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Disclosery

13F-HR filed by Altium Capital Management LLC

Altium Capital Management LLC filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-15, with 68 holding rows worth $245,120,808.

Accession
0001420506-24-001576
Filer
CIK 1746382
Filed
2024-08-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2024

A holdings report, 68 entries on the cover page, a total value of $245,120,808 stated on the cover page (in dollars after the unit check, H1), rows summing to $245,120,808 with VALUE read as dollars as filed, 13F file number 028-20820. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
VERA THERAPEUTICS INC92337R101COMMON STOCK714,000$25,832,520dollars as filed
ADMA BIOLOGICS INC000899104COM1,510,000$16,881,800dollars as filed
XENON PHARMACEUTICALS INC COM98420N105Stock360,600$14,059,794dollars as filed
INTRA-CELLULAR THERAPIES INC46116X101COMMON STOCK193,000$13,218,570dollars as filed
SAREPTA THERAPEUTICS INC803607100COM81,900$12,940,200dollars as filed
INSMED INC COM PAR $.01457669307Stock190,000$12,730,000dollars as filed
ALIMERA SCIENCES INC016259202COM2,150,000$11,954,000dollars as filed
SKYE BIOSCIENCE INC83086J200COM NEW1,350,093$10,814,245dollars as filed
ARGENX SE SPONSORED ADR04016X101ADR23,000$9,890,920dollars as filed
SOLENO THERAPEUTICS INC834203309COM212,909$8,686,687dollars as filed
AVADEL PHARMACEUTICALS PLCG29687103COM SHS610,000$8,576,600dollars as filed
CATALYST PHARMACEUTICALS INC14888U101COM500,000$7,745,000dollars as filed
CONTINEUM THERAPEUTICS INC CL A21217B100Stock429,340$7,560,677dollars as filed
REZOLUTE INC76200L309COMMON STOCK1,700,000$7,310,000dollars as filed
ASCENDIS PHARMA A/S DKK 1.0 AD04351P101SPONSORED ADR50,000$6,819,000dollars as filed
VIKING THERAPEUTICS INC92686J106COM122,000$6,467,220dollars as filed
SAVARA INC805111101COM1,575,000$6,347,250dollars as filed
ZEVRA THERAPEUTICS INC COM NEW488445206Stock1,162,416$5,695,838dollars as filed
MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD61559X104Stock115,000$5,056,550dollars as filed
LARIMAR THERAPEUTICS INC517125100COM693,000$5,024,250dollars as filed
XTANT MED HLDGS INC98420P308COM NEW7,415,413$4,671,711dollars as filed
AXSOME THERAPEUTICS INC. COM05464T104Stock50,000$4,025,000dollars as filed
THE REALREAL INC88339P101COM1,250,238$3,988,259dollars as filed
CYBIN INC23256X100COM13,953,488$3,781,395dollars as filed
OUTLOOK THERAPEUTICS INC69012T305COM501,785$3,703,173dollars as filed
ULTRAGENYX PHARMACEUTICAL IN90400D108COM70,000$2,877,000dollars as filed
ORIC PHARMACEUTICALS INC68622P109COM405,000$2,863,350dollars as filed
Veru Inc92536C103Common Stock2,276,692$1,915,381dollars as filed
PERSPECTIVE THERAPEUTICS INC46489V302COMMON STOCK191,450$1,908,757dollars as filed
LARIMAR THERAPEUTICS INC517125100COM196,000$1,421,000dollars as filedcall
Milestone Pharmaceuticals Inc59935V107COM1,012,368$1,336,326dollars as filed
ACHIEVE LIFE SCIENCES INC004468500COMMON STOCK216,310$1,016,657dollars as filed
NULL02008G102NULL969,840$967,512dollars as filed
ANNOVIS BIO INC03615A108COM155,300$894,528dollars as filedput
BIOVIE INC09074F207COM1,982,341$793,928dollars as filed
CONTEXT THERAPEUTICS INC21077P108COM360,001$721,802dollars as filed
KARYOPHARM THERAPEUTICS INC48576U106COM740,000$642,024dollars as filed
RAPT THERAPEUTICS INC75382E109COM200,000$610,000dollars as filedcall
FAT BRANDS INC30258N121*W EXP 07/16/202200,000$569,000dollars as filed
APREA THERAPEUTICS INC03836J201COM NEW137,197$558,392dollars as filed
SPRUCE BIOSCIENCES INC85209E109COM811,167$419,941dollars as filed
EVOKE PHARMA INC30049G203COM NEW692,440$366,301dollars as filed
BOUNDLESS BIO INC10170A100COM83,149$321,787dollars as filed
LEXICON PHARMACEUTICALS INC528872302COMMON STOCK121,986$204,936dollars as filed
INTELLIGENT BIO SOLUTIONS IN36151G600COM83,906$161,100dollars as filed
PERFECT MOMENT LTD713715100COM SHS62,835$135,095dollars as filed
NEXGEL INC65344E115*W EXP 12/27/202225,000$98,325dollars as filed
SAVARA INC805111101COM20,000$80,600dollars as filedcall
CEMTREX INC15130G709COM NEW339,961$74,791dollars as filed
WEARABLE DEVICES LTDM97838110*W EXP 09/14/2021,411,600$70,015dollars as filed
QUOIN PHARMACEUTICALS ADR74907L300COM103,127$59,814dollars as filed
ONFOLIO HOLDINGS INC68277K124*W EXP 01/02/202200,000$49,760dollars as filed
Rocket Pharmaceuticals Inc W Exp 09/02/20277313F114Warrant731,561$44,406dollars as filed
NEXALIN TECHNOLOGY INC65345B110*W EXP 99/99/999105,000$35,700dollars as filed
APPLIED DNA SCIENCES INC03815U409COM NEW86,152$35,184dollars as filed
Vsee Health Inc W Exp 99/99/99992919Y110SPAC Combination150,000$32,460dollars as filed
MOBIX LABS INC60743G118*W EXP 12/21/202150,000$26,820dollars as filed
NLS PHARMACEUTICS LTDH57830111*W EXP 02/02/202200,000$6,900dollars as filed
CEA INDUSTRIES INC86887P119*W EXP 02/11/202250,000$3,750dollars as filed
CYCURION INC95758L115*W EXP 02/13/203100,000$3,660dollars as filed
Cingulate Inc W Exp 12/10/20217248W113Warrant270,000$2,916dollars as filed
BITCOIN DEPOT INC09174P113*W EXP 06/30/20250,000$2,365dollars as filed
NEXERA TECHNOLOGIES LTDM61472110*W EXP 08/26/20268,681$2,198dollars as filed
Cdt Equity Inc W Exp 09/22/20220678X114SPAC Combination100,000$1,550dollars as filed
COLISEUM ACQUISITION CORPG2263T107*W EXP 08/22/20228,333$1,417dollars as filed
SURROZEN INC86889P117*W EXP 08/01/20382,233$1,365dollars as filed
BOA ACQUISITION CORPg8059b119WT101,439$1,101dollars as filed
TC BIOPHARM HOLDINGS PLC87807D111*W EXP 02/10/20218,823$235dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001420506-24-001576this filing2024-08-15acceptance time not in the bulk data set