13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-02, with 1,222 holding rows worth $3,181,823,470.
- Accession
- 0001420506-24-000676
- Filer
- CIK 1449126
- Filed
- 2024-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 1,222 entries on the cover page, a total value of $3,181,823,470 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,181,823,470 with VALUE read as dollars as filed, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DECKERS OUTDOOR CORP | 243537107 | COM | 289 | $272,024 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,846 | $271,375 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 10,914 | $271,159 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,106 | $271,068 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,971 | $270,927 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,613 | $270,591 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,951 | $270,508 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,262 | $270,381 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 20,809 | $269,691 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 6,120 | $269,589 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 5,590 | $268,858 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 20,674 | $267,111 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 25,671 | $265,182 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,199 | $263,168 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,574 | $263,121 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 10,220 | $262,570 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 14,243 | $262,502 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 10,085 | $261,714 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 7,695 | $261,477 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 7,411 | $261,312 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 6,835 | $260,960 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,547 | $260,531 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 5,775 | $258,364 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 10,933 | $258,141 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,816 | $258,113 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 4,554 | $257,733 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N723 | AGGREGATE BD ETF | 11,991 | $256,988 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 9,490 | $256,350 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 13,735 | $256,023 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,158 | $254,629 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R105 | OPPO CORE BD ETF | 5,530 | $253,754 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,473 | $252,296 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,285 | $251,899 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 3,577 | $251,845 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,694 | $251,813 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 409 | $251,561 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,244 | $251,458 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 9,852 | $250,559 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 10,479 | $249,720 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 20,725 | $249,535 | dollars as filed | |
| INTENSITY THERAPEUTICS INC | 45828J103 | COM | 47,869 | $248,919 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 4,199 | $247,510 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 7,497 | $247,416 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,999 | $246,912 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 621 | $245,772 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,901 | $244,431 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,352 | $244,126 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 7,975 | $243,718 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 21,973 | $243,245 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 5,215 | $242,511 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 11,827 | $241,980 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 9,635 | $241,942 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 8,774 | $241,564 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 5,950 | $241,521 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,038 | $240,764 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,276 | $240,624 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,332 | $237,762 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | ENHANCED INM ETF | 9,732 | $237,467 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 11,615 | $237,424 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U687 | FT VEST U.S EQT | 7,200 | $237,349 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 3,446 | $236,809 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 1,227 | $236,453 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 26,850 | $236,280 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 28,286 | $236,196 | dollars as filed | |
| RB GLOBAL INC COM | 74935Q107 | Stock | 3,089 | $235,327 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,282 | $235,244 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 5,270 | $234,884 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 6,293 | $233,174 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,075 | $232,308 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,723 | $232,118 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,605 | $231,577 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 6,302 | $231,419 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,262 | $230,769 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,860 | $230,175 | dollars as filed | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 23,176 | $230,147 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,213 | $230,133 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 9,681 | $229,647 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,698 | $229,573 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 3,975 | $229,155 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 6,323 | $228,956 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 4,797 | $228,464 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 359 | $227,954 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 7,010 | $227,903 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 8,599 | $227,537 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 70,359 | $226,558 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y343 | INNOVATOR INTL D | 8,800 | $226,555 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,709 | $225,690 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 5,015 | $225,675 | dollars as filed | |
| RBB FD INC | 74933W486 | US TREASY 2 YR | 4,679 | $225,026 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,531 | $224,669 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F425 | CMN | 6,739 | $224,103 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 4,736 | $222,884 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,641 | $222,253 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 8,038 | $222,090 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 2,277 | $221,711 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,822 | $221,527 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 760 | $221,161 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 5,359 | $220,812 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 2,907 | $219,253 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,120 | $218,288 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 28,078 | $218,168 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,447 | $218,119 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 4,455 | $217,894 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 1,569 | $217,662 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 10,943 | $217,054 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,003 | $216,429 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 1,847 | $215,904 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 4,155 | $215,684 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 5,476 | $215,124 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 4,090 | $214,607 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,387 | $214,336 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,357 | $214,032 | dollars as filed | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 8,586 | $213,877 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,363 | $213,199 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 2,876 | $213,172 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,256 | $212,013 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 3,663 | $211,923 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 5,516 | $211,441 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 479 | $210,241 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 7,332 | $209,705 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G729 | ACTIVEPASSIVE US | 6,478 | $209,045 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 5,765 | $206,643 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,709 | $206,190 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 16,572 | $206,164 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 4,807 | $206,124 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 25,472 | $205,814 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 40,496 | $205,723 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,219 | $205,584 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,112 | $204,412 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 8,040 | $203,819 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 6,161 | $202,909 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 583 | $202,394 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,859 | $202,254 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 41,951 | $201,787 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 7,817 | $201,366 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 6,300 | $201,307 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 3,220 | $201,153 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 4,376 | $201,056 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C820 | BLOOMBERG SEVEN | 4,233 | $200,941 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,545 | $197,495 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,764 | $192,381 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 10,453 | $191,290 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 20,528 | $186,403 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 27,353 | $185,455 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 11,207 | $182,124 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 181,000 | $179,646 | dollars as filed | principal |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 24,444 | $177,470 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 28,081 | $174,664 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 19,576 | $170,508 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 76,550 | $169,176 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 11,911 | $166,528 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 11,723 | $165,880 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 15,000 | $164,100 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,473 | $163,982 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 26,600 | $163,856 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 13,771 | $158,510 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,372 | $158,145 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 18,831 | $154,226 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 13,719 | $150,231 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 21,321 | $149,893 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 51,040 | $142,913 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 36,695 | $138,340 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 11,800 | $137,942 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 13,723 | $137,373 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,310 | $137,239 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 38,221 | $137,213 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 108,693 | $136,953 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,436 | $135,062 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 31,324 | $132,814 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 26,789 | $125,909 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,732 | $123,124 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,146 | $122,170 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 13,998 | $118,844 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 13,222 | $115,432 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 12,336 | $114,729 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,637 | $113,237 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 13,180 | $109,270 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,365 | $107,321 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 21,847 | $105,085 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 13,290 | $98,612 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 28,055 | $96,510 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 19,535 | $94,553 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 15,157 | $89,882 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 13,880 | $88,418 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,720 | $86,554 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 35,675 | $80,626 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,344 | $77,171 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 16,185 | $74,614 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 12,920 | $69,380 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 12,419 | $66,938 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 22,168 | $65,399 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 16,447 | $65,131 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 11,749 | $64,859 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,658 | $57,826 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 13,548 | $56,630 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 19,463 | $55,664 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 10,343 | $52,956 | dollars as filed | |
| STEM INC | 85859N102 | COM | 20,955 | $45,891 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,378 | $45,871 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 13,525 | $42,874 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,710 | $41,557 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,326 | $34,020 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,061 | $29,278 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 11,004 | $27,182 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 17,416 | $26,646 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 31,785 | $23,839 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 22,549 | $23,451 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 160,500 | $23,417 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 12,000 | $23,400 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 18,189 | $21,827 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 18,500 | $21,645 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 11,007 | $17,171 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 66,400 | $10,941 | dollars as filed | put |
| RED CAT HLDGS INC | 75644T100 | COM | 13,683 | $10,468 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 11,700 | $8,644 | dollars as filed | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 36,400 | $6,202 | dollars as filed | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 10,900 | $6,120 | dollars as filed | put |
| PORTAGE BIOTECH INC | G7185A128 | COM | 10,680 | $6,016 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,100 | $1,780 | dollars as filed | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 31,200 | $1,585 | dollars as filed | put |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 10,218 | $705 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 25,000 | $250 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-24-000676 | this filing | 2024-05-02 | acceptance time not in the bulk data set |