13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-02, with 1,202 holding rows worth $2,784,948,343.
- Accession
- 0001420506-23-001353
- Filer
- CIK 1449126
- Filed
- 2023-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 1,202 entries on the cover page, a total value of $2,784,948,343 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,784,948,343 with VALUE read as dollars as filed, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 9,117 | $254,911 | dollars as filed | |
| TRITON INTL LTD | G9078F107 | CL A | 3,050 | $253,943 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 864 | $252,444 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 534 | $251,022 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 9,479 | $250,246 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,505 | $249,762 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 6,540 | $249,013 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 21,061 | $248,953 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,519 | $247,958 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,746 | $246,193 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,532 | $245,304 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,655 | $245,222 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 5,684 | $244,696 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 24,513 | $244,641 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 5,348 | $244,511 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 16,650 | $242,760 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 969 | $242,523 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 333 | $241,973 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 20,752 | $241,973 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 8,899 | $241,628 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,452 | $240,510 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 3,467 | $240,436 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 21,581 | $240,412 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 4,225 | $238,852 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,185 | $237,409 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 9,110 | $236,792 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 16,686 | $236,608 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 12,794 | $236,189 | dollars as filed | |
| RBB FD INC | 74933W478 | US TREASRY 12 MT | 4,721 | $235,736 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 8,722 | $235,602 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,236 | $235,544 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 9,951 | $234,847 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 26,750 | $234,598 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,475 | $234,450 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 701 | $232,923 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 9,903 | $232,423 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,923 | $231,852 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,844 | $231,079 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,741 | $230,823 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,030 | $230,710 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 4,820 | $230,348 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 7,364 | $230,275 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,504 | $230,109 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,307 | $230,006 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 8,123 | $229,494 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,615 | $229,261 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,973 | $229,004 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 47,980 | $228,869 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,068 | $227,462 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 15,643 | $226,989 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 11,900 | $225,743 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 8,948 | $225,314 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 24,003 | $225,155 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,834 | $224,729 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 877 | $224,503 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,692 | $223,726 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,120 | $223,045 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 5,507 | $222,767 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 4,516 | $221,816 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 15,454 | $221,765 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 9,456 | $220,325 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 2,622 | $219,341 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 27,737 | $218,851 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 14,690 | $217,720 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,344 | $217,091 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,287 | $216,477 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 11,100 | $216,339 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 3,643 | $215,171 | dollars as filed | |
| EA SERIES TRUST | 02072L698 | STRIVE EMERGING | 8,130 | $214,347 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 12,732 | $214,280 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,359 | $213,124 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 7,611 | $212,334 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,912 | $211,224 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,262 | $210,921 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,109 | $210,810 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 25,632 | $210,699 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,173 | $210,535 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,510 | $209,222 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 16,869 | $209,010 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,965 | $208,836 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 9,122 | $208,713 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 5,664 | $208,576 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 5,525 | $208,569 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 687 | $208,533 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,744 | $208,174 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 4,569 | $208,172 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,548 | $207,584 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 1,864 | $207,522 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,219 | $206,677 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 19,282 | $206,125 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,821 | $206,018 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,461 | $205,858 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 20,829 | $204,339 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 5,898 | $204,163 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,860 | $203,163 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 4,063 | $203,154 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,200 | $202,370 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 3,994 | $202,147 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 186,710 | $201,647 | dollars as filed | |
| RBB FD INC | 74933W486 | US TREASY 2 YR | 4,177 | $201,517 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,481 | $201,212 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 9,335 | $201,170 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 19,351 | $201,057 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 7,101 | $200,482 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,717 | $195,082 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 11,658 | $193,756 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 41,658 | $192,877 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 22,859 | $190,652 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 11,401 | $190,409 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,362 | $188,810 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 17,022 | $188,100 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,735 | $184,886 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 17,187 | $183,044 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 74,193 | $177,321 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 13,980 | $175,590 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 19,446 | $174,632 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 175,000 | $172,317 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 22,767 | $171,894 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 19,191 | $171,184 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 16,359 | $170,301 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 10,419 | $169,840 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 174,000 | $168,693 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 11,802 | $164,289 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 15,422 | $158,539 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 13,177 | $152,860 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 26,744 | $150,841 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 19,911 | $147,941 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,558 | $147,189 | dollars as filed | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 305,300 | $147,063 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 35,205 | $144,341 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 16,713 | $140,055 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 19,328 | $139,360 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,348 | $138,877 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 14,200 | $133,054 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 24,170 | $129,310 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 46,950 | $126,765 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 26,535 | $126,045 | dollars as filed | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 139,700 | $124,780 | dollars as filed | |
| STEM INC | 85859N102 | COM | 21,550 | $123,266 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 14,967 | $123,179 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 14,423 | $120,865 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 43,962 | $118,700 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,397 | $117,284 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 35,773 | $112,685 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,238 | $106,479 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 12,063 | $106,034 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,060 | $104,322 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 18,125 | $102,225 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 12,769 | $102,029 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 15,837 | $91,383 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 14,350 | $89,688 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,000 | $85,700 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 11,417 | $84,714 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 16,301 | $83,955 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 10,625 | $83,304 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 27,174 | $81,251 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 14,456 | $80,089 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,782 | $72,083 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,600 | $71,572 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 101,500 | $71,456 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 17,875 | $70,073 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,360 | $69,583 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 145,050 | $68,174 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,326 | $68,163 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,510 | $68,107 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 10,584 | $67,422 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 23,410 | $66,484 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 29,595 | $63,925 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 13,742 | $62,392 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 26,328 | $59,503 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 15,004 | $58,366 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 44,944 | $48,090 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,365 | $47,475 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 51,648 | $41,318 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 29,454 | $40,647 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 11,508 | $40,220 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 14,929 | $39,564 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 10,200 | $33,660 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 15,302 | $33,205 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 11,050 | $30,719 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 24,000 | $30,000 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 89,775 | $28,279 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 18,500 | $26,270 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 12,306 | $19,197 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 13,683 | $16,284 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 74,501 | $14,900 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 37,231 | $14,520 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 15,000 | $14,476 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 26,315 | $13,947 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 11,100 | $11,433 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 17,000 | $9,840 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,774 | $9,665 | dollars as filed | |
| PERFORMANCE SHIPPING INC | Y67305154 | FOREIGN | 10,700 | $8,455 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 20,395 | $6,363 | dollars as filed | |
| SPY | 78462F103 | SHS | 13,100 | $5,807 | dollars as filed | put |
| APPHARVEST INC | 03783T103 | COM | 13,537 | $5,009 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 12,555 | $4,870 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 26,100 | $4,320 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 40,000 | $2,812 | dollars as filed | call |
| HELIOGEN INC | 42329E105 | COM | 11,433 | $2,801 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 60,000 | $2,460 | dollars as filed | call |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 15,115 | $663 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-001353 | this filing | 2023-08-02 | acceptance time not in the bulk data set |