13F-HR filed by Ground Swell Capital, LLC
Ground Swell Capital, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 76 holding rows worth $61,022,337.
- Accession
- 0001420506-23-001995
- Filer
- CIK 1534450
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 76 entries on the cover page, a total value of $61,022,337 stated on the cover page (in dollars after the unit check, H1), rows summing to $61,022,337 with VALUE read as dollars as filed, 13F file number 028-16253. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 422,550 | $37,475,960 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,108 | $1,786,939 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20,000 | $1,773,800 | dollars as filed | call |
| Texas Instruments Incorporated | 882508104 | COM | 9,431 | $1,499,623 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 6,871 | $1,164,222 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,458 | $831,926 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 5,790 | $810,890 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,137 | $792,105 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 6,372 | $695,058 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 8,472 | $640,992 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,210 | $616,979 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 3,009 | $526,846 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 579 | $526,230 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,438 | $496,744 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,803 | $452,924 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,855 | $434,886 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 17,594 | $427,182 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 7,546 | $406,428 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 915 | $374,363 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,275 | $366,085 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 9,465 | $334,304 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,139 | $329,187 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,126 | $328,883 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 660 | $302,920 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 8,777 | $294,644 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 194 | $285,663 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,638 | $273,613 | dollars as filed | |
| VTI | 922908769 | COM | 1,276 | $271,035 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,458 | $270,243 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 148 | $269,887 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,539 | $265,213 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,553 | $262,499 | dollars as filed | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 12,828 | $252,045 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 916 | $248,712 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,733 | $245,549 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,135 | $242,305 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,227 | $241,412 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,281 | $240,399 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,404 | $240,063 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,701 | $238,650 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,878 | $237,493 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,405 | $236,820 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,486 | $229,795 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,595 | $223,922 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 375 | $220,748 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 253 | $219,738 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 3,454 | $219,087 | dollars as filed | |
| GIGACLOUD TECHNOLOGY INC | G38644103 | CLASS A ORD | 24,860 | $219,017 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,006 | $214,874 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 3,578 | $213,320 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 1,635 | $207,841 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,261 | $207,371 | dollars as filed | |
| IJH | 464287507 | COM | 822 | $204,966 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 12,294 | $118,145 | dollars as filed | |
| SIYATA MOBILE INC | 83013Q608 | COM | 40,412 | $113,558 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,252 | $73,210 | dollars as filed | |
| CHAINCE DIGITAL HOLDINGS INC | G59467202 | COMMON STOCK | 28,409 | $39,773 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 15,470 | $32,642 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 12,349 | $30,749 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 21,807 | $27,477 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 15,805 | $19,756 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 24,687 | $19,651 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 56,672 | $18,430 | dollars as filed | |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 17,264 | $15,710 | dollars as filed | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 13,599 | $15,095 | dollars as filed | |
| RENOVORX INC | 75989R107 | COM NEW | 11,481 | $14,466 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 10,966 | $14,146 | dollars as filed | |
| WISA TECHNOLOGIES INC | 86633R302 | COM | 22,040 | $13,182 | dollars as filed | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 10,760 | $13,020 | dollars as filed | |
| SADOT GROUP INC | 627333107 | COM | 18,323 | $12,808 | dollars as filed | |
| EXICURE INC | 30205M200 | COM NEW | 16,192 | $11,658 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 10,879 | $8,626 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 10,624 | $7,320 | dollars as filed | |
| MULTIMETAVERSE HOLDINGS LTD | G6360J136 | *W EXP 01/04/202 | 145,797 | $4,374 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 18,329 | $3,079 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 162,027 | $3,062 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-001995 | this filing | 2023-11-13 | acceptance time not in the bulk data set |