13F-HR/A filed by INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2023-12-31, filed 2024-01-25, with 747 holding rows worth $786,939,718.
- Accession
- 0001420506-24-000059
- Filer
- CIK 1818604
- Filed
- 2024-01-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, amendment of type restatement, 747 entries on the cover page, a total value of $786,939,718 stated on the cover page (in dollars after the unit check, H1), rows summing to $786,939,718 with VALUE read as dollars as filed, 13F file number 028-20301. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK LIFE INVTS ACTIVE E | 45409F777 | MACKAY CALI MUN | 13,165 | $286,734 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 20,910 | $286,055 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 954 | $285,801 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 10,748 | $285,359 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,706 | $285,118 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,536 | $285,044 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,741 | $282,711 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 3,640 | $281,518 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 27,482 | $279,767 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 31,950 | $279,563 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 13,843 | $279,075 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 15,530 | $278,755 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,021 | $278,090 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 18,666 | $277,563 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 1,121 | $277,141 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,007 | $275,720 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 17,653 | $274,851 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 33,965 | $274,437 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 24,740 | $274,367 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 4,626 | $272,820 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,507 | $272,599 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 4,141 | $272,246 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,191 | $272,144 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,164 | $271,956 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 3,685 | $271,658 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 18,125 | $271,150 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,864 | $270,406 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,257 | $270,325 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 757 | $269,916 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 199,777 | $269,699 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 9,023 | $269,246 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,823 | $268,216 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,717 | $266,264 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 28,152 | $265,755 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 30,400 | $265,696 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 25,742 | $265,653 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,262 | $264,940 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,110 | $261,793 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 12,420 | $259,702 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 4,760 | $258,896 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,329 | $258,466 | dollars as filed | |
| NATIONWIDE S&P 500 RISK-MAN | 26922B766 | ETP | 11,975 | $257,258 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 21,725 | $256,790 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 542 | $255,694 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 25,675 | $255,466 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,275 | $255,392 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,472 | $254,349 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,081 | $254,173 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 10,575 | $252,743 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 3,305 | $250,750 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 2,097 | $249,780 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,032 | $246,878 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 10,000 | $246,500 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 549 | $246,128 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 325 | $245,999 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2,654 | $244,582 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 4,594 | $243,344 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,122 | $242,047 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 873 | $241,000 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 6,723 | $240,200 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 8,371 | $238,562 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 34 | $238,015 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,388 | $237,066 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,024 | $236,995 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,340 | $236,810 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 10,869 | $236,727 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,054 | $235,477 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 6,787 | $235,304 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,235 | $233,986 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,448 | $233,922 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 12,860 | $233,280 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,665 | $231,944 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 4,652 | $231,856 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,608 | $231,004 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 11,482 | $230,099 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,278 | $229,930 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,314 | $229,822 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,478 | $229,600 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 4,576 | $229,395 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,579 | $228,178 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 934 | $227,410 | dollars as filed | |
| KLA CORP | 482480100 | COM | 391 | $227,403 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 2,580 | $227,375 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,271 | $227,173 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 16,301 | $227,077 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 3,489 | $226,297 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 6,418 | $226,235 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 1,697 | $226,210 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,772 | $225,398 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 9,900 | $224,681 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 1,011 | $223,997 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 22,000 | $223,960 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,334 | $223,764 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 14,013 | $223,647 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 750 | $223,005 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 3,339 | $222,544 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 13,591 | $221,677 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 567 | $221,448 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 49,350 | $221,088 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,889 | $221,081 | dollars as filed | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,324 | $221,064 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 477 | $219,554 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 34,462 | $218,834 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 1,806 | $218,424 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 8,730 | $217,464 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,885 | $217,131 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 14,820 | $217,113 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 31,350 | $216,629 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,840 | $215,888 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 20,740 | $215,489 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,256 | $215,435 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15,675 | $215,372 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,057 | $213,942 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,113 | $213,373 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 16,705 | $213,323 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 46,382 | $212,893 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 12,738 | $212,859 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,679 | $212,722 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 5,797 | $212,517 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,774 | $212,021 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 480 | $211,450 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,272 | $211,431 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 12,355 | $210,776 | dollars as filed | |
| ELECTROCORE INC | 28531P202 | COM NEW | 35,400 | $210,697 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 5,574 | $209,359 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,438 | $208,524 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 7,625 | $205,799 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 58,500 | $205,335 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 479 | $205,237 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 3,148 | $203,867 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,165 | $202,553 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 6,965 | $200,793 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 14,264 | $198,265 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 12,395 | $195,601 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 15,706 | $193,498 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 50,550 | $190,068 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 53,079 | $189,492 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 22,909 | $187,167 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,226 | $185,296 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 60,962 | $184,670 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 14,430 | $181,818 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 12,746 | $180,867 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 50,100 | $178,106 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 17,847 | $177,042 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 36,691 | $176,484 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 12,624 | $175,851 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 17,600 | $173,712 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 61,050 | $172,161 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 18,358 | $166,507 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 25,889 | $165,690 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 5,876,411 | $158,053 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,791 | $157,972 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,396 | $156,847 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,515 | $153,832 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 21,252 | $150,145 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,090 | $148,154 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 80,297 | $146,943 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,190 | $144,189 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 25,745 | $142,885 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 42,790 | $142,491 | dollars as filed | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 17,775 | $139,712 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 11,553 | $139,676 | dollars as filed | |
| STEM INC | 85859N102 | COM | 35,700 | $138,516 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 21,060 | $136,047 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 42,875 | $135,485 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 25,595 | $130,023 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 23,827 | $128,599 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 25,391 | $126,196 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,473 | $124,472 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 24,820 | $123,852 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 18,838 | $120,189 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 24,370 | $119,169 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,109 | $118,455 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 51,346 | $115,498 | dollars as filed | |
| BALL CORP | 058498106 | COM | 65,832 | $114,255 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 12,056 | $113,933 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 10,763 | $113,450 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 109,000 | $112,270 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,799,288 | $106,719 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALLSTATE CORP COM | 020002101 | Stock | 75,326 | $106,331 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 44,211 | $103,454 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 12,200 | $96,014 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 35,000 | $93,100 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 21,209 | $89,031 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 72,100 | $82,194 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 22,927 | $78,412 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 25,385 | $77,994 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,675 | $75,421 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,727 | $73,374 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 12,665 | $71,811 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 10,204 | $70,787 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 28,332,433 | $69,184 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 14,794 | $66,573 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,450 | $61,601 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 11,776 | $59,822 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 20,378 | $59,205 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 16,100 | $56,833 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 14,000 | $54,320 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,700 | $53,393 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 14,500 | $52,780 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 14,123 | $50,843 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,768 | $49,412 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 15,238 | $48,194 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 53,720 | $46,994 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 19,015 | $39,741 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,986,058 | $37,307 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,772 | $37,200 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,540 | $37,141 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,930 | $36,204 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 411,978 | $35,700 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 35,000 | $34,891 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 10,150 | $33,800 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,268 | $33,165 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 15,850 | $33,047 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 10,689 | $32,280 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 14,050 | $31,332 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 20,000 | $28,600 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 23,000 | $23,230 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 118,796 | $23,112 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 10,111 | $21,152 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 17,250 | $17,595 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 191,558 | $17,558 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,400,035 | $16,639 | dollars as filed | |
| ENERGY FOCUS INC | 29268T508 | COM NEW | 10,789 | $16,291 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 47,035 | $14,210 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 1,757,088 | $12,337 | dollars as filed | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 14,000 | $11,340 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 503,201 | $9,462 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ACCOLADE INC | 00437E102 | COM | 110,492 | $9,200 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 503,396 | $7,471 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FORTINET INC COM | 34959E109 | Stock | 266,312 | $4,550 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 692,660 | $3,713 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 42,726 | $3,671 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 36,270 | $3,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 22,415 | $2,816 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 44,590 | $2,811 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 475,830 | $2,498 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 94,990 | $1,792 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,608 | $1,600 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 41,027 | $1,435 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 106,064 | $1,391 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 184,608 | $1,168 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 10,000 | $600 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,002 | $582 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| QUANTA SVCS INC | 74762E102 | COM | 91,070 | $422 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 81,987 | $399 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 12,639 | $324 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-24-000052 | superseded | 2024-01-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-24-000059 | this filing | 2024-01-25 | acceptance time not in the bulk data set |