13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC
EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-04-26, with 101 holding rows worth $180,152,522.
- Accession
- 0001420506-24-000653
- Filer
- CIK 1143261
- Filed
- 2024-04-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 109 entries on the cover page, a total value of $180,152,522 stated on the cover page (in dollars after the unit check, H1), rows summing to $180,152,522 with VALUE read as dollars as filed, 13F file number 028-16423. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 24,800 | $25,048,744 | dollars as filed | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 539,300 | $22,151,628 | dollars as filed | call |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 4,228,125 | $18,096,375 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 413,300 | $17,169,174 | dollars as filed | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 743,254 | $15,734,687 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 15,800 | $14,276,248 | dollars as filed | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 5,000 | $8,522,800 | dollars as filed | |
| SPY | 78462F103 | SHS | 17,639 | $8,384,088 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 154,200 | $6,985,260 | dollars as filed | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 121,400 | $5,499,420 | dollars as filed | put |
| Tesla Motors, Inc | 88160R101 | COM | 15,100 | $3,752,048 | dollars as filed | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,200 | $3,750,032 | dollars as filed | call |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 157,700 | $3,362,164 | dollars as filed | put |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 82,100 | $2,958,884 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 2,300 | $2,078,188 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 21,200 | $1,953,792 | dollars as filed | put |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 177,900 | $1,946,226 | dollars as filed | put |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 83,400 | $1,778,088 | dollars as filed | call |
| AMEDISYS INC | 023436108 | COM | 15,600 | $1,437,696 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 111,001 | $1,386,402 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 97,700 | $1,068,838 | dollars as filed | call |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 96,503 | $1,049,953 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 14,800 | $917,008 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,400 | $905,168 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 19,970 | $904,641 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 672,488 | $780,086 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 764,092 | $733,528 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 205,274 | $595,295 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,323 | $577,219 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 16,000 | $559,360 | dollars as filed | put |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 9,900 | $556,578 | dollars as filed | put |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 25,000 | $556,000 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 25,000 | $556,000 | dollars as filed | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B400 | COM NEW | 54,842 | $457,931 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 8,000 | $449,760 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 80,100 | $310,788 | dollars as filed | put |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 103,000 | $273,980 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 98,500 | $262,010 | dollars as filed | put |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 7,234 | $260,713 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 222,752 | $251,710 | dollars as filed | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 82,727 | $196,063 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 21,000 | $183,960 | dollars as filed | put |
| STRATASYS LTD | M85548101 | SHS | 10,600 | $151,368 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 4,147 | $123,207 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,200 | $116,100 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 7,900 | $112,812 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 7,900 | $112,812 | dollars as filed | put |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 10,200 | $111,588 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 100 | $101,003 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 9,700 | $84,972 | dollars as filed | call |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 13,800 | $81,282 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,000 | $58,200 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 4,100 | $51,332 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 145,269 | $48,687 | dollars as filed | |
| CONNS INC | 208242107 | COM | 12,642 | $42,351 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 200 | $30,452 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 110,540 | $27,524 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 900 | $27,468 | dollars as filed | put |
| LUCID GROUP INC | 549498103 | COM | 7,900 | $22,515 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 1,000 | $19,990 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 1,000 | $19,990 | dollars as filed | put |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 35,276 | $16,932 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 28,128 | $14,345 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 400 | $12,208 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 80,399 | $11,738 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,000 | $11,380 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 8,000 | $10,120 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 200 | $10,016 | dollars as filed | |
| PROSHARES TR II | 74347Y771 | FUND | 1,000 | $7,380 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 200 | $5,478 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 200 | $4,234 | dollars as filed | put |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 1,000 | $4,180 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 1,087 | $4,044 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 1,000 | $2,420 | dollars as filed | |
| BOREALIS FOODS INC | 09973D113 | *W EXP 02/07/202 | 15,000 | $2,100 | dollars as filed | |
| NIOCORP DEVS LTD | 654484153 | *W EXP 03/17/202 | 5,000 | $1,950 | dollars as filed | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 500,000 | $1,800 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 5,300 | $1,267 | dollars as filed | |
| GORILLA TECHNOLOGY GROUP INC | G4000K118 | *W EXP 99/99/999 | 15,000 | $1,184 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 100 | $1,127 | dollars as filed | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 50,000 | $1,100 | dollars as filed | |
| GRIID INFRASTRUCTURE INC | 398501114 | *W EXP 12/29/202 | 17,045 | $1,006 | dollars as filed | |
| ASSET ENTITIES INC CL B NEW | 04541A105 | Stock | 800 | $570 | dollars as filed | |
| Revelation Biosciences Inc W Exp 01/10/202 | 76135L119 | SPAC Combination | 20,000 | $530 | dollars as filed | |
| CEPTON INC | 15673X119 | *W EXP 06/01/202 | 52,800 | $517 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 1,900 | $475 | dollars as filed | |
| GLOBAL GAS CORP DEL | 37892P115 | *W EXP 12/21/202 | 10,000 | $407 | dollars as filed | |
| MULTIMETAVERSE HOLDINGS LTD | G6360J136 | *W EXP 01/04/202 | 22,138 | $334 | dollars as filed | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 50,000 | $300 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 11,900 | $298 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 4,800 | $197 | dollars as filed | |
| BANZAI INTERNATIONAL INC | 06682J118 | *W EXP 12/14/202 | 5,000 | $183 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 2,500 | $170 | dollars as filed | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 30,000 | $126 | dollars as filed | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 5,800 | $99 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 5,200 | $70 | dollars as filed | |
| PRESTO AUTOMATION INC (U.S.) | 74113T113 | COM | 1,600 | $27 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 6 | $24 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 1,000 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| MCGRATH RENTCORP | 580589109 | COM | 2,000 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 17,500 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-24-000653 | this filing | 2024-04-26 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-24-000660 | base | 2024-04-26 | acceptance time not in the bulk data set |