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13F-HR filed by Sigma Planning Corp

Sigma Planning Corp filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-06, with 1,197 holding rows worth $2,667,744,905.

Accession
0001420506-23-001919
Filed
2023-11-06
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2023

A holdings report, 1,197 entries on the cover page, a total value of $2,667,744,905 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,667,744,905 with VALUE read as dollars as filed, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ISHARES TR46434V738CORE MSCI EURO5,020$249,299dollars as filed
KNIGHT-SWIFT TRANSN HLDGS IN499049104CL A4,969$249,239dollars as filed
EDISON INTL COM281020107Stock3,919$248,066dollars as filed
ISHARES TR464288737GLB CNSM STP ETF4,344$247,889dollars as filed
SPDR SERIES TRUST78468R861STATE STRET SPDR13,691$247,537dollars as filed
CREDIT SUISSE ASSET MGMT INC224916106COM94,761$245,432dollars as filed
INNOVATOR ETFS TRUST45782C276GRWT100 PWR BUF4,828$245,262dollars as filed
DIMENSIONAL ETF TRUST25434V708US CORE EQUITY 29,339$244,701dollars as filed
ANTERO RESOURCES CORP COM03674X106Stock9,581$243,166dollars as filed
CGI INC CL A SUB VTG12532H104Stock2,452$241,497dollars as filed
GOLDMAN SACHS ETF TR381430503ACTIVEBETA US LG2,845$239,644dollars as filed
ISHARES TR46434V381FUTU EXPO TE ETF4,576$238,917dollars as filed
SYLVAMO CORP871332102COMMON STOCK5,437$238,914dollars as filed
iShares S&P Global Clean Energy Index Fund464288224COM16,325$238,679dollars as filed
DOORDASH INC CL A25809K105Stock3,001$238,489dollars as filed
JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF46641Q654ETF4,708$237,549dollars as filed
INVESCO EXCHANGE TRADED FD T46137V332S&P500 EQL HLT8,655$237,174dollars as filed
VIATRIS INC COM92556V106Stock23,987$236,512dollars as filed
OLD DOMINION FREIGHT LINE INC COM679580100Stock576$236,070dollars as filed
DICKS SPORTING GOODS INC COM253393102Stock2,173$236,036dollars as filed
PUBLIC STORAGE COM74460D109REIT891$235,036dollars as filed
FIDELITY MERRIMACK STR TR316188101CORP BOND ETF5,377$235,029dollars as filed
NUVEEN AMT FREE QLTY MUN INC670657105COM24,279$235,021dollars as filed
LKQ CORP COM501889208Stock4,746$234,996dollars as filed
GRAPHIC PACKAGING HLDG CO COM388689101Stock10,544$234,933dollars as filed
ISHARES TR464288612INTRM GOV CR ETF2,310$234,155dollars as filed
ATLASSIANCORPCLASSA049468101STOK1,161$233,953dollars as filed
BADGER METER INC COM056525108Stock1,620$233,069dollars as filed
KLA CORP482480100COM508$233,041dollars as filed
SNOWFLAKE INC COM SHS833445109Stock1,520$232,210dollars as filed
AMERIPRISE FINL INC COM03076C106Stock704$232,199dollars as filed
FIRST TR EXCHNG TRADED FD VI33740U844FT VEST U.S6,985$231,379dollars as filed
ISHARES MORNINGSTAR ETF SMALL CAP VALUE464288703ETF4,452$230,535dollars as filed
FIRST TR EXCHNG TRADED FD VI33740F425CMN7,623$229,833dollars as filed
BLACKROCK RESOURCES & COMMODIT09257A108SHS24,909$229,418dollars as filed
PACCAR INC COM693718108Stock2,687$228,468dollars as filed
EATON VANCE SENIOR FLOATING-RA27828Q105COM18,774$227,357dollars as filed
CENTENE CORP DEL COM15135B101Stock3,290$226,643dollars as filed
ICON PUB LTD CO SHSG4705A100Stock919$226,304dollars as filed
V F CORP COM918204108Stock12,785$225,917dollars as filed
ATLANTICA YIELD PLCG0751N103SHS11,823$225,819dollars as filed
PARAMOUNT GLOBAL92556H206CLASS B COM17,436$224,927dollars as filed
LIMBACH HLDGS INC53263P105COM7,062$224,077dollars as filed
ETF SER SOLUTIONS26922A172NATIONWIDE NASDQ11,110$223,870dollars as filed
RIOT PLATFORMS INC767292105COM23,981$223,752dollars as filed
WEBSTER FINL CORP947890109COM5,543$223,438dollars as filed
DOCUSIGN INC COM256163106Stock5,311$223,062dollars as filed
iShares iBonds Dec. 2026 Municipal Bond ETF46435U259ETF8,985$222,924dollars as filed
SOFI TECHNOLOGIES INC COM83406F102Stock27,761$221,810dollars as filed
NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS636274409STOK3,643$220,928dollars as filed
CAPITAL GRP FIXED INCM ETF T14020Y409SHORT DURATION8,816$220,760dollars as filed
NUTRIEN LTD COM67077M108Stock3,569$220,427dollars as filed
KKR & CO INC48251W104COM3,572$220,068dollars as filed
ROYAL CARIBBEAN GROUP COMV7780T103Stock2,378$219,142dollars as filed
INVESCO EXCH TRADED FD TR II46138E537NATL AMT MUNI9,801$217,193dollars as filed
INVESCO EXCH TRADED FD TR II46138E784EMRNG MKT SVRG11,885$217,139dollars as filed
OMNICOM GROUP INC COM681919106Stock2,914$217,070dollars as filed
ARBOR REALTY TRUST INC038923108COM14,292$216,963dollars as filed
EATON VANCE SHORT DURATION D27828V104COM20,909$216,832dollars as filed
BOSTON BEER INC CL A100557107Stock552$215,021dollars as filed
NUVEEN MULTI ASSET INCOME FUND670750108COM19,249$214,059dollars as filed
TYLER TECHNOLOGIES INC COM902252105Stock552$213,149dollars as filed
ABRDN ETFS003261104BBRG ALL COMD K110,066$212,493dollars as filed
SYNAPTICS INC COM87157D109Stock2,374$212,331dollars as filed
PROSHARES TR74347B698RUSS 2000 DIVD3,738$211,509dollars as filed
TERADYNE INC COM880770102Stock2,105$211,481dollars as filed
WABASH NATIONAL CORP929566107COMMON STOCK10,010$211,411dollars as filed
GREAT AJAX CORP38983D409PREF CONV8,696$209,748dollars as filed
ISHARES TR46435U168IBONDS 25 TRM HG9,143$209,651dollars as filed
FIRST TR EXCHANGE TRADED FD33741L108CMN8,397$209,560dollars as filed
SELECT MED HLDGS CORP81619Q105COM8,290$209,488dollars as filed
FIDELITY COVINGTON TRUST316092345BLUE CHIP VALUE7,608$209,294dollars as filed
DELL TECHNOLOGIES INC CL C24703L202Stock3,028$208,661dollars as filed
CAMBRIA ETF TR132061201SHSHLD YIELD ETF3,361$207,915dollars as filed
GLOBAL X FDS37954Y848GLOBAL X SILVER8,677$207,403dollars as filed
BANK OF NY MELLON CORP COM064058100Stock4,860$207,286dollars as filed
ZIM INTEGRATED SHIPPING SERVM9T951109SHS19,796$206,870dollars as filed
WEST PHARMACEUTICAL SVSC INC COM955306105Stock551$206,765dollars as filed
PINTEREST INC CL A72352L106Stock7,641$206,561dollars as filed
TECHNIPFMC PLC COMG87110105Stock10,121$205,861dollars as filed
HEALTHCARE RLTY TR CL A COM42226K105REIT13,453$205,427dollars as filed
EATON VANCE RISK-MANAGED DIVSF27829G106COM26,703$205,084dollars as filed
WARNER BROS DISCOVERY INC COM SER A934423104Stock18,845$204,666dollars as filed
OLIN CORP680665205COM PAR $14,054$202,668dollars as filed
FLEXSHARES TR33939L407MORNSTAR UPSTR5,010$202,604dollars as filed
STOCK YDS BANCORP INC861025104COM5,155$202,540dollars as filed
DISCOVER FINL SVCS254709108COM2,333$202,180dollars as filed
TORTOISE MIDSTREAM ENERGY FUND89148B200COM5,916$202,117dollars as filed
CVR ENERGY, INC.12662P108COM5,915$201,302dollars as filed
FIRST TR EXCHANGE-TRADED FD33734X168MATERIALS ALPH3,192$201,226dollars as filed
TELADOC HEALTH INC87918A105COM10,823$201,200dollars as filed
BLACKROCK UTILS INFRASTRUCTU09248D104COM10,120$200,680dollars as filed
Vanguard S&P Mid-Cap 400 ETF921932885SHS2,373$200,658dollars as filed
PENNANTPARK FLOATING RATE CA70806A106COM18,616$198,454dollars as filed
GLOBAL X FDS37950E291GLOBX SUPDV US12,141$196,626dollars as filed
GABELLI GLOBAL UTIL & INCOME36242L105COM SH BEN INT14,402$194,573dollars as filed
ETF MANAGERS TR26924G102PRIME JUNIR SLVR22,878$194,012dollars as filed
CUMULUS MEDIA INC231082801COM CL A38,105$193,954dollars as filed
MEDICAL PROPERTIES TRUST INC COM58463J304REIT35,442$193,162dollars as filed
TCW CONV SECS FD INC872340104COM41,951$192,138dollars as filed
INTENSITY THERAPEUTICS INC45828J103COM48,144$191,132dollars as filed
MEDICENNA THERAPEUTICS F58490H107FOREIGN CANADIAN634,550$187,129dollars as filed
LITHIUM AMERS CORP NEW53680Q207COM NEW10,995$187,041dollars as filed
MANULIFE FINL CORP56501R106COM10,178$186,061dollars as filed
SCULPTOR CAP MGMT811246107COM CL A15,988$185,463dollars as filed
GOLDEN OCEAN GROUP LTDG39637205SHS NEW22,172$174,716dollars as filed
PROSPECT CAP CORP74348TAT9BOND175,000$173,525dollars as filedprincipal
ATOMERA INC04965B100COMMON STOCK26,750$167,455dollars as filed
PLUG PWR INC72919P202COM NEW21,876$166,262dollars as filed
GUGGENHEIM TAXABLE MUNICP BO401664107COM10,671$165,833dollars as filed
NEW GERMANY FD INC644465106COM19,446$158,880dollars as filed
XEROX HOLDINGS CORP98421M106COM NEW10,014$157,127dollars as filed
FISKER INC33813J106CL A COM STK24,289$155,941dollars as filed
OLD NATL BANCORP IND680033107COM10,523$153,005dollars as filed
BlackRock Muniy Michigan09254V105Fund15,110$150,049dollars as filed
BLACKROCK MUNI INCOME TR II09249N101COM16,359$149,525dollars as filed
EATON VANCE TAX-MANAGED DIVE27828N102COM12,638$145,851dollars as filed
COMSTOCK RES INC COM205768302Stock13,202$145,620dollars as filed
FIRST TR EXCHANGE-TRADED FD33735T109COMMON SHS13,361$145,507dollars as filed
INDEPENDENCE RLTY TR INC45378A106COM10,168$143,074dollars as filed
SAN JUAN BASIN RTY TR798241105UNIT BEN INT20,333$140,914dollars as filed
EZCORP INC302301106CL A NON VTG16,396$135,272dollars as filed
HALEON PLC SPON ADS405552100ADR15,590$129,869dollars as filed
AMPLIFY ETF TR032108847HIGH INCOME11,531$128,114dollars as filed
PURECYCLE TECHNOLOGIES INC74623V103COM22,507$126,264dollars as filed
HERTZ GLOBAL HLDGS INC42806J700COM NEW10,207$125,036dollars as filed
PIMCO CORPORATE & INCM STRG72200U100COM10,273$125,023dollars as filed
ALLIANCEBERNSTEIN GLOBAL HIG01879R106COM12,881$124,950dollars as filed
RUM GROUP INC COM CL A78137L105Stock24,341$124,139dollars as filed
AGEX THERAPEUTICS INC00848H108COM181,385$123,342dollars as filed
VanEck Vectors Mortgage R92189F452MTG REIT INCOME10,550$119,954dollars as filed
ABERDEEN ASIA-PACIFIC INCOME F003009107COM47,953$117,485dollars as filed
NEWELL BRANDS INC COM651229106Stock13,009$117,477dollars as filed
EDITAS MEDICINE INC28106W103COM14,558$113,553dollars as filed
374WATER INC88583P104COM90,243$111,901dollars as filed
B & G FOODS INC05508R106COM11,202$110,792dollars as filed
ADVISORSHARES TR00768Y453PURE US CANNABIS13,277$105,421dollars as filed
BARINGS BDC INC06759L103COM11,523$102,672dollars as filed
REDWOOD TRUST INC758075402COM13,838$98,671dollars as filed
BEYOND MEAT INC08862E109COM10,220$98,316dollars as filed
INVESCO MUNI OPPORTUNITY TRUST46132C107COM11,681$96,140dollars as filed
FS CREDIT OPPORTUNITIES CORP30290Y101COMMON STOCK16,768$90,884dollars as filed
CHIMERA INVESTMENT CORP16934Q208COM NEW16,053$87,651dollars as filed
STEM INC85859N102COM20,075$85,118dollars as filed
MATTERPORT INC577096100COM CL A38,608$83,779dollars as filed
SIBANYE STILLWATER LTD SPONSORED ADR82575P107ADR12,781$78,859dollars as filed
HECLA MNG CO422704106COM19,887$77,762dollars as filed
QUANTUMSCAPE CORP COM CL A74767V109Stock11,344$75,895dollars as filed
HARBOR CUSTOM41150T207PFD16,511$73,639dollars as filed
DOCGO INC256086109COM13,600$72,488dollars as filed
COEUR MNG INC COM NEW192108504Stock31,670$70,307dollars as filed
SIRIUS XM HOLDINGS INC82968B103COM14,126$63,854dollars as filed
CBRE GBL REAL ESTATE INC FD COM12504G100CEF14,060$63,271dollars as filed
ETFMG26924G508EXCHANGE TRADED17,245$62,947dollars as filed
LANTERN PHARMA INC51654W101COM18,125$61,806dollars as filed
FIRST MAJESTIC SILVER CORP32076V103COM11,701$60,028dollars as filed
ABRDN GLOBAL PREMIER PPTYS F00302L108COM SH BEN INT16,180$58,897dollars as filed
BLACKBERRY LTD COM09228F103Stock12,326$58,055dollars as filed
TFF PHARMACEUTICALS INC87241J104COM145,050$50,768dollars as filed
HANESBRANDS INC410345102COM11,861$46,971dollars as filed
NIKOLA CORP654110105COM29,644$46,541dollars as filed
NOKIA CORP654902204SPONSORED ADR11,999$44,878dollars as filed
OXFORD SQUARE CAP CORP69181V107COM13,932$41,936dollars as filed
SAFE BULKERS INCY7388L103COMMON STOCK11,518$37,319dollars as filed
FUELCELL ENERGY INC35952H601COM28,595$36,602dollars as filed
EVGO INC30052F100CL A COM10,700$36,166dollars as filed
NEWELL BRANDS INC COM651229106Stock25,000$33,758dollars as filedput
DENISON MINES CORP248356107COM19,500$32,175dollars as filed
TILRAY INC88688T100COM CL 212,989$31,044dollars as filed
EVOGENE LTDM4119S104SHS50,985$29,903dollars as filed
TPI Composites Inc87266J104Common Stock10,011$26,529dollars as filed
PROSHARES TR74347R206PSHS ULTRA QQQ375,000$25,920dollars as filedcall
OPKO HEALTH INC68375N103COM15,102$24,163dollars as filed
PORTAGE BIOTECH INCG7185A128COM11,508$24,052dollars as filed
PITNEY BOWES INC COM724479100Stock15,500$22,650dollars as filedput
PERFORMANCE SHIPPING INCY67305154FOREIGN10,700$21,079dollars as filed
PLATINUM GROUP METALS LTD72765Q882CMN18,500$20,905dollars as filed
ANGI INC CLASS A00183L102CL A10,200$20,196dollars as filed
ZOMEDICA CORP COM98980M109Stock114,500$19,133dollars as filed
IMMUNITYBIO INC45256X103COM11,050$18,675dollars as filed
LUMEN TECHNOLOGIES INC550241103COM12,943$18,380dollars as filed
RED CAT HLDGS INC75644T100COM13,683$13,260dollars as filed
EIGER BIOPHARMACEUTICALS INC28249U105COM41,500$12,658dollars as filed
CANOPY GROWTH CORP138035100COM14,388$11,263dollars as filed
TUPPERWARE BRANDS CORP899896104COM11,900$11,128dollars as filedput
CLOVER HEALTH INVESTMENTS CO18914F103COMMON STOCK10,274$11,096dollars as filed
BIOSIG TECHNOLOGIES INC09073N201COM NEW20,900$10,226dollars as filed
Nine Energy Service Inc65441VAC5Corporate10,000$9,271dollars as filedprincipal
GENWORTH FINL INC37247D106COM SHS23,700$7,988dollars as filedput
MOLECULIN BIOTECH INC60855D200COMMON17,000$7,268dollars as filed
GT BIOPHARMA INC36254L209COM NEW20,395$4,917dollars as filed
SOLUNA HOLDINGS INC583543103COM NEW18,807$3,942dollars as filed
EZCORP INC302301106CL A NON VTG11,700$3,730dollars as filedput
BIOSIG TECHNOLOGIES INC09073N201COM NEW15,900$795dollars as filedcall
NOKIA CORP654902204SPONSORED ADR13,200$660dollars as filedput
PRESIDIO PPTY TR INC74102L113*W EXP 01/24/20215,115$514dollars as filed
UBS GROUP AG SHSH42097107Stock25,000$250dollars as filedcall

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001420506-23-001919this filing2023-11-06acceptance time not in the bulk data set