13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-04, with 1,211 holding rows worth $3,264,445,768.
- Accession
- 0001420506-24-002196
- Filer
- CIK 1449126
- Filed
- 2024-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 1,218 entries on the cover page, a total value of $3,264,445,768 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,264,445,768 with VALUE read as dollars as filed, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 5,510 | $268,097 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 4,387 | $267,326 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,613 | $266,142 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 7,404 | $266,100 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 26,322 | $265,851 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 8,730 | $265,218 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 13,943 | $264,218 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 7,953 | $263,657 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 4,728 | $263,586 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R105 | OPPO CORE BD ETF | 5,549 | $262,824 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 12,564 | $261,843 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,387 | $260,751 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 8,047 | $260,488 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,802 | $258,622 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 19,305 | $258,298 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 3,126 | $257,812 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 2,615 | $256,415 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,119 | $256,374 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 4,728 | $256,263 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 11,089 | $255,273 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 37,095 | $255,214 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 21,321 | $255,208 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 10,181 | $254,730 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 8,969 | $254,463 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 5,208 | $252,791 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,336 | $252,759 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 11,750 | $252,625 | dollars as filed | |
| VANGUARD MUN BD FDS | 922907738 | INTERMEDIATE TRM | 2,475 | $250,411 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 7,395 | $249,507 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 1,808 | $248,512 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 6,323 | $248,314 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 10,850 | $248,138 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 9,428 | $247,670 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,108 | $247,120 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,396 | $246,506 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,044 | $246,194 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 8,574 | $245,645 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 852 | $244,788 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,744 | $243,690 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,226 | $243,529 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,573 | $242,858 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,186 | $241,803 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,467 | $241,516 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 3,532 | $241,170 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,255 | $240,911 | dollars as filed | |
| SOLVENTUM CORP COM SHS | 83444M101 | Stock | 3,450 | $240,557 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 8,906 | $240,547 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 20,761 | $240,207 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,918 | $239,605 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 14,524 | $239,430 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,571 | $239,416 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 6,348 | $239,307 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 654 | $237,984 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,336 | $237,966 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 48,245 | $237,848 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 9,502 | $237,637 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 8,524 | $237,396 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 8,021 | $237,012 | dollars as filed | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 5,371 | $236,300 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,416 | $236,262 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X830 | SHARES FREE CASH | 7,081 | $235,803 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,441 | $235,560 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 4,873 | $235,520 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,767 | $234,679 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 5,029 | $234,402 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 5,096 | $233,817 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 954 | $233,167 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,173 | $232,683 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,843 | $232,375 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,170 | $232,191 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 2,239 | $232,128 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 5,813 | $232,068 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 6,217 | $230,770 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,000 | $230,440 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 567 | $230,418 | dollars as filed | |
| IN8BIO INC | 45674E109 | COM | 851,280 | $229,846 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 27,250 | $229,443 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,839 | $228,919 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y541 | EQUITY DEF PROTN | 8,337 | $228,767 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 1,311 | $228,258 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 701 | $227,171 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 9,100 | $225,953 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 4,038 | $225,149 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 6,072 | $225,086 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,544 | $225,066 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,613 | $224,779 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 1,272 | $224,590 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 5,517 | $223,915 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,870 | $223,894 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 78,450 | $223,583 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 6,730 | $222,640 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,153 | $222,629 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,914 | $221,344 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 2,700 | $220,806 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 4,660 | $219,843 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,940 | $219,150 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 247 | $218,531 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 694 | $218,210 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,089 | $216,702 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 3,328 | $216,663 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,811 | $215,611 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 41,952 | $215,212 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,825 | $214,584 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,363 | $214,523 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 2,174 | $214,512 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,455 | $214,175 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 16,167 | $213,727 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 2,048 | $212,852 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 7,145 | $211,434 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 5,619 | $211,212 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,803 | $210,989 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,721 | $210,583 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,621 | $210,451 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 448 | $210,301 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,859 | $210,128 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,013 | $209,843 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 2,078 | $209,691 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 24,497 | $208,715 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 1,429 | $208,390 | dollars as filed | |
| FLAGSTAR FINANCIAL INC | 649445400 | COM NEW | 18,538 | $208,182 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,580 | $207,875 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 656 | $207,828 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,963 | $207,352 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 1,302 | $206,826 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 11,755 | $206,649 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,909 | $206,620 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,081 | $206,168 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 1,133 | $205,940 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 12,285 | $205,770 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 4,079 | $205,188 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 4,474 | $204,677 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F276 | FT ENERGY INCOME | 10,546 | $204,074 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 6,272 | $203,589 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 8,426 | $203,487 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 9,935 | $203,071 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 4,174 | $202,818 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N723 | AGGREGATE BD ETF | 9,329 | $202,532 | dollars as filed | |
| HAFNIA LTD SHS | G4233B109 | Stock | 28,250 | $202,270 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 8,346 | $202,224 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 135,193 | $183,862 | dollars as filed | |
| INTENSITY THERAPEUTICS INC | 45828J103 | COM | 47,744 | $182,382 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,090 | $180,642 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 26,371 | $175,897 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 175,000 | $175,105 | dollars as filed | principal |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 34,554 | $172,769 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,399 | $170,832 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 401,750 | $165,079 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,486 | $162,393 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 10,696 | $159,370 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,940 | $152,470 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 15,509 | $151,985 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 12,450 | $150,272 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,114 | $148,570 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 19,322 | $148,391 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 11,853 | $147,688 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 15,653 | $146,199 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 24,253 | $141,878 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 18,437 | $136,804 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 28,825 | $129,713 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 13,452 | $122,416 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 10,702 | $120,081 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 22,347 | $119,780 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 17,897 | $117,585 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,809 | $111,011 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 29,307 | $107,558 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 28,650 | $105,146 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 10,200 | $104,958 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,829 | $103,959 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 21,640 | $100,842 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,435 | $100,349 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 15,732 | $99,895 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,474 | $96,989 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 31,296 | $96,704 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 42,367 | $95,750 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 197,190 | $92,403 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,676 | $88,055 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 18,106 | $83,649 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 10,656 | $82,374 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 13,646 | $72,870 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 25,000 | $65,750 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 11,804 | $64,803 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 10,687 | $63,264 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 17,000 | $63,240 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,783 | $61,034 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 25,336 | $60,806 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 27,800 | $58,658 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 20,207 | $57,185 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,100 | $56,991 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 19,463 | $53,282 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 35,754 | $46,838 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 13,889 | $45,971 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,747 | $44,616 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,326 | $42,774 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 13,684 | $34,757 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,324 | $29,114 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 17,972 | $26,778 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 18,500 | $26,455 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 180,400 | $24,751 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 12,000 | $21,960 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,241 | $20,198 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,920 | $19,219 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 10,500 | $17,850 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 18,746 | $14,680 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 11,700 | $6,685 | dollars as filed | put |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 57,300 | $5,871 | dollars as filed | put |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 11,956 | $5,430 | dollars as filed | |
| WORKSPORT LTD | 98139q209 | COM | 10,942 | $4,672 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 10,200 | $2,880 | dollars as filed | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 14,500 | $2,777 | dollars as filed | put |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 10,218 | $337 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 25,000 | $250 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-24-002196 | this filing | 2024-11-04 | acceptance time not in the bulk data set |