13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-01, with 846 holding rows worth $1,278,138,234.
- Accession
- 0001420506-24-000116
- Filer
- CIK 1449126
- Filed
- 2024-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 846 entries on the cover page, a total value of $1,278,138,234 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,278,138,234 with VALUE read as dollars as filed, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 9,419 | $433,911 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 20,052 | $431,724 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,910 | $431,677 | dollars as filed | |
| Linde plc | G54950103 | COM | 1,049 | $430,973 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 19,235 | $430,664 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,016 | $430,137 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,756 | $427,436 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 12,377 | $426,502 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,128 | $424,997 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 15,703 | $423,511 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 9,089 | $423,081 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,205 | $422,751 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 33,197 | $422,261 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,930 | $419,728 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 4,064 | $418,771 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 15,505 | $417,239 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,538 | $416,609 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,435 | $415,716 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 13,496 | $413,778 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,270 | $413,344 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 6,849 | $413,075 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,323 | $412,679 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 20,505 | $411,330 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 11,736 | $409,692 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 3,385 | $409,442 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 37,440 | $406,594 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,908 | $406,477 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,560 | $404,698 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,597 | $404,084 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,011 | $403,153 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 11,374 | $401,266 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 3,551 | $400,198 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 34,861 | $399,859 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 9,952 | $398,686 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,765 | $396,991 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 4,001 | $395,659 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 33,561 | $392,665 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 685 | $392,510 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 6,031 | $390,862 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 5,951 | $388,810 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 9,921 | $388,722 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,351 | $388,553 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 6,949 | $388,467 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 6,195 | $388,173 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 17,608 | $388,071 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 7,531 | $387,412 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 7,689 | $386,307 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 3,178 | $385,746 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 9,133 | $385,128 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 23,095 | $384,185 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 7,606 | $383,867 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 26,527 | $381,987 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,531 | $381,161 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 38,769 | $380,323 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 7,285 | $380,288 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 1,835 | $377,937 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,982 | $377,612 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,989 | $375,771 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 9,205 | $374,570 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 11,461 | $374,307 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 12,675 | $374,039 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 4,367 | $372,721 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 5,644 | $371,356 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 5,410 | $368,822 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 12,828 | $368,292 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 10,337 | $368,204 | dollars as filed | |
| SPDW | 78463X889 | COM | 10,812 | $367,716 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 14,071 | $367,402 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 7,825 | $364,862 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 44,353 | $364,579 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 9,498 | $363,295 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,114 | $362,384 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,486 | $361,490 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,539 | $360,008 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,101 | $358,487 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 4,119 | $357,364 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 2,243 | $357,243 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 11,870 | $355,744 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 17,631 | $351,919 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,200 | $350,242 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 1,212 | $349,986 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 7,283 | $349,025 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,469 | $347,259 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,840 | $346,222 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 17,835 | $345,470 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,254 | $343,596 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 7,928 | $343,188 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,084 | $342,673 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 9,152 | $340,820 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,822 | $339,774 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,930 | $338,146 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,605 | $338,105 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 6,841 | $338,088 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 5,776 | $332,768 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 14,979 | $331,485 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 3,982 | $328,509 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,854 | $327,259 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 6,585 | $326,539 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 12,054 | $322,327 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,780 | $322,243 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 2,159 | $320,068 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 53,245 | $318,940 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,518 | $317,561 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 2,381 | $317,437 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 7,326 | $315,745 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 15,930 | $314,466 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 6,860 | $313,618 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 8,477 | $312,980 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 659 | $310,813 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,250 | $308,401 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,824 | $307,124 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 25,088 | $307,075 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 6,418 | $305,998 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 16,882 | $305,401 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 8,111 | $305,368 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,736 | $302,942 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 2,569 | $301,112 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,302 | $300,110 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 43,000 | $297,990 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 2,059 | $297,481 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,293 | $297,134 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,222 | $296,672 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 7,741 | $295,824 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 2,048 | $295,245 | dollars as filed | |
| INTENSITY THERAPEUTICS INC | 45828J103 | COM | 34,443 | $295,177 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 8,563 | $294,725 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 25,001 | $293,756 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 12,545 | $293,553 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 4,324 | $293,272 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,501 | $292,897 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,777 | $292,303 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 2,943 | $287,914 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,915 | $287,835 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 108,875 | $287,430 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 11,420 | $287,215 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 7,994 | $286,992 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 9,106 | $286,617 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,235 | $286,332 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 7,634 | $286,199 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 17,669 | $284,816 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 9,742 | $284,751 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,146 | $284,249 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 6,125 | $283,932 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,346 | $283,463 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 3,656 | $282,772 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,875 | $282,061 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 8,268 | $279,965 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 8,768 | $279,515 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 5,912 | $278,344 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 3,470 | $277,352 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 11,062 | $277,320 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 21,561 | $276,202 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,777 | $276,173 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 20,748 | $275,943 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,363 | $275,053 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 6,418 | $274,690 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,107 | $274,595 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,062 | $273,939 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,952 | $273,840 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 13,697 | $273,261 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 11,005 | $272,488 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 6,370 | $271,744 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,230 | $271,340 | dollars as filed | |
| FISERV INC | 337738108 | COM | 2,032 | $269,942 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 4,463 | $269,639 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 3,317 | $268,843 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,212 | $268,605 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,809 | $266,580 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,449 | $265,844 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,462 | $265,266 | dollars as filed | |
| TANGER INC | 875465106 | COM | 9,511 | $263,654 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,882 | $263,487 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 1,754 | $261,474 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,853 | $260,756 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,401 | $260,583 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 507 | $259,224 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,969 | $258,251 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 23,331 | $256,404 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10,000 | $256,200 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 556 | $256,129 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 5,206 | $255,688 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 641 | $255,508 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 5,255 | $254,583 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 21,355 | $254,555 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,915 | $251,138 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 332 | $251,039 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,200 | $250,976 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 18,334 | $250,816 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,044 | $250,344 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,465 | $248,519 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F334 | FT VEST U.S. | 7,906 | $248,446 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,174 | $248,008 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,437 | $248,006 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 4,880 | $247,635 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,795 | $247,498 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 5,345 | $246,340 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,690 | $246,233 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 13,343 | $244,571 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 4,100 | $243,417 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,564 | $242,928 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 10,643 | $241,586 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 3,537 | $240,972 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 5,973 | $240,515 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 399 | $240,319 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,154 | $240,152 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 5,850 | $238,989 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,149 | $238,670 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,362 | $238,443 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,356 | $237,964 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 2,532 | $236,526 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 8,600 | $235,984 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 4,687 | $235,766 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 6,777 | $235,585 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 8,100 | $235,373 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 8,356 | $234,804 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 783 | $234,602 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 4,885 | $233,809 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 8,061 | $232,089 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,125 | $231,368 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 1,790 | $231,310 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 3,991 | $230,737 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,298 | $230,201 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,043 | $229,091 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 12,700 | $228,981 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,308 | $228,912 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,316 | $228,820 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 11,544 | $228,798 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 3,734 | $228,371 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 4,308 | $228,346 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 6,621 | $228,344 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,384 | $227,091 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 838 | $226,928 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 5,352 | $226,908 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 1,100 | $225,830 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 2,412 | $224,768 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,730 | $224,613 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,617 | $224,003 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,739 | $223,839 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 17,836 | $223,480 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 12,430 | $223,119 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,072 | $222,828 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 13,286 | $222,415 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,379 | $222,167 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 14,348 | $221,967 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,882 | $221,522 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 4,395 | $221,221 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,444 | $220,974 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 8,684 | $220,060 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,287 | $219,905 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,360 | $219,897 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 4,024 | $218,653 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 716 | $218,292 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,069 | $217,983 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 1,357 | $217,610 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 4,459 | $217,349 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 656 | $215,618 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R662 | INTL DEV STRNGTH | 6,389 | $215,606 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 5,002 | $215,566 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,990 | $214,153 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 4,815 | $213,302 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,860 | $213,188 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 2,633 | $211,778 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 9,930 | $211,310 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 6,133 | $211,237 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,104 | $210,811 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,523 | $210,753 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 9,735 | $210,659 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,886 | $209,831 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 37,805 | $208,308 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 251 | $208,151 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 3,956 | $207,941 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,896 | $207,752 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,512 | $207,215 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,752 | $204,919 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 3,685 | $204,754 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,426 | $204,172 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,442 | $203,250 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 46,106 | $202,864 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 358 | $202,271 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 19,419 | $196,518 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 16,204 | $196,074 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,017 | $195,657 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 28,745 | $194,604 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 10,429 | $193,881 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 75,477 | $191,712 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 14,429 | $191,040 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 19,737 | $190,263 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 13,560 | $184,411 | dollars as filed | |
| IN8BIO INC | 45674E109 | COM | 132,230 | $182,477 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 47,096 | $177,081 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 175,000 | $174,454 | dollars as filed | principal |
| NEW GERMANY FD INC | 644465106 | COM | 19,447 | $169,964 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 20,017 | $169,747 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,617 | $169,548 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 152,000 | $151,392 | dollars as filed | principal |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 47,477 | $148,603 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,018 | $145,058 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 14,154 | $141,538 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 13,993 | $139,230 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 13,892 | $138,223 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 11,327 | $136,724 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 14,316 | $129,850 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 25,480 | $125,871 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,052 | $121,570 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,760 | $112,930 | dollars as filed | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 286,425 | $110,274 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 76,343 | $108,407 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,466 | $106,832 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 10,152 | $100,196 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 17,354 | $92,323 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 10,085 | $89,757 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 32,690 | $88,591 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 19,373 | $86,985 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 11,600 | $81,316 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 15,940 | $78,266 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,041 | $76,687 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,701 | $71,961 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 10,000 | $71,100 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,356 | $66,646 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 12,106 | $65,736 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 23,325 | $62,744 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,950 | $55,257 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 11,861 | $54,440 | dollars as filed | |
| STEM INC | 85859N102 | COM | 13,775 | $53,447 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 28,550 | $52,818 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 13,482 | $52,310 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 10,618 | $51,071 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 11,875 | $50,825 | dollars as filed | |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 16,580 | $50,546 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,011 | $41,446 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 13,525 | $38,682 | dollars as filed | |
| ACURX PHARMACEUTICALS INC | 00510M104 | COM | 10,000 | $38,300 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 13,973 | $32,697 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 26,659 | $23,321 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 23,087 | $19,393 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 10,000 | $17,700 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 15,500 | $17,670 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 12,000 | $10,301 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 25,600 | $9,313 | dollars as filed | put |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 15,000 | $7,125 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,300 | $4,904 | dollars as filed | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 12,400 | $3,687 | dollars as filed | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 22,800 | $3,010 | dollars as filed | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,200 | $1,848 | dollars as filed | put |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 10,218 | $613 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 25,000 | $250 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-24-000116 | this filing | 2024-02-01 | acceptance time not in the bulk data set |