13F-HR filed by ZAZOVE ASSOCIATES LLC
ZAZOVE ASSOCIATES LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-31, with 138 holding rows worth $803,979,000.
- Accession
- 0001420506-24-000097
- Filer
- CIK 1009012
- Filed
- 2024-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 138 entries on the cover page, a total value of $803,979,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $803,979,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-05338. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SSR Mining Inc | 784730AB9 | Convertible bond | 74,855,000 | $72,188,000 | thousands, detected and multiplied | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 61,390,000 | $62,254,000 | thousands, detected and multiplied | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 47,735,000 | $48,211,000 | thousands, detected and multiplied | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 38,986,000 | $45,330,000 | thousands, detected and multiplied | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 44,764,000 | $44,591,000 | thousands, detected and multiplied | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 27,550,000 | $35,550,000 | thousands, detected and multiplied | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 33,956,000 | $35,184,000 | thousands, detected and multiplied | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 25,935,000 | $31,648,000 | thousands, detected and multiplied | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 18,423,000 | $26,443,000 | thousands, detected and multiplied | principal |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 28,236,000 | $25,580,000 | thousands, detected and multiplied | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 22,980,000 | $22,777,000 | thousands, detected and multiplied | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 22,204,000 | $22,543,000 | thousands, detected and multiplied | principal |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 18,255,000 | $18,769,000 | thousands, detected and multiplied | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 17,922,000 | $18,749,000 | thousands, detected and multiplied | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482BAB7 | NOTE 4.500% 6/0 | 20,730,000 | $17,782,000 | thousands, detected and multiplied | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 16,885,000 | $16,960,000 | thousands, detected and multiplied | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 14,070,000 | $15,775,000 | thousands, detected and multiplied | principal |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 17,187,000 | $15,330,000 | thousands, detected and multiplied | principal |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 12,585,000 | $14,727,000 | thousands, detected and multiplied | principal |
| KAMAN CORP | 483548AF0 | BOND | 13,197,000 | $13,010,000 | thousands, detected and multiplied | principal |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 12,900,000 | $12,908,000 | thousands, detected and multiplied | principal |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 2,464,165 | $8,699,000 | thousands, detected and multiplied | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 5,820,000 | $8,568,000 | thousands, detected and multiplied | principal |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1,458,428 | $7,759,000 | thousands, detected and multiplied | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 6,270,000 | $7,407,000 | thousands, detected and multiplied | principal |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 3,058,729 | $6,882,000 | thousands, detected and multiplied | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 781,787 | $6,864,000 | thousands, detected and multiplied | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 1,044,274 | $6,287,000 | thousands, detected and multiplied | |
| INNOVATE CORP | 404139AG2 | NOTE 7.500% 8/0 | 12,203,000 | $6,224,000 | thousands, detected and multiplied | principal |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 2,101,511 | $5,254,000 | thousands, detected and multiplied | |
| CVR PARTNERS LP | 126633205 | COM | 76,700 | $5,024,000 | thousands, detected and multiplied | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 100,000 | $4,944,000 | thousands, detected and multiplied | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 3,460,000 | $4,861,000 | thousands, detected and multiplied | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 2,639,527 | $4,804,000 | thousands, detected and multiplied | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 2,500,000 | $4,064,000 | thousands, detected and multiplied | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 3,500,000 | $4,030,000 | thousands, detected and multiplied | principal |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 1,889,669 | $3,845,000 | thousands, detected and multiplied | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 4,890,000 | $3,444,000 | thousands, detected and multiplied | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,500,000 | $3,402,000 | thousands, detected and multiplied | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 3,656,000 | $3,257,000 | thousands, detected and multiplied | principal |
| SUNOPTA INC | 8676EP108 | COM | 594,034 | $3,249,000 | thousands, detected and multiplied | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 3,460,000 | $3,109,000 | thousands, detected and multiplied | principal |
| CONMED CORP | 207410AF8 | BOND | 2,500,000 | $3,091,000 | thousands, detected and multiplied | principal |
| GDL FD | 361570104 | COM SH BEN IT | 378,222 | $3,041,000 | thousands, detected and multiplied | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 2,000,000 | $2,890,000 | thousands, detected and multiplied | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,500,000 | $2,880,000 | thousands, detected and multiplied | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 2,500,000 | $2,807,000 | thousands, detected and multiplied | principal |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 1,261,983 | $2,751,000 | thousands, detected and multiplied | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 487,439 | $2,674,000 | thousands, detected and multiplied | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 1,500,000 | $2,424,000 | thousands, detected and multiplied | principal |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 1,376,465 | $2,409,000 | thousands, detected and multiplied | |
| PAGERDUTY INC | 69553PAB6 | BOND | 2,500,000 | $2,394,000 | thousands, detected and multiplied | principal |
| URBAN ONE INC | 91705J105 | CL A | 585,978 | $2,361,000 | thousands, detected and multiplied | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 2,500,000 | $2,277,000 | thousands, detected and multiplied | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 2,000,000 | $2,221,000 | thousands, detected and multiplied | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 2,000,000 | $2,026,000 | thousands, detected and multiplied | principal |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 376,776 | $2,001,000 | thousands, detected and multiplied | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,000,000 | $1,958,000 | thousands, detected and multiplied | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 2,000,000 | $1,941,000 | thousands, detected and multiplied | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 2,000,000 | $1,915,000 | thousands, detected and multiplied | principal |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 7,140,000 | $1,892,000 | thousands, detected and multiplied | principal |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 625,200 | $1,819,000 | thousands, detected and multiplied | |
| CUTERA INC | 232109AG3 | NOTE 4.000% 6/0 | 6,775,000 | $1,626,000 | thousands, detected and multiplied | principal |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 1,700,000 | $1,621,000 | thousands, detected and multiplied | principal |
| ALTAIR ENGR INC | 021369AC7 | BOND | 1,250,000 | $1,620,000 | thousands, detected and multiplied | principal |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 1,520,000 | $1,549,000 | thousands, detected and multiplied | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 269,862 | $1,409,000 | thousands, detected and multiplied | |
| CHEFS WHSE INC | 163086AB7 | BOND | 1,313,000 | $1,293,000 | thousands, detected and multiplied | principal |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 1,000,000 | $1,124,000 | thousands, detected and multiplied | principal |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 342,404 | $1,065,000 | thousands, detected and multiplied | |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 1,065,815 | $1,039,000 | thousands, detected and multiplied | |
| BROOKDALE SR LIVING INC | 112463AC8 | NOTE 2.000%10/1 | 1,000,000 | $917,000 | thousands, detected and multiplied | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 687 | $822,000 | thousands, detected and multiplied | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 1,000,000 | $802,000 | thousands, detected and multiplied | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 19,388 | $790,000 | thousands, detected and multiplied | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 2,124,867 | $760,000 | thousands, detected and multiplied | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 17,250 | $690,000 | thousands, detected and multiplied | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 580,449 | $627,000 | thousands, detected and multiplied | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 272,579 | $621,000 | thousands, detected and multiplied | |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 130,126 | $539,000 | thousands, detected and multiplied | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 465,889 | $529,000 | thousands, detected and multiplied | |
| BRC INC A | 05601U105 | COMMON STOCK | 137,123 | $498,000 | thousands, detected and multiplied | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 500,000 | $498,000 | thousands, detected and multiplied | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 38,276 | $485,000 | thousands, detected and multiplied | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 1,089,409 | $436,000 | thousands, detected and multiplied | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 489,000 | $425,000 | thousands, detected and multiplied | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,710 | $388,000 | thousands, detected and multiplied | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 333,822 | $356,000 | thousands, detected and multiplied | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 319,000 | $297,000 | thousands, detected and multiplied | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 273,000 | $271,000 | thousands, detected and multiplied | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 9,266 | $233,000 | thousands, detected and multiplied | |
| Psq Holdings Inc W Exp 07/19/202 | 693691115 | SPAC Combination | 270,640 | $229,000 | thousands, detected and multiplied | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 249,000 | $220,000 | thousands, detected and multiplied | principal |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 249,000 | $219,000 | thousands, detected and multiplied | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 249,000 | $217,000 | thousands, detected and multiplied | principal |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 42,825 | $215,000 | thousands, detected and multiplied | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 242,000 | $215,000 | thousands, detected and multiplied | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 248,000 | $212,000 | thousands, detected and multiplied | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,000 | $207,000 | thousands, detected and multiplied | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 1,334,846 | $199,000 | thousands, detected and multiplied | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 200,000 | $199,000 | thousands, detected and multiplied | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 207,000 | $197,000 | thousands, detected and multiplied | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 207,000 | $197,000 | thousands, detected and multiplied | principal |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 14,507 | $192,000 | thousands, detected and multiplied | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 2,056,536 | $168,000 | thousands, detected and multiplied | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 199,000 | $166,000 | thousands, detected and multiplied | principal |
| MFA FINL INC | 55272XAA0 | BOND | 162,000 | $161,000 | thousands, detected and multiplied | principal |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 150,000 | $160,000 | thousands, detected and multiplied | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 150,000 | $159,000 | thousands, detected and multiplied | principal |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 158,000 | $138,000 | thousands, detected and multiplied | principal |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 167,000 | $137,000 | thousands, detected and multiplied | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 137,837 | $134,000 | thousands, detected and multiplied | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 120,000 | $117,000 | thousands, detected and multiplied | principal |
| NABORS INDS INC | 62957HAB1 | BOND | 91,000 | $91,000 | thousands, detected and multiplied | principal |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 346,411 | $71,000 | thousands, detected and multiplied | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 266,000 | $68,000 | thousands, detected and multiplied | principal |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 6,511 | $60,000 | thousands, detected and multiplied | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 467 | $46,000 | thousands, detected and multiplied | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,800 | $37,000 | thousands, detected and multiplied | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 4,387 | $36,000 | thousands, detected and multiplied | |
| 0 | 31738L115 | 0 | 502,865 | $30,000 | thousands, detected and multiplied | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 434 | $20,000 | thousands, detected and multiplied | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 22,000 | $20,000 | thousands, detected and multiplied | principal |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 150,602 | $11,000 | thousands, detected and multiplied | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 399,748 | $11,000 | thousands, detected and multiplied | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 64,571 | $9,000 | thousands, detected and multiplied | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 24,495 | $6,000 | thousands, detected and multiplied | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 399 | $5,000 | thousands, detected and multiplied | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 65,456 | $5,000 | thousands, detected and multiplied | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 6,310 | $3,000 | thousands, detected and multiplied | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 175 | $1,000 | thousands, detected and multiplied | |
| SUNPOWER INC | 20460L112 | *W EXP 07/31/202 | 25,171 | $1,000 | thousands, detected and multiplied | |
| CANO HEALTH INC | 13781Y202 | COM | 250 | $1,000 | thousands, detected and multiplied | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 27 | $1,000 | thousands, detected and multiplied | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 0 | $0 | thousands, detected and multiplied | principalValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 0 | $0 | thousands, detected and multiplied | principalValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 0 | $0 | thousands, detected and multiplied | principalValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 9,100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-24-000097 | this filing | 2024-01-31 | acceptance time not in the bulk data set |