13F-HR/A filed by INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2023-09-30, filed 2023-10-10, with 619 holding rows worth $730,703,489.
- Accession
- 0001420506-23-001801
- Filer
- CIK 1818604
- Filed
- 2023-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, amendment of type restatement, 620 entries on the cover page, a total value of $730,703,489 stated on the cover page (in dollars after the unit check, H1), rows summing to $730,703,489 with VALUE read as dollars as filed, 13F file number 028-20301. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FISERV INC | 337738108 | COM | 11,602 | $190,673 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 14,643 | $188,904 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 10,000 | $186,400 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 13,442 | $185,753 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 21,909 | $184,912 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 11,312 | $184,272 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 29,666 | $182,743 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 36,011 | $180,775 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 53,079 | $177,815 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 231,213 | $174,032 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 44,375 | $169,513 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 22,225 | $168,910 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 10,140 | $165,181 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 18,268 | $164,960 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 160,114 | $164,783 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 14,430 | $163,348 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,050 | $161,123 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,226 | $161,093 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 22,457 | $159,669 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 17,599 | $151,942 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 103,139 | $148,328 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 20,345 | $148,112 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 12,981 | $147,010 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 47,175 | $145,771 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 11,746 | $145,299 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 129,168 | $138,303 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 19,522 | $137,043 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,719 | $136,968 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 13,315 | $136,346 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 15,100 | $136,055 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,275 | $135,181 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,903 | $133,912 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,105 | $133,357 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 10,475 | $132,705 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 22,410 | $132,535 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 12,625 | $130,387 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 19,165 | $129,747 | dollars as filed | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 17,775 | $129,402 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 26,277 | $128,495 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 16,342 | $125,997 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 23,848 | $122,767 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 16,109 | $122,428 | dollars as filed | |
| STEM INC | 85859N102 | COM | 29,900 | $121,394 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 86,915 | $120,812 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 18,750 | $120,750 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 15,276 | $118,276 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 107,992 | $117,416 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 20,923 | $117,405 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 63,427 | $117,294 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 45,617 | $116,323 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 22,470 | $116,109 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,917 | $114,399 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 18,838 | $111,146 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 51,346 | $110,846 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 27,620 | $106,613 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 23,053 | $105,120 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 22,995 | $102,098 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 18,970 | $100,162 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,765 | $99,650 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 18,000 | $95,760 | dollars as filed | |
| ELECTROCORE INC | 28531P202 | COM NEW | 15,900 | $93,174 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 51,040 | $93,145 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KELLANOVA | 487836108 | COM | 26,085 | $89,015 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 21,278 | $85,340 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 23,050 | $85,286 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 15,522 | $84,463 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 51,835 | $82,138 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 15,415 | $80,620 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 25,531 | $80,116 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 50,609 | $78,430 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 35,000 | $77,000 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 12,250 | $74,235 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 46,970 | $73,273 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 17,825 | $72,726 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 25,385 | $72,302 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 15,345 | $70,740 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,950 | $68,832 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 14,721 | $68,453 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,675 | $68,299 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,700 | $65,562 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 10,663 | $63,871 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 15,369 | $62,505 | dollars as filed | |
| ENERGY FOCUS INC | 29268T508 | COM NEW | 27,251 | $57,772 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 14,000 | $57,400 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 50,290 | $56,222 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 15,850 | $55,951 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 13,776 | $54,691 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 27,700 | $51,799 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 10,524 | $50,285 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,750 | $47,175 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 14,500 | $47,125 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 15,000 | $46,950 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,630 | $39,682 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 16,900 | $39,208 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 18,219 | $39,060 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 18,407 | $37,187 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 16,010 | $35,858 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,772 | $33,903 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,930 | $32,713 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 15,281 | $32,163 | dollars as filed | |
| BEST INC | 08653C601 | SPONSORED ADS | 13,395 | $32,148 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 20,000 | $29,000 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 68,125 | $28,824 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 35,063 | $27,349 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 25,037 | $26,424 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 12,115 | $25,078 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 16,051 | $24,561 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 17,250 | $20,010 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 23,000 | $19,667 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 11,096 | $17,056 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 12,250 | $14,578 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 71,800 | $14,511 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 15,725 | $7,702 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 20,000 | $6,840 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,000 | $4,710 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K504 | cs | 39,611 | $3,525 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,000 | $1,650 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 10,000 | $368 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-001777 | superseded | 2023-10-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-23-001801 | this filing | 2023-10-10 | acceptance time not in the bulk data set |