13F-HR filed by Atria Wealth Solutions, Inc.
Atria Wealth Solutions, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-08, with 1,857 holding rows worth $7,141,139,688.
- Accession
- 0001420506-23-001936
- Filer
- CIK 1927543
- Filed
- 2023-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 4,023 entries on the cover page, a total value of $7,141,139,688 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,141,139,688 with VALUE read as dollars as filed, 13F file number 028-22515. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCADARET, GRANT & CO. INC.028-22516
- included managerSCF Investment Advisors, Inc.028-22517
- included managerNEXT Financial Group, Inc028-16263
- included managerCUSO Financial Services L.P. /CA028-22518
- included managerWestern International Securities, Inc.028-22520
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 39,304 | $262,943 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 4,406 | $262,774 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 8,074 | $262,721 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 4,706 | $262,501 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 15,054 | $262,411 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 5,261 | $262,156 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 14,343 | $262,039 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,598 | $261,954 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 42,172 | $261,452 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,113 | $261,445 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 24,775 | $261,376 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 12,669 | $261,108 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,632 | $261,060 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 8,648 | $259,008 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 3,463 | $258,929 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 13,685 | $258,240 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,095 | $257,257 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 10,502 | $255,910 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 6,152 | $255,862 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 8,390 | $255,559 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 2,000 | $254,240 | dollars as filed | call |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,793 | $254,118 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 5,594 | $253,912 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 6,438 | $253,902 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 37,170 | $253,871 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,301 | $253,229 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 670 | $253,072 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 5,952 | $252,127 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 6,516 | $251,581 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,746 | $251,579 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 1,843 | $251,404 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,767 | $251,244 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,719 | $250,529 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 30,466 | $250,431 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 7,115 | $250,377 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 8,664 | $250,375 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,777 | $249,896 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,462 | $249,499 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,471 | $249,494 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 23,850 | $249,233 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 300 | $249,174 | dollars as filed | put |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 3,761 | $249,053 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 1,279 | $248,157 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 78,903 | $246,966 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,024 | $246,626 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 22,094 | $246,574 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,250 | $245,482 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,617 | $245,463 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 5,447 | $245,262 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 4,089 | $245,217 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 58,600 | $244,948 | dollars as filed | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,678 | $244,260 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,592 | $243,330 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 3,896 | $242,724 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,350 | $242,692 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F458 | FT VEST US EQT | 7,895 | $242,155 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 6,513 | $242,088 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,299 | $241,833 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 6,441 | $241,554 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,030 | $241,463 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 35,506 | $241,439 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 6,555 | $240,306 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,832 | $240,252 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 893 | $239,958 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 42,921 | $239,929 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,410 | $239,700 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,564 | $239,292 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 1,437 | $239,232 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 3,100 | $238,968 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 7,456 | $238,741 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,806 | $237,464 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 4,655 | $236,009 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,541 | $235,773 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 6,782 | $235,747 | dollars as filed | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 6,747 | $235,740 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 10,389 | $235,520 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 4,776 | $235,431 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 22,536 | $235,049 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 4,359 | $234,776 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,502 | $234,627 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125826 | ASIA INNOV ACTIV | 10,494 | $234,372 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 24,632 | $233,511 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 2,972 | $233,478 | dollars as filed | |
| CAPITOL SER TR | 14064D550 | FAIRLEAD TACTICA | 10,250 | $232,265 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 14,091 | $232,220 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 4,654 | $232,142 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 1,568 | $231,925 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 7,130 | $231,796 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 6,363 | $231,731 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,907 | $231,468 | dollars as filed | |
| WEX INC | 96208T104 | COM | 1,230 | $231,351 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 10,406 | $231,325 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 7,600 | $230,964 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,819 | $230,706 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 7,452 | $230,557 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 13,046 | $230,262 | dollars as filed | |
| PERFICIENT INC | 71375U101 | COM | 3,976 | $230,051 | dollars as filed | |
| ICF INTL INC | 44925C103 | COM | 1,902 | $230,048 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,000 | $230,010 | dollars as filed | call |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,531 | $229,990 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 2,035 | $229,874 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 7,249 | $229,721 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,500 | $228,975 | dollars as filed | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,839 | $228,645 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 6,119 | $228,294 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,787 | $228,216 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 24,025 | $227,756 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 58,993 | $227,712 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 29,926 | $227,438 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,236 | $227,255 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 7,012 | $226,908 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 6,958 | $226,612 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 6,480 | $226,493 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 5,583 | $226,335 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 25,226 | $226,276 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,356 | $225,310 | dollars as filed | |
| FIRSTCASH HOLDINGS INC | 33768G107 | COM | 2,242 | $225,052 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 2,152 | $224,109 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 60,200 | $223,944 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 4,408 | $223,926 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 8,812 | $223,902 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,600 | $223,783 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,439 | $223,627 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 15,443 | $223,460 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 9,226 | $223,361 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 9,439 | $223,146 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 3,276 | $223,063 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 4,183 | $221,397 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,768 | $220,503 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 6,345 | $220,360 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 6,383 | $220,022 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,966 | $219,850 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 20,392 | $219,826 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,532 | $219,621 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,019 | $219,223 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 8,129 | $219,197 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 3,685 | $219,196 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,182 | $219,176 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 1,726 | $219,017 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,580 | $218,815 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,307 | $218,401 | dollars as filed | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,504 | $218,365 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 559 | $217,747 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,379 | $217,399 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 33,031 | $217,345 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 7,335 | $217,336 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,517 | $217,087 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 7,049 | $217,067 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 3,193 | $216,645 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,316 | $216,322 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 96,200 | $215,641 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 4,751 | $215,458 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 8,465 | $215,011 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 3,442 | $214,884 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,321 | $214,677 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 16,072 | $214,237 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,235 | $214,048 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,366 | $213,759 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 4,680 | $213,455 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 4,982 | $213,412 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 7,242 | $213,362 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 7,890 | $213,346 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,870 | $213,063 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 10,299 | $212,880 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 17,645 | $212,804 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 8,309 | $212,463 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 7,937 | $212,315 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 2,393 | $212,292 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 6,318 | $212,222 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 6,252 | $211,974 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 26,325 | $211,653 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 691 | $210,976 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,414 | $210,856 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 263,106 | $209,432 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 14,675 | $208,825 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 35 | $208,716 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 3,531 | $208,117 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y814 | LADERD ALCTN PWR | 5,539 | $207,713 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 8,626 | $207,676 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 3,166 | $207,595 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 2,767 | $207,072 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 5,564 | $206,758 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 16,020 | $206,338 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 21,886 | $206,166 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1,000 | $206,000 | dollars as filed | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,020 | $205,940 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,637 | $205,844 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 26,000 | $205,660 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 5,478 | $204,713 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 3,317 | $204,427 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,936 | $203,760 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 11,491 | $203,391 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,422 | $203,386 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 19,771 | $202,872 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 2,666 | $202,296 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 953 | $202,179 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,542 | $201,794 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 9,687 | $201,490 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 5,456 | $201,326 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 3,985 | $201,043 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 45,900 | $201,042 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,013 | $201,020 | dollars as filed | |
| NULL | 09071M205 | NULL | 110,366 | $200,866 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 2,464 | $200,800 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,769 | $200,722 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 8,179 | $200,140 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,649 | $199,307 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 18,975 | $196,771 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 28,820 | $195,973 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 38,277 | $193,682 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 23,059 | $192,579 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 10,213 | $190,364 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 10,637 | $189,666 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 18,594 | $187,985 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 31,791 | $187,249 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,688 | $186,132 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 42,200 | $185,258 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 30,928 | $184,947 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 17,538 | $183,974 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 24,338 | $183,262 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 20,000 | $183,200 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 15,000 | $181,500 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 17,783 | $181,387 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 12,950 | $181,337 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 11,906 | $180,256 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 10,889 | $178,471 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 63,726 | $177,797 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 15,059 | $176,798 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 35,665 | $176,186 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,027 | $175,132 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 14,526 | $174,026 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 10,983 | $173,963 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 18,204 | $172,940 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 16,900 | $172,887 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 35,200 | $171,072 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,600 | $169,303 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 11,253 | $164,512 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 86,025 | $164,308 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 83,444 | $162,716 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 13,344 | $162,530 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 21,466 | $158,207 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 10,340 | $157,899 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 10,500 | $152,145 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,792 | $151,848 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 14,504 | $149,413 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 33,300 | $149,184 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 12,300 | $148,630 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,174 | $147,427 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 14,414 | $146,791 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 12,202 | $143,250 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 22,088 | $141,805 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,522 | $138,733 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 34,605 | $137,037 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 11,401 | $135,556 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 35,133 | $131,747 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 48,950 | $131,187 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 14,256 | $130,585 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 25,745 | $127,953 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 23,885 | $127,307 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 41,735 | $126,040 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 21,000 | $125,790 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 15,117 | $125,472 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 97,930 | $125,350 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 26,268 | $123,985 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 13,500 | $120,690 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 21,610 | $117,126 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 13,950 | $116,848 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 15,044 | $115,904 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 31,416 | $115,104 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,000 | $113,814 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 14,211 | $113,688 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 42,577 | $113,681 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 10,344 | $111,659 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,875 | $106,991 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,425 | $104,694 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 12,008 | $103,989 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 33,433 | $103,977 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 12,080 | $103,042 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 16,200 | $101,250 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 19,762 | $99,630 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 81,010 | $98,022 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 10,600 | $96,778 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 11,866 | $96,472 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 20,895 | $95,701 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 21,192 | $95,364 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,175 | $91,921 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 11,776 | $90,438 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 10,000 | $89,100 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 16,283 | $88,417 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 11,650 | $87,841 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,227 | $86,827 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 16,925 | $86,318 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 41,361 | $81,692 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 30,000 | $81,600 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,919 | $81,546 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 11,500 | $81,305 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 16,550 | $81,261 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 13,285 | $80,374 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,505 | $78,281 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,600 | $76,734 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,300 | $76,347 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 20,000 | $75,800 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 15,225 | $72,699 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 10,280 | $72,371 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 14,000 | $68,767 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 15,050 | $68,628 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,991 | $67,759 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,256 | $65,578 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 10,274 | $63,598 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 33,055 | $59,830 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 21,898 | $57,811 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 25,880 | $55,642 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 15,900 | $53,583 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 10,000 | $51,000 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 16,000 | $48,800 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,480 | $48,313 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 28,000 | $46,480 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 24,136 | $46,341 | dollars as filed | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 10,488 | $46,146 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 58,840 | $44,301 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 10,000 | $43,800 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 12,500 | $43,375 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 29,255 | $41,835 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 20,907 | $39,723 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 21,007 | $39,493 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 13,261 | $38,457 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 15,900 | $38,001 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 21,105 | $37,356 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 17,388 | $36,689 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 10,000 | $36,400 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,900 | $36,001 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 11,000 | $33,880 | dollars as filed | |
| NUTRIBAND INC | 67092M208 | COM NEW | 12,568 | $32,048 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 11,302 | $31,193 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 14,500 | $30,740 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,000 | $29,250 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 13,040 | $26,341 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 16,000 | $25,600 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 11,900 | $25,228 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 21,500 | $24,295 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 88,720 | $21,390 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 10,910 | $16,801 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 21,025 | $16,456 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 23,325 | $15,278 | dollars as filed | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 17,730 | $12,216 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 10,500 | $12,180 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 11,535 | $12,112 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 33,018 | $11,622 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 17,000 | $10,370 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 21,426 | $8,879 | dollars as filed | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 11,711 | $8,584 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 12,200 | $7,368 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 10,000 | $7,365 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 14,333 | $6,815 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 45,200 | $5,957 | dollars as filed | |
| XOS INC | 98423B108 | COM | 17,000 | $5,845 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 123,540 | $4,200 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-001936 | this filing | 2023-11-08 | acceptance time not in the bulk data set |