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Disclosery

13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC

EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-17, with 132 holding rows worth $404,952,565.

Accession
0001420506-23-001822
Filer
CIK 1143261
Filed
2023-10-17
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2023

A holdings report, 132 entries on the cover page, a total value of $404,952,565 stated on the cover page (in dollars after the unit check, H1), rows summing to $404,952,565 with VALUE read as dollars as filed, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
HORIZON THERAPEUTICS PLCG46188101SHS642,800$74,365,532dollars as filedcall
B. RILEY FINANCIAL INC05580M108COM1,074,005$44,023,465dollars as filed
HORIZON THERAPEUTICS PLCG46188101SHS304,700$35,250,743dollars as filedput
SEAGEN INC81181C104COM151,400$32,119,510dollars as filedcall
VMWARE, INC.928563402CL A COM174,500$29,050,760dollars as filedput
SEAGEN INC81181C104COM132,800$28,173,520dollars as filedput
ACTVISION BLIZZARD INC00507V109COM261,100$24,446,793dollars as filedput
ACTVISION BLIZZARD INC00507V109COM204,800$19,175,424dollars as filedcall
VMWARE, INC.928563402CL A COM113,800$18,945,424dollars as filedcall
BROOKFIELD INFRASTRUCT FCLASS A11275Q107FOREIGN CANADIAN278,700$9,849,258dollars as filedput
OCCIDENTAL PETE CORP WT EXP 080327674599162Stock217,200$9,393,900dollars as filed
BROOKFIELD INFRASTRUCT FCLASS A11275Q107FOREIGN CANADIAN208,500$7,368,390dollars as filedcall
ACTVISION BLIZZARD INC00507V109COM64,469$6,036,232dollars as filed
APPLIED DIGITAL CORP COM NEW038169207Stock808,812$5,046,987dollars as filed
GINKGO BIOWORKS HOLDINGS INC37611X100CL A SHS2,528,088$4,575,839dollars as filed
SPDR GOLD TR78463V107GOLD SHS23,500$4,029,075dollars as filed
BIOHAVEN LTDG1110E107COM154,300$4,013,343dollars as filedput
CAPRI HOLDINGS LIMITEDG1890L107SHS74,000$3,893,140dollars as filedcall
NATIONAL INSTRS CORP636518102COM46,300$2,760,406dollars as filedput
ANGEL OAK FINL STRATEGIES IN03464A100COM BEN INT210,039$2,528,870dollars as filed
AMC ENTMT HLDGS INC00165C302CL A NEW297,000$2,373,030dollars as filedcall
NATIONAL INSTRS CORP636518102COM38,600$2,301,332dollars as filed
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR44,300$2,270,375dollars as filedput
CANADIAN PACIFIC KANSAS CITY COM13646K108Stock28,800$2,143,008dollars as filed
AMEDISYS INC023436108COM22,000$2,054,800dollars as filedput
SYNCHRONOSS TECHNOLOGIES INC87157B103COM1,913,141$1,836,615dollars as filed
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR33,891$1,736,914dollars as filed
SPDR GOLD TR78463V107GOLD SHS10,100$1,731,645dollars as filedcall
LILIUM N VN52586109COM2,322,608$1,656,716dollars as filed
JPMorgan Chase & Co46625H100COM9,700$1,406,694dollars as filed
AMEDISYS INC023436108COM14,300$1,335,620dollars as filed
BIOHAVEN LTDG1110E107COM49,250$1,280,993dollars as filed
VMWARE, INC.928563402CL A COM7,200$1,198,656dollars as filed
SPIRIT AIRLS INC848577102COM71,500$1,179,750dollars as filed
SPIRIT AIRLS INC848577102COM71,500$1,179,750dollars as filedput
SPY78462F103SHS2,702$1,155,051dollars as filed
DOUBLEDOWN INTERACTIVE CO LT25862B109ADS131,127$1,111,957dollars as filed
BABCOCK & WILCOX ENTERPRISES05614L209COM257,492$1,084,041dollars as filed
CANADIAN PACIFIC KANSAS CITY COM13646K108Stock14,400$1,071,504dollars as filedcall
STRATASYS LTDM85548101SHS61,900$842,459dollars as filedput
CADIZ INC127537207COM NEW244,800$810,288dollars as filed
CANADIAN PACIFIC KANSAS CITY COM13646K108Stock10,000$744,100dollars as filedput
ORION S.A.L72967109COM34,093$725,499dollars as filed
Advanced Micro Devices,Inc.007903107COM6,500$668,330dollars as filedput
CIRCOR INTL INC17273K109COM11,700$652,275dollars as filedput
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR11,500$589,375dollars as filedcall
CAPRI HOLDINGS LIMITEDG1890L107SHS10,700$562,927dollars as filedput
ANGEL OAK MORTGAGE REIT INC COM03464Y108REIT53,791$458,837dollars as filed
AMC ENTMT HLDGS INC00165C302CL A NEW56,487$451,331dollars as filed
TEGNA INC COM87901J105Stock26,500$386,105dollars as filed
TEGNA INC COM87901J105Stock26,500$386,105dollars as filedput
THE ARENA GROUP HOLDINGS INC040044109CMN87,921$376,302dollars as filed
STRATASYS LTDM85548101SHS18,700$254,507dollars as filedcall
CIRCOR INTL INC17273K109COM3,300$183,975dollars as filed
PHARMACYTE BIOTECH INC71715X203COM NEW82,727$173,727dollars as filed
COHERUS ONCOLOGY INC19249H103COM40,500$151,470dollars as filedput
MARA HOLDINGS INC COM565788106Stock16,100$136,850dollars as filed
AMC ENTMT HLDGS INC00165C302CL A NEW16,400$131,036dollars as filedput
Oracle Corporation68389X105COM1,000$105,920dollars as filed
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share8,000$88,160dollars as filedcall
SPIRIT AIRLS INC848577102COM5,000$82,500dollars as filedcall
GREEN PLAINS INC393222104COM2,700$81,270dollars as filed
BIGBEAR AI HLDGS INC08975B117*W EXP 12/08/202179,869$80,941dollars as filed
GAMESTOP CORP36467W109CL A4,700$77,362dollars as filed
STRATASYS LTDM85548101SHS4,600$62,606dollars as filed
ISHARES TR46428743220 YR TR BD ETF500$44,345dollars as filedput
ISHARES TR46428743220 YR TR BD ETF500$44,345dollars as filedcall
LUCID GROUP INC549498103COM7,900$44,161dollars as filed
CARVANA CO CL A146869102Stock1,000$41,980dollars as filed
ORIGIN MATERIALS INC68622D106COM28,128$36,004dollars as filed
COHERUS ONCOLOGY INC19249H103COM7,944$29,711dollars as filed
CARVANA CO CL A146869102Stock600$25,188dollars as filedput
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share2,100$23,142dollars as filedput
TOWER SEMICONDUCTOR LTD SHS NEWM87915274Stock900$22,104dollars as filedput
Livewire Group Inc W Exp 09/26/20253838J113SPAC Combination54,750$19,168dollars as filed
ISHARES TR46428743220 YR TR BD ETF200$17,738dollars as filed
GCM GROSVENOR INC36831E116W EXP 11/17/20264,800$16,913dollars as filed
TEGNA INC COM87901J105Stock1,100$16,027dollars as filedcall
EVE HLDG INC WTS EXP 05/09/20229970n112WT19,996$14,199dollars as filed
GAMESTOP CORP36467W109CL A700$11,522dollars as filedcall
Advanced Micro Devices,Inc.007903107COM100$10,282dollars as filed
TOWER SEMICONDUCTOR LTD SHS NEWM87915274Stock400$9,824dollars as filed
AMEDISYS INC023436108COM100$9,340dollars as filedcall
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share800$8,816dollars as filed
PROSHARES TR II74347Y771FUND500$8,105dollars as filed
NATIONAL VISION HLDGS INC COM63845R107Stock500$8,090dollars as filed
ARK ETF TR00214Q104INNOVATION ETF200$7,934dollars as filed
PROSHARES TR74347G739FUND500$7,000dollars as filed
BRIDGETOWN HOLDINGS LTDG1355U121*W EXP 09/30/20218,982$6,454dollars as filed
TEUCRIUM COMMODITY TR88166A508WHEAT FD1,000$5,570dollars as filed
SABRE CORP COM78573M104Stock1,000$4,490dollars as filed
ICAHN ENTERPRISES LP451100101Common Stock209$4,134dollars as filed
TMC THE METALS CO INC87261Y106COMMON STOCK4,000$3,965dollars as filed
MSP RECOVERY INC553745126*W EXP 05/20/202500,000$3,950dollars as filed
ETFMG26924G508EXCHANGE TRADED1,000$3,650dollars as filed
ALPHA TAU MEDICAL LTD WT EXPM0740A116Stock11,576$2,924dollars as filed
NIOCORP DEVS LTD654484153*W EXP 03/17/2025,000$2,919dollars as filed
OXUS ACQUISITION CORPG6859L121*W EXP 99/99/99915,000$1,875dollars as filed
OCEANTECH ACQUISITIONS I COR675507115*W EXP 99/99/99963,700$1,752dollars as filed
ACE GLOBAL BUSINESS ACQU LTDG0083E110*W EXP 02/20/20250,000$1,480dollars as filed
CEPTON INC15673X119*W EXP 06/01/20252,800$1,441dollars as filed
ADIT EDTECH ACQUISITION CORP007024110*W EXP 99/99/99922,045$1,323dollars as filed
HAWAIIAN ELEC INDS INC MTN B419870100COM100$1,231dollars as filed
SEASTAR MEDICAL HOLDING CORP81256L112WTS80,399$1,134dollars as filed
GORILLA TECHNOLOGY GROUP INCG4000K118*W EXP 99/99/99915,000$881dollars as filed
BROOGE ENERGY LTDG1611B115*W EXP 12/20/20256,885$859dollars as filed
INPIXON45790J867COMMON7,500$839dollars as filed
DUNE ACQUISITION CORP265334110*W EXP 10/29/20210,000$700dollars as filed
FAT PROJECTS ACQUISITION CORG3400W110*W EXP 08/31/20220,843$677dollars as filed
MULTIMETAVERSE HOLDINGS LTDG6360J136*W EXP 01/04/20222,138$664dollars as filed
D-WAVE QUANTUM INC26740W117*W EXP 08/05/2025,300$604dollars as filed
7GC & CO HOLDINGS INC81786A115*W EXP 12/28/2025,000$429dollars as filed
ASSET ENTITIES INC CL B NEW04541A105Stock800$396dollars as filed
OSIRIS ACQUISITION CORP68829A111*W EXP 05/01/20211,900$359dollars as filed
AGILETHOUGHT INC 11.5000EXP01/10/202500857F118WARR34,696$343dollars as filed
Revelation Biosciences Inc W Exp 01/10/20276135L119SPAC Combination20,000$338dollars as filed
VIEW INC92671V114*W EXP 03/08/20230,000$300dollars as filed
MONTEREY INNOVATION ACQUI CO61240F116*W EXP 09/30/20210,000$287dollars as filed
TEMPO AUTOMATION HOLDINGS IN88024M116*W EXP 09/30/20229,332$264dollars as filed
PRIVETERRA ACQUISITION CORP876545112*W EXP 01/07/2024,800$250dollars as filed
ELECTRIQ POWER HOLDINGS INC285046116WT7,000$199dollars as filed
CELULARITY INC151190113*W EXP 07/16/20210,600$161dollars as filed
CF ACQUISITION CORP IV12520T110*W EXP 12/31/2022,500$125dollars as filed
HIPPO HLDGS INC433539111*W EXP 08/02/2025,800$110dollars as filed
PRESTO AUTOMATION INC (U.S.)74113T113COM1,600$80dollars as filed
Anghami Inc W Exp 02/03/202G0369L119SPAC Combination2,500$74dollars as filed
SONDER HOLDINGS INC83542D110*W EXP 01/18/2022,600$42dollars as filed
BLUESCAPE OPPORTUNITIES ACQUG1195N113*W EXP 10/28/2024,000$35dollars as filed
Apple Inc037833100COM200$0dollars as filedcallValue filed as zero, left out of ratios.
Tesla Motors, Inc88160R101COM18,200$0dollars as filedcallValue filed as zero, left out of ratios.
UNITED STATES STL CORP NEW912909108COM200$0dollars as filedcallValue filed as zero, left out of ratios.
MAXLINEAR INC57776J100COM400$0dollars as filedcallValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001420506-23-001822this filing2023-10-17acceptance time not in the bulk data set