13F-HR filed by Aequim Alternative Investments LP
Aequim Alternative Investments LP filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-15, with 105 holding rows worth $2,636,761,482.
- Accession
- 0001420506-23-002224
- Filer
- CIK 1728201
- Filed
- 2023-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 105 entries on the cover page, a total value of $2,636,761,482 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,636,761,482 with VALUE read as dollars as filed, 13F file number 028-19295. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 7,328,874 | $315,727,892 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 2,997,305 | $231,472,274 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 2,295,261 | $167,665,373 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 90,400,000 | $107,069,760 | dollars as filed | principal |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 1,294,187 | $89,570,812 | dollars as filed | |
| NISOURCE INC | 65473P121 | CONV | 900,000 | $87,705,000 | dollars as filed | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 90,000,000 | $83,250,000 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 70,000,000 | $81,935,000 | dollars as filed | principal |
| NICE SYS INC | 65366HAB9 | BOND | 38,163,000 | $77,280,075 | dollars as filed | principal |
| CNX RES CORP COM | 12653C108 | Stock | 2,512,300 | $56,727,734 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 73,500,000 | $55,676,274 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 60,590,000 | $51,721,139 | dollars as filed | principal |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 740,000 | $49,343,200 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 68,500,000 | $47,436,250 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 50,000,000 | $47,425,000 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 40,000,000 | $47,140,000 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 55,000,000 | $43,807,500 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 95,000,000 | $43,416,000 | dollars as filed | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 60,500,000 | $39,141,150 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 52,000,000 | $34,970,000 | dollars as filed | principal |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 40,000,000 | $34,760,000 | dollars as filed | principal |
| RBC BEARINGS INC | 75524B203 | CONV | 310,000 | $34,134,100 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 38,500,000 | $33,350,625 | dollars as filed | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 32,500,000 | $33,085,000 | dollars as filed | principal |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 41,300,000 | $31,028,690 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 30,000,000 | $31,020,000 | dollars as filed | principal |
| CLARIVATE PLC | G21810208 | CONV | 1,000,000 | $29,230,000 | dollars as filed | |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 10,000,000 | $29,090,000 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 30,000,000 | $27,825,000 | dollars as filed | principal |
| FORD MTR CO COM | 345370860 | Stock | 2,236,900 | $27,782,298 | dollars as filed | |
| VERADIGM INC | 01988PAF5 | BOND | 24,000,000 | $27,168,000 | dollars as filed | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,857,900 | $25,490,388 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 10,000,000 | $24,680,000 | dollars as filed | principal |
| Shopify Inc | 82509LAA5 | Convertible bond | 26,563,000 | $23,813,730 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAF4 | BOND | 14,550,000 | $23,287,275 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 25,000,000 | $21,625,000 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 25,000,000 | $20,047,500 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 20,000,000 | $18,340,000 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 20,500,000 | $17,886,250 | dollars as filed | principal |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 20,500,000 | $17,271,250 | dollars as filed | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 17,500,000 | $16,082,500 | dollars as filed | principal |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 20,000,000 | $15,830,000 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 17,500,000 | $15,207,500 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 20,000,000 | $15,000,000 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 17,500,000 | $14,360,500 | dollars as filed | principal |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 237,000 | $13,542,180 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 15,000,000 | $12,881,250 | dollars as filed | principal |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 9,500,000 | $12,789,375 | dollars as filed | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 11,925,000 | $12,276,788 | dollars as filed | principal |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 668,900 | $12,274,315 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 331,267 | $12,157,499 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 10,335,000 | $11,342,663 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 6,000,000 | $10,830,000 | dollars as filed | principal |
| SEAGEN INC | 81181C104 | COM | 50,000 | $10,607,500 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 12,500,000 | $10,064,028 | dollars as filed | principal |
| CUTERA INC | 232109AB4 | NOTE 2.250% 3/1 | 13,355,000 | $9,548,825 | dollars as filed | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 100,000 | $9,363,000 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 10,500,000 | $8,641,500 | dollars as filed | principal |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 440,000 | $8,219,200 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 10,000,000 | $7,313,000 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 7,500,000 | $7,284,750 | dollars as filed | principal |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 8,000,000 | $7,235,000 | dollars as filed | principal |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 7,500,000 | $6,944,091 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 7,500,000 | $6,825,000 | dollars as filed | principal |
| ZIFF DAVIS INC | 48123V102 | COM | 106,900 | $6,808,461 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 5,000,000 | $5,865,000 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 5,000,000 | $4,985,000 | dollars as filed | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 4,643,000 | $4,596,584 | dollars as filed | principal |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 6,000,000 | $4,521,000 | dollars as filed | principal |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 4,250,000 | $3,954,031 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 43,000 | $3,804,640 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,000,000 | $3,309,300 | dollars as filed | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 3,500,000 | $2,992,500 | dollars as filed | principal |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 3,000,000 | $2,559,300 | dollars as filed | principal |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 32,375 | $2,430,715 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463302 | CONV | 40,000 | $2,417,268 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 2,500,000 | $2,392,500 | dollars as filed | principal |
| Uber Technologies | 90353T100 | COM | 51,027 | $2,346,732 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,500,000 | $2,317,250 | dollars as filed | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 2,250,000 | $2,236,500 | dollars as filed | principal |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 2,500,000 | $2,211,000 | dollars as filed | principal |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 2,500,000 | $2,209,500 | dollars as filed | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 2,000,000 | $1,821,000 | dollars as filed | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 2,000,000 | $1,788,750 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 2,000,000 | $1,673,000 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 2,000,000 | $1,645,000 | dollars as filed | principal |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 1,500,000 | $1,335,768 | dollars as filed | principal |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 50,000 | $1,281,000 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 73,000 | $1,140,990 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 26,500 | $972,550 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 25,000 | $943,500 | dollars as filed | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 252,741 | $894,703 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 6,600 | $854,304 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 112,500 | $853,875 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 889,000 | $842,328 | dollars as filed | principal |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 6,600 | $523,908 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 414,191 | $505,313 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 500,000 | $386,669 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 22,500 | $376,875 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 30,000 | $372,900 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 20,000 | $334,600 | dollars as filed | |
| ALLURION TECHNOLOGIES INC WT EXP 080130 | 02008G110 | Stock | 122,500 | $111,475 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 243,290 | $73,522 | dollars as filed | |
| NOGIN INC | 65528N204 | COM NEW | 94,630 | $52,898 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 49,393 | $3,270 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-002224 | this filing | 2023-11-15 | acceptance time not in the bulk data set |