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Disclosery

13F-HR filed by Ground Swell Capital, LLC

Ground Swell Capital, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 68 holding rows worth $27,185,303.

Accession
0001420506-24-000308
Filer
CIK 1534450
Filed
2024-02-13
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2023

A holdings report, 68 entries on the cover page, a total value of $27,185,303 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,185,303 with VALUE read as dollars as filed, 13F file number 028-16253. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ISHARES TR46428743220 YR TR BD ETF96,122$9,504,543dollars as filed
ISHARES TR464288513IBOXX HI YD ETF19,533$1,511,659dollars as filed
Microsoft Corp594918104COM3,242$1,219,122dollars as filed
PROSHARES TR74347X831ULTRAPRO QQQ23,725$1,202,858dollars as filed
ISHARES TR464287648RUS 2000 GRW ETF3,521$888,067dollars as filed
Alphabet Inc. Reg. Shares A02079K305COM6,158$860,211dollars as filed
Honeywell Technologies438516106COM3,508$735,663dollars as filed
VTI922908769COM3,047$722,809dollars as filed
PepsiCo,Inc.713448108COM3,926$666,792dollars as filed
Qualcomm Incorporated747525103COM3,837$554,945dollars as filed
META PLATFORMS INC CL A30303M102COM1,457$515,720dollars as filed
VANGUARD INDEX FDS922908637LARGE CAP ETF2,286$498,691dollars as filed
MODERNA INC60770K107COM4,944$491,681dollars as filed
Cyber Security ETF26924G201Common7,417$448,061dollars as filed
Texas Instruments Incorporated882508104COM2,374$404,672dollars as filed
Apple Inc037833100COM2,023$389,488dollars as filed
CINTAS CORP COM172908105Stock625$376,663dollars as filed
NVIDIA Corp67066G104COM755$373,891dollars as filed
DBX ETF TR233051523XTRACK MSCI CHIN19,566$360,112dollars as filed
ISHARES TR464288265MSCI KOKUSAI ETF3,574$352,832dollars as filed
Alphabet Inc. Reg. Shares C02079K107COM2,499$352,184dollars as filed
BANK OF AMER CORP0605056827.25%CNV PFD L291$350,736dollars as filed
KLA CORP482480100COM555$322,622dollars as filed
Intuit Inc.461202103COM474$296,264dollars as filed
COLUMBIA ETF TR I19761L607MULTI SEC MUNI13,675$285,397dollars as filed
LULULEMON ATHLETICA INC550021109COM529$270,472dollars as filed
ROPER TECHNOLOGIES INC COM776696106Stock485$264,407dollars as filed
HOLOGIC INC436440101COM3,574$255,362dollars as filed
GLOBALFOUNDRIES INCG39387108ORDINARY SHARES4,157$251,914dollars as filed
NOVANTA INC67000B104COM1,411$237,627dollars as filed
HESS CORP42809H107COM1,636$235,846dollars as filed
RUSH ENTERPRISES INC CL A781846209Stock4,474$225,042dollars as filed
EVEREST GROUP LTD COMG3223R108Stock617$218,159dollars as filed
NXP SEMICONDUCTORS N V COMN6596X109Stock932$214,062dollars as filed
Tesla Motors, Inc88160R101COM842$209,220dollars as filed
FIDELITY ENHANCED MID CAP CORE ETF31609A503ETF7,645$208,709dollars as filed
THE CAMPBELLS COMPANY COM134429109Stock4,644$200,760dollars as filed
VANDA PHARMACEUTICALS INC921659108COM36,122$152,435dollars as filed
ZOMEDICA CORP COM98980M109Stock274,425$54,940dollars as filed
Xunlei Ltd-Adr98419E108COM33,402$54,111dollars as filed
NORDIC AMERICAN TANKERS LIMIG65773106COM12,788$53,710dollars as filed
CITIUS PHARMACEUTICALS INC17322U207COM47,537$35,962dollars as filed
GOLDEN MATRIX GROUP INC381098300COM11,689$28,170dollars as filed
EUDA HEALTH HOLDINGS LTDG3142E105ORD SHS18,414$26,332dollars as filed
EXPENSIFY INC30219Q106COM CL A10,618$26,226dollars as filed
PLUS THERAPEUTICS INC72941H509COM14,303$25,602dollars as filed
CAMBER ENERGY INC13200M607COM107,267$24,500dollars as filed
US GOLDMINING INC90291W116*W EXP 04/24/20210,031$19,962dollars as filed
KRONOS BIO INC50107A104COM15,260$19,075dollars as filed
GINKGO BIOWORKS HOLDINGS INC37611X100CL A SHS11,045$18,666dollars as filed
LIGHTPATH TECHNOLOGIES INC532257805COM CL A13,693$17,253dollars as filed
VERTICAL AEROSPACE LTDG9471C107ORD SHS24,795$17,059dollars as filed
111 INC68247Q102ADR10,597$16,425dollars as filed
HYZON MOTORS INC44951Y102COM CL A17,036$15,247dollars as filed
RELIANCE GLOBAL GROUP INC75946W306COM26,561$14,263dollars as filed
ZENTEK LTD98942X102COM13,284$14,081dollars as filed
ATA CREATIVITY GLOBAL00211V106SPONSORED ADS11,578$13,430dollars as filed
SPI ENERGY CO LTDG8651P110SHS NEW13,146$10,280dollars as filed
HEARTCORE ENTERPRISES INC42240Q104COM15,487$9,881dollars as filed
QUANTUM CORP747906501COM23,428$8,176dollars as filed
CASTOR MARITIME INCY1146L125COMMON16,336$6,943dollars as filed
TRX GOLD CORPORATION87283P109COM13,135$4,993dollars as filed
SRX HEALTH SOLUTIONS INC. COM NEW08771Y303Stock17,400$4,813dollars as filed
HYCROFT MINING HOLDING CORP44862P117*W EXP 05/29/202162,027$4,229dollars as filed
OCEAN PWR TECHNOLOGIES I674870506Equity12,820$4,051dollars as filed
MULTIMETAVERSE HOLDINGS LTDG6360J136*W EXP 01/04/202145,997$2,935dollars as filed
UNITED STATES ANTIMONY CORP911549103COM11,191$2,787dollars as filed
AIRSPAN NETWORKS HOLDINGS IN00951K104COM16,700$1,503dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001420506-24-000308this filing2024-02-13acceptance time not in the bulk data set