13F-HR filed by Elequin Capital, LP
Elequin Capital, LP filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 365 holding rows worth $331,292,531.
- Accession
- 0001420506-24-000437
- Filer
- CIK 1810873
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 365 entries on the cover page, a total value of $331,292,531 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,292,531 with VALUE read as dollars as filed, 13F file number 028-22205. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 32,570,000 | $96,667,760 | dollars as filed | principal |
| AES CORP | 00130H204 | CONV | 1,058,925 | $80,313,108 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 13,632,000 | $33,193,920 | dollars as filed | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 5,250,000 | $19,094,250 | dollars as filed | principal |
| CLARIVATE PLC | G21810208 | CONV | 190,000 | $7,220,760 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 319,662 | $7,100,332 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 100,000 | $5,832,100 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 73,959 | $5,336,142 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 4,127,000 | $5,063,416 | dollars as filed | principal |
| Altria Group Inc | 02209S103 | COM | 85,800 | $3,461,172 | dollars as filed | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 24,920 | $3,350,743 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 87,265 | $1,788,060 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 16,159 | $1,604,427 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 42,100 | $1,462,133 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,300 | $1,451,125 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10,100 | $1,440,664 | dollars as filed | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 89,717 | $1,392,408 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 108,324 | $1,162,317 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 63,371 | $977,815 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 25,448 | $868,031 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,801 | $856,033 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 15,430 | $812,698 | dollars as filed | |
| CALAMOS ETF TR | 12811T308 | CONVERTIBLE EQTY | 29,595 | $796,851 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 67,510 | $787,842 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 33,635 | $778,650 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 60,645 | $776,256 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 96,269 | $748,010 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 17,350 | $664,332 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 7,860 | $663,227 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 47,821 | $659,930 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 52,181 | $651,219 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 51,652 | $641,001 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 34,955 | $630,239 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 14,326 | $594,099 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 11,978 | $591,114 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 10,528 | $590,621 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,119 | $551,794 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 3,993 | $547,360 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E132 | UNIT 99/99/9999 | 50,000 | $539,000 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 38,929 | $530,602 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 5,637 | $522,832 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 7,378 | $517,714 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 66,109 | $510,361 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 71,588 | $508,991 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,415 | $506,835 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 28,801 | $495,953 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 38,474 | $493,621 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 41,910 | $491,185 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 50,267 | $487,087 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 33,628 | $476,845 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 28,298 | $472,860 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 27,214 | $462,366 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 71,706 | $457,484 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 41,635 | $443,413 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 43,857 | $434,623 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 52,418 | $430,876 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 29,152 | $408,128 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 106,426 | $403,355 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 24,772 | $402,793 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 35,927 | $394,838 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,084 | $393,349 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 35,769 | $390,240 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 49,469 | $380,417 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 12,609 | $379,279 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 16,536 | $378,013 | dollars as filed | |
| TMT ACQUISITION CORP | G89229101 | UNIT 03/27/2028 | 35,000 | $378,000 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,729 | $374,614 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 26,000 | $374,400 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 3,978 | $374,250 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 34,959 | $360,427 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,130 | $360,219 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 61,220 | $358,749 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 7,077 | $352,718 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 25,050 | $351,452 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,040 | $347,004 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 11,102 | $341,387 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 14,801 | $339,831 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 19,437 | $332,373 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 10,401 | $325,759 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 62,222 | $324,799 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 69,572 | $324,206 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 13,786 | $320,800 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 16,627 | $315,414 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 12,593 | $312,558 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,091 | $311,366 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,732 | $302,875 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 24,191 | $298,275 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 35,696 | $289,852 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,203 | $283,017 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 21,149 | $277,052 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 26,888 | $275,064 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 11,841 | $270,685 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 14,752 | $269,962 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 26,344 | $261,332 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 17,776 | $260,418 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U128 | UNIT 08/29/2031 | 25,000 | $259,250 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 16,785 | $259,160 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 50,100 | $255,510 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 19,175 | $253,877 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 30,064 | $249,531 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 30,570 | $244,560 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 25,636 | $238,928 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 4,309 | $236,909 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 60,804 | $235,920 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 15,551 | $233,887 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 23,373 | $233,029 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 2,800 | $230,664 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 19,927 | $226,769 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,122 | $225,197 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,784 | $224,056 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 30,221 | $223,333 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 27,600 | $223,008 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,430 | $221,533 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 25,400 | $220,218 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,803 | $219,882 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 15,546 | $216,089 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,343 | $215,323 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 21,561 | $213,023 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 20,830 | $210,175 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 2,697 | $208,910 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 20,971 | $208,032 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 45,371 | $206,438 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 11,999 | $198,823 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 9,809 | $194,022 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 14,518 | $192,218 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,787 | $190,714 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 22,931 | $184,824 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,330 | $183,427 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 17,553 | $181,849 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 14,002 | $181,746 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 16,738 | $178,929 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 28,711 | $178,582 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 14,557 | $178,178 | dollars as filed | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 8,054 | $177,430 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 15,591 | $177,114 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 17,500 | $176,575 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 6,987 | $173,487 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,019 | $172,927 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 29,373 | $169,482 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 9,946 | $167,988 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 16,184 | $167,019 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,881 | $165,427 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,099 | $165,106 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,945 | $163,575 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 30,765 | $162,132 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 8,762 | $155,526 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 11,020 | $153,509 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 5,342 | $145,516 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 8,466 | $144,007 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 48,295 | $143,919 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 6,614 | $141,473 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,743 | $141,436 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 24,382 | $141,416 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,369 | $135,294 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 14,060 | $133,711 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,777 | $133,693 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 15,576 | $131,617 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 9,036 | $130,570 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 9,428 | $128,504 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 9,501 | $127,693 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,601 | $125,987 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 7,727 | $125,564 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 12,160 | $122,573 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 5,352 | $119,082 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,296 | $117,181 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 9,323 | $114,859 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 8,227 | $114,108 | dollars as filed | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,991 | $111,235 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,804 | $110,131 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,438 | $108,857 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,213 | $107,421 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,464 | $107,047 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 5,381 | $106,759 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 6,268 | $106,055 | dollars as filed | |
| ALCHEMY INVTS ACQUISITN CORP | G0232F117 | UNIT 11/30/2027 | 10,000 | $104,900 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 8,677 | $104,818 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 3,041 | $102,390 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 4,908 | $102,086 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 6,844 | $101,770 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 7,191 | $101,681 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 2,938 | $95,279 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 8,632 | $93,053 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 840 | $92,954 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 400 | $89,952 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 7,443 | $88,646 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 25,970 | $87,519 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 8,566 | $84,118 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 2,196 | $82,306 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 6,113 | $82,281 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 4,457 | $80,716 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 5,229 | $78,174 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 4,391 | $76,403 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,013 | $75,709 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 8,689 | $74,725 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 800 | $69,208 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 7,300 | $68,912 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 14,898 | $68,382 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 508 | $68,367 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,634 | $68,067 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 500 | $66,650 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 213 | $64,575 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,177 | $63,764 | dollars as filed | |
| F N B CORP | 302520101 | COM | 4,517 | $62,199 | dollars as filed | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K102 | COM | 5,547 | $60,684 | dollars as filed | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 2,974 | $58,528 | dollars as filed | |
| ISRAEL ACQUISITIONS CORP | G49667135 | UNIT 12/12/2027 | 5,000 | $53,750 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 6,585 | $51,626 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 400 | $50,708 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 1,606 | $50,380 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 987 | $50,100 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 2,560 | $46,106 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,554 | $45,844 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,094 | $44,958 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,582 | $44,692 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 6,129 | $44,313 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,738 | $43,233 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 2,623 | $43,227 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,029 | $41,376 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 2,184 | $40,288 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 671 | $39,180 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3,238 | $37,367 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 4,881 | $34,899 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 5,303 | $34,576 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3,097 | $34,067 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 6,174 | $33,340 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 872 | $32,334 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 879 | $32,119 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,500 | $31,530 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 4,276 | $31,343 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,438 | $30,865 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 441 | $27,929 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 990 | $27,562 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 351 | $27,164 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 7,311 | $26,100 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 1,460 | $25,156 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 252 | $25,011 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 326 | $24,564 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 833 | $22,224 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,866 | $21,123 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 50 | $21,000 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,152 | $19,999 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816109 | CLASS A ORD SHS | 1,500 | $19,800 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,887 | $19,191 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 200 | $18,816 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M125 | RIGHT 01/31/2027 | 86,389 | $18,142 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 264 | $17,881 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,044 | $16,699 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,367 | $13,848 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 445 | $13,644 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 637 | $13,625 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 797 | $13,111 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 285 | $12,118 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 57,317 | $12,111 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 243 | $11,960 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 513 | $11,938 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 758 | $11,757 | dollars as filed | |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 19,426 | $10,393 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 600 | $9,492 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 300 | $9,303 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 600 | $9,036 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 392 | $8,338 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 111 | $6,195 | dollars as filed | |
| ALTERNUS CLEAN ENERGY INC | 02157G101 | CLASS A COM | 4,094 | $6,141 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 327 | $6,128 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 542 | $5,209 | dollars as filed | |
| A SPAC II ACQUISITION CORP | G0543H109 | ORD SHS CL A | 470 | $5,104 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 545 | $5,074 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 445 | $5,055 | dollars as filed | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021103 | COM | 459 | $4,985 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 50,000 | $4,000 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 260 | $3,929 | dollars as filed | |
| ECD AUTOMOTIVE DESIGN INC | 27877D104 | COM | 3,125 | $3,844 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 100 | $3,672 | dollars as filed | |
| BITCOIN DEPOT INC | 09174P113 | *W EXP 06/30/202 | 25,275 | $3,665 | dollars as filed | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 300 | $3,288 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K114 | *W EXP 09/01/202 | 25,000 | $3,250 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 31 | $3,111 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 200 | $3,060 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 80,000 | $3,000 | dollars as filed | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 100,000 | $3,000 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 208 | $2,968 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 149 | $2,886 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 108 | $2,810 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 93 | $2,745 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 80 | $2,635 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 25,000 | $2,500 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A118 | WARR | 12,660 | $2,481 | dollars as filed | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 25,000 | $2,180 | dollars as filed | |
| HEALTHCARE AI ACQUISITION CO | G4373K109 | COM | 196 | $2,134 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 23 | $2,071 | dollars as filed | |
| Spectral Ai Inc W Exp 09/11/202 | 84757T113 | SPAC Combination | 10,000 | $2,000 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083125 | RIGHT 03/15/2027 | 24,578 | $1,890 | dollars as filed | |
| SUNCAR TECHNOLOGY GROUP INC | G85727116 | WTS | 5,000 | $1,869 | dollars as filed | |
| CAPTIVISION INC | G18932106 | USD ORD SHS | 466 | $1,734 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 90 | $1,618 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 40 | $1,462 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 49 | $1,442 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 37,500 | $1,425 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 25,000 | $1,418 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 15 | $1,253 | dollars as filed | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 50,000 | $1,250 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 40,000 | $1,216 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 200 | $1,206 | dollars as filed | |
| GREEN PLAINS INC | 393222104 | COM | 47 | $1,185 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 181 | $1,149 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 194 | $1,108 | dollars as filed | |
| CYCURION INC | 95758L107 | COM | 100 | $1,086 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 100 | $1,069 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 158 | $1,062 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 48,700 | $974 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 5 | $972 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 67 | $961 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 35 | $946 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 11 | $815 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 25,000 | $798 | dollars as filed | |
| FALCONS BEYOND GLOBAL INC | 306121112 | WTS | 1,000 | $750 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 10 | $729 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 26 | $666 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 39 | $595 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 7 | $571 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 62 | $545 | dollars as filed | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 5,327 | $533 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 15 | $525 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 79 | $457 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 10 | $424 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 6 | $310 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 100 | $268 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 6 | $261 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1 | $260 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 7 | $251 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 54 | $238 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 14 | $225 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 8 | $215 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 21 | $211 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13 | $194 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 7 | $193 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 20 | $180 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 80 | $162 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 6 | $157 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 11 | $140 | dollars as filed | |
| CXAPP INC | 23248B109 | CMN | 100 | $129 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P103 | COM | 10 | $109 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 24 | $85 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 5 | $81 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1 | $77 | dollars as filed | |
| Oio Group W Exp 08/02/202 | G3R95P116 | SPAC Combination | 20,000 | $76 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1 | $67 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 3 | $65 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 8 | $51 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 14 | $43 | dollars as filed | |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 7,064 | $30 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 9 | $27 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 11 | $22 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1 | $18 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 1 | $14 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 1 | $14 | dollars as filed | |
| CARAVELLE INTERNATIONAL GROU | G1901X108 | ORD SHS | 25 | $12 | dollars as filed | |
| VALUENCE MERGER CORP I | G9R16L100 | COM | 1 | $11 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 1 | $10 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 1 | $9 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 2 | $8 | dollars as filed | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 1 | $4 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 1 | $2 | dollars as filed | |
| ARRIVAL | L0423Q124 | COM NEW | 1 | $1 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 49 | $1 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-24-000437 | this filing | 2024-02-14 | acceptance time not in the bulk data set |