13F-HR filed by Atria Wealth Solutions, Inc.
Atria Wealth Solutions, Inc. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-03, with 1,857 holding rows worth $7,329,536,973.
- Accession
- 0001420506-23-001374
- Filer
- CIK 1927543
- Filed
- 2023-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 3,942 entries on the cover page, a total value of $7,329,536,973 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,329,536,973 with VALUE read as dollars as filed, 13F file number 028-22515. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCADARET, GRANT & CO. INC.028-22516
- included managerSCF Investment Advisors, Inc.028-22517
- included managerNEXT Financial Group, Inc028-16263
- included managerCUSO Financial Services L.P. /CA028-22518
- included managerWestern International Securities, Inc.028-22520
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 8,724 | $276,129 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,184 | $275,886 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,660 | $274,526 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 2,760 | $274,510 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,614 | $273,788 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 19,808 | $271,766 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 5,163 | $270,147 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 40,000 | $269,669 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 32,776 | $269,417 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 770 | $269,292 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 7,109 | $269,005 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 12,533 | $268,708 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,358 | $268,178 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 7,434 | $267,890 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 3,463 | $266,582 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,059 | $266,281 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 12,176 | $265,680 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,474 | $264,634 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,938 | $263,404 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 7,671 | $262,118 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,169 | $260,844 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 300 | $260,229 | dollars as filed | put |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 22,415 | $260,014 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 3,300 | $259,941 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 24,962 | $259,106 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 16,611 | $258,965 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 5,414 | $258,947 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 1,891 | $258,662 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,611 | $258,652 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 3,893 | $258,562 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 8,338 | $258,395 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,380 | $258,097 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,122 | $258,035 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 1,747 | $257,787 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 15,229 | $256,774 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 673 | $256,729 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 7,567 | $256,597 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 6,435 | $256,320 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,512 | $255,370 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 8,055 | $255,344 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 8,617 | $255,223 | dollars as filed | |
| CAPITAL GROUP INTL FOCUS EQT | 14019W109 | SHS CREAT UNIT | 10,827 | $254,642 | dollars as filed | |
| FLEXSHARES TR | 33939L852 | COM | 4,150 | $253,501 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 30,237 | $253,386 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,521 | $253,297 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,806 | $253,084 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 35,503 | $252,070 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 3,761 | $251,197 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,795 | $251,187 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,881 | $251,045 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 21,451 | $250,114 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4,471 | $249,482 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 7,426 | $248,920 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 7,136 | $248,536 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 4,905 | $248,438 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,845 | $248,333 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,702 | $248,244 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 675 | $248,151 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 5,499 | $247,389 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 3,098 | $246,911 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,485 | $246,906 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 13,600 | $246,304 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 8,427 | $245,985 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 9,398 | $245,097 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 5,477 | $245,041 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,158 | $244,784 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 20,788 | $244,676 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 7,811 | $244,094 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 9,031 | $243,927 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,742 | $243,085 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,819 | $243,079 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 30,377 | $243,016 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,242 | $242,816 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,066 | $242,802 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,215 | $242,299 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 10,345 | $240,989 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 7,433 | $240,857 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,715 | $240,585 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 3,042 | $240,580 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 5,456 | $240,336 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 129,525 | $239,621 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,531 | $239,393 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 6,274 | $239,372 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 4,891 | $239,231 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 8,828 | $239,061 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 8,651 | $239,013 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 4,499 | $238,923 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,118 | $238,844 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,457 | $238,420 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 14,275 | $238,395 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 16,385 | $238,081 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,247 | $237,958 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 4,521 | $236,884 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,484 | $236,721 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 7,430 | $236,646 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 4,680 | $236,550 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 8,070 | $236,116 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,354 | $235,542 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 8,947 | $235,533 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,330 | $234,316 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 7,025 | $233,792 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 13,329 | $233,657 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 2,951 | $233,362 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 257,787 | $232,705 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 7,567 | $230,869 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 3,722 | $230,838 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 21,029 | $230,638 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 9,502 | $230,043 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 25,166 | $229,769 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 3,531 | $229,727 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 6,344 | $229,447 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 915 | $228,933 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 9,172 | $228,198 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 255 | $228,034 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 6,958 | $227,735 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 6,357 | $227,644 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 7,983 | $227,531 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 2,785 | $227,470 | dollars as filed | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 14,000 | $227,080 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,658 | $226,826 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 25,790 | $226,694 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 15,020 | $226,652 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 1,577 | $226,599 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 7,214 | $226,548 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 20,572 | $225,675 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 16,072 | $225,166 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 33,355 | $224,146 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 10,161 | $220,894 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 7,130 | $220,746 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 3,966 | $220,470 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 5,986 | $220,405 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 96,200 | $220,298 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 3,392 | $219,700 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,385 | $219,382 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,084 | $218,815 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,873 | $218,549 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 2,861 | $218,518 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 4,365 | $218,470 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,075 | $218,124 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 6,773 | $218,020 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,350 | $217,039 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 5,954 | $216,904 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 4,964 | $216,725 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 7,860 | $216,464 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 15,000 | $216,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 6,227 | $215,766 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 43,393 | $215,663 | dollars as filed | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 1,922 | $215,610 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 7,954 | $214,202 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 6,261 | $214,177 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 39,465 | $213,503 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 11,032 | $213,359 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 5,711 | $213,306 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 26,672 | $213,109 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,508 | $213,080 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 9,810 | $212,141 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 6,310 | $212,079 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,796 | $212,076 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 161 | $211,957 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125826 | ASIA INNOV ACTIV | 8,904 | $211,236 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,131 | $211,186 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 6,349 | $210,532 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,093 | $209,953 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,881 | $209,872 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,292 | $209,790 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,850 | $208,987 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 5,553 | $208,238 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,558 | $208,170 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 8,805 | $208,071 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,137 | $208,063 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 9,798 | $207,941 | dollars as filed | |
| TORO CO | 891092108 | COM | 2,039 | $207,379 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,230 | $207,212 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,122 | $207,185 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 62,249 | $207,009 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 4,983 | $206,496 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 16,020 | $206,338 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,209 | $205,986 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,310 | $205,816 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 17,645 | $205,746 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 1,068 | $205,547 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 17,538 | $205,545 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 5,850 | $205,335 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 4,446 | $205,227 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,325 | $204,614 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 7,937 | $204,444 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 10,982 | $204,383 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 26,500 | $204,315 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 67,122 | $204,059 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,128 | $203,966 | dollars as filed | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,032 | $203,850 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,580 | $203,605 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 6,330 | $203,578 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 2,833 | $203,353 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1,000 | $203,000 | dollars as filed | |
| CTS CORP | 126501105 | COM | 4,753 | $202,599 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 3,166 | $202,497 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,118 | $202,371 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 6,030 | $202,307 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 33,754 | $202,186 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,820 | $201,249 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 2,110 | $201,062 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 93,030 | $200,945 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 7,250 | $200,390 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 18,877 | $197,765 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 40,700 | $196,581 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 10,572 | $194,789 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 33,031 | $194,553 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 10,292 | $194,108 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 12,950 | $192,604 | dollars as filed | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 91,305 | $191,741 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,511 | $191,516 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 10,145 | $190,929 | dollars as filed | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 12,620 | $188,417 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,600 | $187,065 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,240 | $186,333 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 18,975 | $186,145 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 16,004 | $185,507 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 17,150 | $185,046 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,535 | $184,042 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 12,289 | $182,500 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 51,828 | $181,760 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 14,417 | $179,930 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 13,150 | $179,498 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 16,900 | $179,140 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 29,966 | $178,597 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 83,644 | $178,162 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 18,838 | $178,021 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,910 | $177,506 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 10,636 | $176,457 | dollars as filed | |
| NULL | 09071M205 | NULL | 110,366 | $176,034 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 45,588 | $175,514 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 14,553 | $175,363 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 11,860 | $174,344 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14,196 | $173,355 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 13,841 | $171,905 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,688 | $171,287 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,149 | $168,021 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 11,250 | $167,513 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 13,100 | $166,632 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 34,000 | $166,600 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 16,550 | $164,342 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 36,172 | $164,222 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 14,525 | $158,465 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 16,050 | $157,871 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 25,072 | $156,449 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 10,684 | $153,318 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,507 | $149,622 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 14,619 | $145,895 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,427 | $145,681 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 11,833 | $144,480 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 11,808 | $144,182 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 15,575 | $138,929 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 17,783 | $133,906 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 48,870 | $133,903 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 14,310 | $132,797 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 10,583 | $131,753 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 30,284 | $130,223 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 22,937 | $129,365 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 16,200 | $128,952 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 15,600 | $128,388 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 15,026 | $128,321 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,475 | $128,291 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 10,280 | $127,678 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,414 | $125,009 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,000 | $124,614 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,982 | $123,881 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 13,344 | $123,432 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 26,248 | $121,266 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 31,416 | $119,386 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,100 | $118,640 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 19,762 | $118,009 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 13,865 | $114,525 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 18,315 | $113,553 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 11,737 | $111,971 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 10,600 | $111,443 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 21,254 | $111,396 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,681 | $111,236 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,325 | $106,505 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 81,210 | $104,761 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 13,090 | $102,629 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 30,000 | $97,200 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 20,959 | $97,040 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 13,500 | $96,525 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 16,283 | $89,231 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 11,716 | $88,689 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 14,750 | $88,500 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,080 | $87,962 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 23,000 | $86,480 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 13,575 | $84,980 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 14,000 | $84,014 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 10,000 | $82,760 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,600 | $82,530 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 16,000 | $82,080 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 10,000 | $80,700 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 15,225 | $79,398 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 21,898 | $74,891 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,200 | $73,568 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 35,346 | $73,520 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 50,020 | $72,029 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 14,950 | $71,312 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,613 | $69,911 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 10,788 | $69,908 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 25,880 | $68,064 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,991 | $67,909 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 28,000 | $66,360 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 14,834 | $65,270 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 20,000 | $62,200 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 30,855 | $58,316 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 10,000 | $56,600 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,200 | $56,406 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 10,500 | $54,285 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 23,200 | $53,360 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 36,500 | $51,830 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 14,635 | $51,808 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 23,357 | $48,816 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 12,500 | $48,000 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,300 | $46,453 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 21,105 | $46,009 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 27,903 | $43,529 | dollars as filed | |
| ENVIROTECH VEHICLES INC | 29414V209 | COM NEW | 20,000 | $42,000 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 11,000 | $41,690 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,900 | $40,866 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 10,090 | $39,048 | dollars as filed | |
| NUTRIBAND INC | 67092M208 | COM NEW | 12,568 | $37,704 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,000 | $35,674 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 10,225 | $34,765 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 16,000 | $34,720 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 17,990 | $33,461 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 14,777 | $33,248 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 11,900 | $31,535 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 10,000 | $31,200 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 14,500 | $29,000 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 19,951 | $26,335 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,300 | $26,163 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 68,875 | $25,387 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 11,800 | $25,134 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 25,000 | $24,935 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 50,000 | $24,560 | dollars as filed | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 17,730 | $23,581 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 45,200 | $23,052 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 10,981 | $22,072 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 68,720 | $21,441 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 13,884 | $20,548 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 20,000 | $19,620 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 21,426 | $18,675 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 17,000 | $18,360 | dollars as filed | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 11,711 | $16,747 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 10,760 | $14,849 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 23,325 | $14,475 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 39,400 | $14,184 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 18,200 | $13,888 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 33,018 | $13,835 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 14,333 | $10,787 | dollars as filed | |
| AYRO INC | 054748108 | COM | 13,500 | $9,246 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 126,046 | $5,527 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 12,500 | $4,724 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-001374 | this filing | 2023-08-03 | acceptance time not in the bulk data set |