13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-06, with 1,190 holding rows worth $3,155,822,525.
- Accession
- 0001420506-24-001257
- Filer
- CIK 1449126
- Filed
- 2024-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 1,196 entries on the cover page, a total value of $3,155,822,525 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,155,822,525 with VALUE read as dollars as filed, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 4,058 | $248,823 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,814 | $246,019 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,597 | $245,940 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,600 | $243,952 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 332 | $243,651 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N723 | AGGREGATE BD ETF | 11,729 | $243,487 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 3,603 | $242,817 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 5,564 | $242,535 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 9,217 | $241,584 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,918 | $241,517 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,632 | $240,869 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 7,953 | $240,756 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,056 | $240,251 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,107 | $239,722 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 6,402 | $238,218 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 13,103 | $237,950 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,044 | $237,904 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,656 | $236,965 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,378 | $236,560 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 11,827 | $236,540 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,279 | $235,484 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 6,313 | $235,232 | dollars as filed | |
| INTENSITY THERAPEUTICS INC | 45828J103 | COM | 47,869 | $234,558 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 5,038 | $231,971 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,150 | $231,872 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | ENHANCED INM ETF | 9,477 | $230,291 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,624 | $230,273 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 1,939 | $230,256 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 8,681 | $229,357 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,267 | $227,881 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 2,207 | $227,166 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,185 | $226,686 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 70,323 | $226,439 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,120 | $224,158 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 5,443 | $223,702 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,483 | $223,673 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,101 | $222,300 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 4,755 | $221,651 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 4,455 | $221,280 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,245 | $220,527 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 9,217 | $220,367 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,758 | $220,231 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 8,421 | $220,197 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 4,144 | $220,066 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 3,856 | $219,623 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 7,122 | $219,358 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 5,660 | $219,046 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10,010 | $218,618 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 5,045 | $217,944 | dollars as filed | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 5,370 | $217,887 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 3,100 | $217,566 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,071 | $217,529 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 4,398 | $217,413 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 2,826 | $216,535 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,076 | $216,405 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 722 | $215,840 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 1,122 | $215,733 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 5,186 | $215,688 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 2,277 | $215,154 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 4,660 | $214,507 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 9,111 | $213,928 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 8,030 | $213,749 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 9,024 | $213,687 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y681 | NASDAQ 100 MANA | 7,781 | $213,354 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,728 | $212,865 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,395 | $211,799 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 10,695 | $211,434 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,566 | $210,345 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,861 | $208,515 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,040 | $208,479 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,241 | $207,734 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C820 | BLOOMBERG SEVEN | 4,417 | $207,599 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 1,808 | $207,377 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 695 | $206,837 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,457 | $206,615 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 36,695 | $206,226 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 4,915 | $205,775 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,906 | $205,363 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 8,960 | $205,354 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 480 | $205,079 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,912 | $204,511 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 619 | $203,927 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 1,152 | $203,766 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 210 | $203,654 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,723 | $203,595 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 3,446 | $203,245 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 2,110 | $203,127 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 3,672 | $202,783 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 9,006 | $202,367 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 4,580 | $201,878 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 10,498 | $201,298 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 9,866 | $200,576 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 27,241 | $200,221 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 7,235 | $200,056 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 14,411 | $199,740 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 16,168 | $199,679 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 41,407 | $199,581 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 41,952 | $198,851 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 27,022 | $195,908 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 11,384 | $187,608 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 11,484 | $182,595 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 12,905 | $181,961 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 15,863 | $181,789 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 181,000 | $180,330 | dollars as filed | principal |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 234,468 | $177,961 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 78,450 | $176,513 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,469 | $176,180 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 29,181 | $172,752 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 24,472 | $169,589 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 36,175 | $161,702 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 19,630 | $159,690 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 13,772 | $157,545 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,032 | $152,601 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,485 | $151,662 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 126,193 | $151,432 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 10,782 | $144,691 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 27,900 | $143,406 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 52,440 | $140,540 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,534 | $140,317 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 32,268 | $139,720 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 12,300 | $137,637 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,447 | $134,548 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 28,400 | $132,628 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 11,367 | $131,408 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 11,100 | $130,536 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 22,092 | $122,611 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 12,382 | $120,475 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,618 | $117,109 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 45,300 | $116,421 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,936 | $115,593 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 13,377 | $112,497 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 17,795 | $112,464 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 22,854 | $110,840 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 24,914 | $107,381 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 16,655 | $106,758 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 15,736 | $100,237 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 13,618 | $99,822 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 26,200 | $99,822 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,474 | $94,685 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 31,263 | $92,851 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 25,336 | $92,729 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 13,208 | $92,720 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 13,880 | $90,084 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 17,790 | $89,664 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,795 | $88,108 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,674 | $86,867 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 39,921 | $81,439 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 33,530 | $78,124 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 10,307 | $76,686 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,736 | $68,305 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 16,585 | $63,353 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 11,777 | $61,241 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 12,729 | $59,445 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 20,207 | $59,408 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,100 | $52,393 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 12,040 | $47,558 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 19,463 | $45,101 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 13,257 | $44,011 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,662 | $41,784 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,326 | $40,488 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,061 | $40,143 | dollars as filed | |
| STEM INC | 85859N102 | COM | 36,005 | $39,966 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 11,373 | $36,394 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 18,500 | $31,450 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,506 | $29,733 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,141 | $26,953 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 180,400 | $26,374 | dollars as filed | |
| SPY | 78462F103 | SHS | 37,700 | $26,334 | dollars as filed | put |
| DENISON MINES CORP | 248356107 | COM | 12,000 | $23,880 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 17,972 | $22,465 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 17,416 | $18,635 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,951 | $18,178 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 10,500 | $17,430 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 59,100 | $17,049 | dollars as filed | put |
| RED CAT HLDGS INC | 75644T100 | COM | 13,684 | $15,736 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 20,000 | $15,200 | dollars as filed | call |
| EVOGENE LTD | M4119S104 | SHS | 22,775 | $14,813 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 11,208 | $12,328 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 13,000 | $9,004 | dollars as filed | |
| WORKSPORT LTD | 98139q209 | COM | 10,590 | $8,247 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 23,800 | $7,270 | dollars as filed | put |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 10,065 | $6,071 | dollars as filed | |
| Boeing Company | 097023105 | COM | 12,900 | $2,875 | dollars as filed | put |
| NAUTICUS ROBOTICS INC | 63911H108 | COM | 20,000 | $2,722 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 23,400 | $2,570 | dollars as filed | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 11,400 | $2,567 | dollars as filed | put |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 21,700 | $1,919 | dollars as filed | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 28,900 | $1,575 | dollars as filed | put |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 10,218 | $398 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 25,000 | $250 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-24-001257 | this filing | 2024-08-06 | acceptance time not in the bulk data set |