184,585,019.
- Accession
- 0001420506-25-000109
- Filer
- CIK 1449126
- Filed
- 2025-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 1,162 entries on the cover page, a total value of $3,184,585,019 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,184,585,019 with VALUE read as dollars as filed, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,167 | $248,130 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 8,074 | $247,942 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 5,329 | $247,144 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 9,311 | $242,733 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 1,190 | $241,909 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 21,441 | $241,850 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 4,407 | $241,371 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,044 | $241,271 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 9,873 | $241,248 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 8,460 | $241,039 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,231 | $240,879 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 452 | $240,689 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 10,211 | $240,678 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,687 | $240,460 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 11,861 | $240,416 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 4,434 | $240,308 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 701 | $240,272 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,835 | $239,549 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,698 | $239,279 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,105 | $238,646 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,371 | $238,319 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 4,170 | $237,532 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318409 | UNIT PAR | 14,049 | $236,164 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 17,785 | $235,118 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 6,470 | $234,994 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 8,020 | $234,351 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 2,857 | $233,927 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 221 | $233,210 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y541 | EQUITY DEF PROTN | 8,337 | $231,518 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 24,763 | $231,038 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 6,127 | $228,834 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,983 | $228,383 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,295 | $228,292 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 7,571 | $228,111 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,383 | $227,922 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,189 | $227,247 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 4,010 | $226,470 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 1,568 | $225,599 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 700 | $225,596 | dollars as filed | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5,384 | $225,320 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 6,093 | $224,767 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,888 | $224,698 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,502 | $224,668 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 5,929 | $223,954 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 2,385 | $223,377 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4,646 | $222,965 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 8,950 | $222,504 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,328 | $222,268 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,150 | $222,083 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 665 | $221,667 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 817 | $221,465 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,883 | $221,269 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,147 | $221,254 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 9,350 | $219,071 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 2,096 | $217,996 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 2,700 | $217,782 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,666 | $217,713 | dollars as filed | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 5,073 | $217,275 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,303 | $217,075 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 1,271 | $216,523 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,010 | $216,418 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 957 | $216,288 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,216 | $215,558 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 23,522 | $215,225 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 31,000 | $214,520 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 4,317 | $214,417 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 714 | $214,203 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,295 | $213,604 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 1,126 | $213,402 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 5,700 | $213,284 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,013 | $212,774 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 66 | $212,165 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 5,250 | $211,623 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 2,838 | $211,380 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,198 | $211,300 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 14,079 | $211,190 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 929 | $210,854 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,180 | $210,371 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 36,645 | $209,609 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 1,493 | $208,778 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 5,311 | $208,294 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 1,154 | $208,283 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,964 | $208,260 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 5,897 | $207,551 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 6,342 | $207,401 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,869 | $206,991 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 2,236 | $206,286 | dollars as filed | |
| HAFNIA LTD SHS | Y2990R101 | Stock | 36,950 | $205,812 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J608 | HIGH YIELD ETF | 5,570 | $205,505 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 4,623 | $204,522 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,516 | $203,426 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,694 | $202,079 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 20,276 | $201,946 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 41,952 | $201,787 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y681 | NASDAQ 100 MANA | 6,850 | $200,311 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 26,968 | $196,865 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 16,128 | $193,953 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 18,539 | $189,285 | dollars as filed | |
| LIVE VENTURES INC | 538142308 | COM NEW | 19,739 | $184,163 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 12,033 | $182,904 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 11,560 | $179,178 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 13,684 | $175,837 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,356 | $175,433 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 175,000 | $173,250 | dollars as filed | principal |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,415 | $171,706 | dollars as filed | |
| FLAGSTAR FINANCIAL INC | 649445400 | COM NEW | 18,334 | $171,055 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 17,861 | $170,929 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 10,674 | $162,672 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 17,518 | $161,341 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 19,143 | $160,994 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 703,384 | $158,472 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 17,384 | $155,762 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 24,521 | $143,940 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,587 | $141,687 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 13,669 | $139,700 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 12,450 | $132,219 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 26,389 | $129,568 | dollars as filed | |
| ACTUATE THERAPEUTICS INC | 005083100 | COM | 16,075 | $127,957 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 183,960 | $125,571 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,289 | $120,066 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,891 | $119,039 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,186 | $115,917 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 15,732 | $107,289 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,853 | $105,487 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,585 | $99,497 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,537 | $98,540 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 39,500 | $97,263 | dollars as filed | put |
| INTENSITY THERAPEUTICS INC | 45828J103 | COM | 54,837 | $96,513 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,976 | $93,731 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,474 | $91,229 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 31,435 | $90,848 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 28,450 | $90,756 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 18,798 | $90,419 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 22,831 | $90,182 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 32,909 | $82,272 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,933 | $81,560 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 15,250 | $75,183 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 11,637 | $73,310 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,070 | $73,239 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 16,728 | $64,570 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,650 | $63,959 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 11,832 | $63,657 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,326 | $61,712 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 24,688 | $52,585 | dollars as filed | |
| Intel Corp | 458140100 | COM | 34,800 | $52,165 | dollars as filed | call |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,100 | $50,700 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 13,048 | $49,843 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 20,207 | $49,304 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 17,000 | $43,520 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,785 | $42,071 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 10,600 | $37,312 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 14,757 | $33,054 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 23,500 | $30,080 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 17,972 | $26,419 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 180,400 | $21,648 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 12,000 | $21,600 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 13,206 | $17,564 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 21,700 | $14,539 | dollars as filed | |
| WORKSPORT LTD | 98139q209 | COM | 11,304 | $10,399 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 116,400 | $4,566 | dollars as filed | put |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 10,218 | $357 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 25,000 | $250 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-25-000109 | this filing | 2025-02-03 | acceptance time not in the bulk data set |