13F-HR filed by ZAZOVE ASSOCIATES LLC
ZAZOVE ASSOCIATES LLC filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-14, with 118 holding rows worth $848,778,719.
- Accession
- 0001420506-24-001423
- Filer
- CIK 1009012
- Filed
- 2024-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 118 entries on the cover page, a total value of $848,778,719 stated on the cover page (in dollars after the unit check, H1), rows summing to $848,778,719 with VALUE read as dollars as filed, 13F file number 028-05338. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 63,320,000 | $66,602,762 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 47,154,000 | $49,278,297 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 46,145,000 | $46,756,103 | dollars as filed | principal |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 47,620,000 | $46,598,984 | dollars as filed | principal |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 47,150,000 | $45,237,502 | dollars as filed | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 44,186,000 | $44,820,869 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 42,080,000 | $40,574,386 | dollars as filed | principal |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 37,465,000 | $37,395,128 | dollars as filed | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 31,265,000 | $28,333,906 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 21,860,000 | $25,514,354 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 23,204,000 | $25,496,548 | dollars as filed | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 23,595,000 | $25,242,743 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 20,430,000 | $22,025,520 | dollars as filed | principal |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 23,811,000 | $21,761,899 | dollars as filed | principal |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 18,752,000 | $19,133,328 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 17,230,000 | $18,488,629 | dollars as filed | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 15,885,000 | $16,957,444 | dollars as filed | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482BAB7 | NOTE 4.500% 6/0 | 18,040,000 | $16,506,600 | dollars as filed | principal |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 13,635,000 | $15,239,804 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 14,550,000 | $14,119,535 | dollars as filed | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 10,600,000 | $12,892,388 | dollars as filed | principal |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 12,010,000 | $12,055,951 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 10,675,000 | $11,049,327 | dollars as filed | principal |
| BROOKDALE SR LIVING INC | 112463AC8 | NOTE 2.000%10/1 | 10,730,000 | $10,878,498 | dollars as filed | principal |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 10,155,000 | $9,103,561 | dollars as filed | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 9,085,000 | $8,600,326 | dollars as filed | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 7,325,000 | $8,056,005 | dollars as filed | principal |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 4,600,000 | $7,131,913 | dollars as filed | principal |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 5,855,000 | $6,777,098 | dollars as filed | principal |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 3,063,529 | $6,601,905 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 5,999,000 | $5,720,136 | dollars as filed | principal |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 2,101,511 | $5,358,853 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 3,472,585 | $5,208,878 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 100,000 | $4,952,000 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 5,000,000 | $4,935,978 | dollars as filed | principal |
| CMS ENERGY CORP | 125896BX7 | NOTE 3.375% 5/0 | 4,975,000 | $4,878,695 | dollars as filed | principal |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 2,500,000 | $4,831,020 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 4,185,000 | $4,189,917 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 2,870,000 | $4,152,804 | dollars as filed | principal |
| INNOVATE CORP | 404139AG2 | NOTE 7.500% 8/0 | 11,643,000 | $4,029,488 | dollars as filed | principal |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 1,910,000 | $3,371,375 | dollars as filed | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 3,245,000 | $3,251,200 | dollars as filed | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 2,262,294 | $3,189,835 | dollars as filed | |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 2,500,000 | $3,121,580 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,500,000 | $3,028,691 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 3,000,000 | $2,954,473 | dollars as filed | principal |
| Bloom Energy Corp | 093712AK3 | Bond | 3,000,000 | $2,914,296 | dollars as filed | principal |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 1,258,513 | $2,863,117 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 3,101,000 | $2,807,997 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 3,130,000 | $2,767,940 | dollars as filed | principal |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 2,000,000 | $2,635,653 | dollars as filed | principal |
| SUNOPTA INC | 8676EP108 | COM | 472,242 | $2,550,107 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 3,270,000 | $2,519,284 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,500,000 | $2,469,968 | dollars as filed | principal |
| PAGERDUTY INC | 69553PAB6 | BOND | 2,500,000 | $2,410,783 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 2,000,000 | $2,207,412 | dollars as filed | principal |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 101,190 | $2,147,252 | dollars as filed | |
| ALTAIR ENGR INC | 021369AC7 | BOND | 1,250,000 | $1,823,441 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 1,670,000 | $1,759,717 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 2,000,000 | $1,728,658 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 1,720,000 | $1,653,950 | dollars as filed | principal |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 1,140,000 | $1,633,182 | dollars as filed | principal |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 1,470,000 | $1,579,201 | dollars as filed | principal |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 7,140,000 | $1,431,132 | dollars as filed | principal |
| CUTERA INC | 232109AG3 | NOTE 4.000% 6/0 | 7,775,000 | $1,423,197 | dollars as filed | principal |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 1,104,409 | $1,402,599 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 1,313,000 | $1,365,721 | dollars as filed | principal |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 1,000,000 | $1,267,771 | dollars as filed | principal |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 1,116,070 | $1,177,454 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 625,200 | $1,162,872 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 560,859 | $1,116,109 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 440,617 | $1,097,136 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749AB7 | NOTE 4.000% 5/0 | 800,000 | $1,073,465 | dollars as filed | principal |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 1,376,465 | $1,030,146 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 1,000,000 | $788,617 | dollars as filed | principal |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 750,000 | $703,263 | dollars as filed | principal |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 342,404 | $657,416 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 162,417 | $573,332 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 11,854 | $567,214 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 343,683 | $508,651 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 420,000 | $459,818 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 489,000 | $443,675 | dollars as filed | principal |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 2,194,348 | $437,882 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 145,897 | $415,077 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4,500 | $413,010 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 4,100 | $412,911 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 300,000 | $285,626 | dollars as filed | principal |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 300,000 | $281,664 | dollars as filed | principal |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 287,000 | $272,741 | dollars as filed | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 9,266 | $230,306 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 249,000 | $223,178 | dollars as filed | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 242,000 | $222,515 | dollars as filed | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 249,000 | $220,530 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 248,000 | $217,546 | dollars as filed | principal |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 467,080 | $216,608 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 207,000 | $199,418 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 207,000 | $190,075 | dollars as filed | principal |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 3,385,807 | $167,428 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 199,000 | $158,639 | dollars as filed | principal |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 37,651 | $157,569 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 158,000 | $145,759 | dollars as filed | principal |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 167,000 | $145,549 | dollars as filed | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 113,332 | $113,083 | dollars as filed | principal |
| GCT SEMICONDUCTOR HLDG INC | 36170N115 | W EXP 03/01/202 | 668,646 | $110,260 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,000 | $81,100 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 220,000 | $79,016 | dollars as filed | principal |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 467 | $57,184 | dollars as filed | |
| T1 Energy Inc W Exp 07/09/202 | 35834F112 | Warrant | 346,411 | $50,420 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 1,334,846 | $43,583 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,800 | $42,498 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 22,000 | $19,938 | dollars as filed | principal |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 399,748 | $9,574 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 10,000 | $8,625 | dollars as filed | |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 150,602 | $6,024 | dollars as filed | |
| 0 | 31738L115 | 0 | 502,865 | $5,104 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 461 | $4,951 | dollars as filed | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 64,571 | $4,323 | dollars as filed | |
| SUNPOWER INC | 20460L112 | *W EXP 07/31/202 | 25,171 | $1,223 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-24-001423 | this filing | 2024-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-24-001462 | base | 2024-08-14 | acceptance time not in the bulk data set |