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Disclosery

13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC

EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-12, with 106 holding rows worth $331,374,637.

Accession
0001420506-23-001283
Filer
CIK 1143261
Filed
2023-07-12
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2023

A holdings report, 106 entries on the cover page, a total value of $331,374,637 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,374,637 with VALUE read as dollars as filed, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
B. RILEY FINANCIAL INC05580M108COM1,114,985$51,267,010dollars as filed
FRANCHISE GROUP INC35180X105COM1,123,168$32,167,532dollars as filed
NVIDIA Corp67066G104COM53,400$22,589,268dollars as filedcall
IVERIC BIO INC46583P102COM521,800$20,527,612dollars as filedput
Tesla Motors, Inc88160R101COM75,500$19,763,635dollars as filedcall
ACTVISION BLIZZARD INC00507V109COM218,800$18,444,840dollars as filedput
IVERIC BIO INC46583P102COM429,100$16,880,794dollars as filedcall
HORIZON THERAPEUTICS PLCG46188101SHS139,300$14,327,005dollars as filedcall
HORIZON THERAPEUTICS PLCG46188101SHS133,500$13,730,475dollars as filedput
ACTVISION BLIZZARD INC00507V109COM137,200$11,565,960dollars as filedcall
ACTVISION BLIZZARD INC00507V109COM109,349$9,218,121dollars as filed
OCCIDENTAL PETE CORP WT EXP 080327674599162Stock219,800$8,202,936dollars as filed
VMWARE, INC.928563402CL A COM44,700$6,422,943dollars as filedput
VMWARE, INC.928563402CL A COM41,700$5,991,873dollars as filedcall
GINKGO BIOWORKS HOLDINGS INC37611X100CL A SHS3,200,588$5,953,094dollars as filed
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR72,300$5,195,478dollars as filedput
Tesla Motors, Inc88160R101COM17,800$4,659,506dollars as filedput
BIOHAVEN LTDG1110E107COM154,300$3,690,856dollars as filedput
SEAGEN INC81181C104COM18,700$3,599,002dollars as filedput
SEAGEN INC81181C104COM15,900$3,060,114dollars as filedcall
STRATASYS LTDM85548101SHS171,500$3,045,840dollars as filedput
NATIONAL INSTRS CORP636518102COM46,300$2,657,620dollars as filedput
ANGEL OAK FINL STRATEGIES IN03464A100COM BEN INT210,039$2,480,561dollars as filed
SPDR GOLD TR78463V107GOLD SHS13,300$2,370,991dollars as filed
CANADIAN PACIFIC KANSAS CITY COM13646K108Stock28,800$2,326,176dollars as filed
NATIONAL INSTRS CORP636518102COM40,100$2,301,740dollars as filed
APPLIED DIGITAL CORP COM NEW038169207Stock241,914$2,261,896dollars as filed
Advanced Micro Devices,Inc.007903107COM18,896$2,152,443dollars as filed
STRATASYS LTDM85548101SHS113,100$2,008,656dollars as filed
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR27,891$2,004,247dollars as filed
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR24,000$1,724,640dollars as filedcall
TRITON INTL LTDG9078F107CL A20,100$1,673,526dollars as filedput
BABCOCK & WILCOX ENTERPRISES05614L209COM257,492$1,519,203dollars as filed
Alphabet Inc. Reg. Shares A02079K305COM11,700$1,400,490dollars as filed
SEAGEN INC81181C104COM6,720$1,293,331dollars as filed
DOUBLEDOWN INTERACTIVE CO LT25862B109ADS131,127$1,254,885dollars as filed
AMC ENTMT HLDGS INC00165C104CL A COM283,000$1,245,200dollars as filedput
SPIRIT AIRLS INC848577102COM70,500$1,209,780dollars as filed
SPIRIT AIRLS INC848577102COM70,500$1,209,780dollars as filedput
SYNCHRONOSS TECHNOLOGIES INC87157B103COM1,288,514$1,197,158dollars as filed
CANADIAN PACIFIC KANSAS CITY COM13646K108Stock14,400$1,163,088dollars as filedcall
FORGEROCK INC34631B101CL A54,200$1,113,268dollars as filedput
CHINOOK THERAPEUTICS INC16961L106COM28,300$1,087,286dollars as filedput
BIOHAVEN LTDG1110E107COM43,250$1,034,540dollars as filed
ANGEL OAK MORTGAGE REIT INC COM03464Y108REIT117,376$967,178dollars as filed
LILIUM N VN52586109COM539,240$949,062dollars as filed
CANADIAN PACIFIC KANSAS CITY COM13646K108Stock10,000$807,700dollars as filedput
ORION S.A.L72967109COM36,793$780,747dollars as filed
CHINOOK THERAPEUTICS INC16961L106COM20,100$772,242dollars as filed
Advanced Micro Devices,Inc.007903107COM6,500$740,415dollars as filedput
HORIZON THERAPEUTICS PLCG46188101SHS6,550$673,668dollars as filed
TOWER SEMICONDUCTOR LTD SHS NEWM87915274Stock17,800$667,856dollars as filedput
CIRCOR INTL INC17273K109COM11,700$660,465dollars as filedput
TOWER SEMICONDUCTOR LTD SHS NEWM87915274Stock16,700$626,584dollars as filed
FORGEROCK INC34631B101CL A29,400$603,876dollars as filed
AEROJET ROCKETDYNE HLDGS INC C007800105COM10,000$548,700dollars as filedcall
THE ARENA GROUP HOLDINGS INC040044109CMN104,257$477,497dollars as filed
TEGNA INC COM87901J105Stock26,500$430,360dollars as filedput
CIRCOR INTL INC17273K109COM5,800$327,410dollars as filed
AMC ENTMT HLDGS INC00165C104CL A COM69,600$306,240dollars as filedcall
AEROJET ROCKETDYNE HLDGS INC C007800105COM5,000$274,350dollars as filedput
PARATEK PHARMACEUTICALS INC699374302Equity97,700$215,917dollars as filedput
PARATEK PHARMACEUTICALS INC699374302Equity95,600$211,276dollars as filed
TEGNA INC COM87901J105Stock12,400$201,376dollars as filed
PHARMACYTE BIOTECH INC71715X203COM NEW61,415$175,647dollars as filed
RIVIAN AUTOMOTIVE INC COM CL A76954A103Stock10,500$174,930dollars as filed
MARA HOLDINGS INC COM565788106Stock10,100$139,986dollars as filed
ORIGIN MATERIALS INC68622D106COM28,128$119,825dollars as filed
LUCID GROUP INC549498103COM13,700$94,393dollars as filed
QNITY ELECTRONICS INC817323207COM37,897$84,510dollars as filed
FERROGLOBE PLCG33856108SHS16,700$79,659dollars as filed
Livewire Group Inc W Exp 09/26/20253838J113SPAC Combination94,300$57,995dollars as filed
BIGBEAR AI HLDGS INC08975B117*W EXP 12/08/202247,369$54,421dollars as filed
EVE HLDG INC WTS EXP 05/09/20229970n112WT35,000$30,804dollars as filed
Cxapp Inc W Exp 99/99/99923248B117SPAC Combination35,000$18,900dollars as filed
GCM GROSVENOR INC36831E116W EXP 11/17/20265,000$18,870dollars as filed
SURFACE ONCOLOGY INC86877M209COM20,198$17,564dollars as filed
SURFACE ONCOLOGY INC86877M209COM20,000$17,392dollars as filedput
ALPHA TAU MEDICAL LTD WT EXPM0740A116Stock16,200$6,401dollars as filed
BRIDGETOWN HOLDINGS LTDG1355U121*W EXP 09/30/20220,000$4,960dollars as filed
Jasper Therapeutics Inc W Exp 09/24/202471871111SPAC Combination33,586$4,131dollars as filed
BERKSHIRE GREY INC084656115*W EXP 07/21/20210,000$3,348dollars as filed
IMEDIA BRANDS INC452465206COM CL A24,175$3,191dollars as filed
SEASTAR MEDICAL HOLDING CORP81256L112WTS80,399$2,935dollars as filed
OCEANTECH ACQUISITIONS I COR675507115*W EXP 99/99/99963,700$2,548dollars as filed
CEPTON INC15673X119*W EXP 06/01/20255,800$2,355dollars as filed
ACE GLOBAL BUSINESS ACQU LTDG0083E110*W EXP 02/20/20250,000$2,190dollars as filed
CELULARITY INC151190113*W EXP 07/16/20235,000$2,006dollars as filed
MSP RECOVERY INC553745126*W EXP 05/20/202500,000$2,000dollars as filed
GORILLA TECHNOLOGY GROUP INCG4000K118*W EXP 99/99/99915,000$1,950dollars as filed
ADIT EDTECH ACQUISITION CORP007024110*W EXP 99/99/99922,045$1,764dollars as filed
MULTIMETAVERSE HOLDINGS LTDG6360J136*W EXP 01/04/20229,887$1,757dollars as filed
AGILETHOUGHT INC 11.5000EXP01/10/202500857F118WARR40,000$1,504dollars as filed
BROOGE ENERGY LTDG1611B115*W EXP 12/20/20273,633$1,451dollars as filed
OSIRIS ACQUISITION CORP68829A111*W EXP 05/01/20211,900$1,284dollars as filed
INNOVATIVE INTL ACQUSITIN COG4809M125*W EXP 07/01/20223,169$1,263dollars as filed
GLOBAL BLUE GROUP HOLDING AGH33700115*W EXP 08/28/20210,000$1,125dollars as filed
FAT PROJECTS ACQUISITION CORG3400W110*W EXP 08/31/20220,843$938dollars as filed
OXUS ACQUISITION CORPG6859L121*W EXP 99/99/99915,000$861dollars as filed
TEMPO AUTOMATION HOLDINGS IN88024M116*W EXP 09/30/20229,332$848dollars as filed
DUNE ACQUISITION CORP265334110*W EXP 10/29/20210,000$423dollars as filed
Revelation Biosciences Inc W Exp 01/10/20276135L119SPAC Combination20,000$356dollars as filed
VIEW INC92671V114*W EXP 03/08/20230,000$345dollars as filed
MONTEREY INNOVATION ACQUI CO61240F116*W EXP 09/30/20210,000$269dollars as filed
MONEYLION INC60938K114*W EXP 09/22/20210,000$220dollars as filed
MINORITY EQUALITY OPPORTUNIT60436Q118*W EXP 08/26/20220,000$0dollars as filedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001420506-23-001283this filing2023-07-12acceptance time not in the bulk data set