13F-HR/A filed by Atria Wealth Solutions, Inc.
Atria Wealth Solutions, Inc. filed this 13F-HR/A for the quarter ended 2023-03-31, filed 2023-06-14, with 1,785 holding rows worth $6,234,327,627.
- Accession
- 0001420506-23-001227
- Filer
- CIK 1927543
- Filed
- 2023-06-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, amendment of type restatement, 3,683 entries on the cover page, a total value of $6,234,327,627 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,234,327,627 with VALUE read as dollars as filed, 13F file number 028-22515. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCADARET, GRANT & CO. INC.028-22516
- included managerSCF Investment Advisors, Inc.028-22517
- included managerNEXT Financial Group, Inc028-16263
- included managerCUSO Financial Services L.P. /CA028-22518
- included managerWestern International Securities, Inc.028-22520
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 5,826 | $236,827 | dollars as filed | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 5,056 | $236,823 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 4,131 | $236,665 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,649 | $236,341 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 9,360 | $236,273 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 12,438 | $236,260 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 4,160 | $234,874 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 9,693 | $234,861 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 6,207 | $234,568 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 7,641 | $234,426 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,363 | $234,198 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 18,088 | $234,056 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,851 | $233,811 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,836 | $233,579 | dollars as filed | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,130 | $233,457 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 10,247 | $232,701 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 963 | $232,651 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,071 | $232,048 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 10,252 | $231,795 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 24,320 | $231,770 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 5,706 | $230,800 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 8,229 | $229,846 | dollars as filed | |
| SPY | 78462F103 | SHS | 600 | $229,458 | dollars as filed | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 17,474 | $228,563 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 19,525 | $228,443 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 9,197 | $228,178 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 4,874 | $227,728 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 13,022 | $227,494 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 5,058 | $227,458 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 7,770 | $226,009 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,241 | $225,671 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 5,578 | $225,234 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,742 | $225,098 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 35,500 | $225,070 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 10,872 | $224,879 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 6,745 | $224,676 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 3,806 | $224,059 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,657 | $223,979 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 2,542 | $223,086 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,247 | $222,998 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,652 | $222,688 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 15,382 | $221,959 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 14,551 | $221,757 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,031 | $221,474 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 14,124 | $221,464 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 6,456 | $221,047 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 3,463 | $221,043 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 6,310 | $220,945 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 3,249 | $220,933 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 12,743 | $220,713 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 7,806 | $220,051 | dollars as filed | |
| FLEXSHARES TR | 33939L852 | COM | 3,949 | $219,954 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 8,061 | $219,811 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,384 | $219,322 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 12,981 | $218,856 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 13,879 | $218,733 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,405 | $218,067 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,731 | $218,056 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 10,982 | $217,988 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 2,383 | $217,806 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 19,432 | $217,013 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 2,538 | $216,885 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,801 | $216,642 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 7,358 | $216,472 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,743 | $216,328 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,499 | $216,141 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 3,200 | $215,264 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,630 | $214,459 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 3,106 | $214,438 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 38,618 | $214,330 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 3,131 | $213,907 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,545 | $213,433 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,944 | $213,194 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 2,346 | $212,606 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 10,204 | $212,319 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 3,093 | $211,972 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 10,540 | $211,959 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,715 | $211,753 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 6,818 | $211,551 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 97,200 | $211,232 | dollars as filed | |
| NUVEEN GA DIVID | 67072B107 | COM | 20,848 | $211,169 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 5,953 | $210,677 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 5,505 | $210,434 | dollars as filed | |
| TORO CO | 891092108 | COM | 1,857 | $210,270 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,063 | $209,921 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 19,089 | $208,069 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,322 | $207,924 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 4,453 | $207,872 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,275 | $207,847 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 6,953 | $207,825 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 8,544 | $207,448 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 7,404 | $207,314 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 6,090 | $207,004 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 1,608 | $206,644 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,237 | $206,181 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 2,302 | $205,937 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,174 | $205,556 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 27,177 | $205,460 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 39,120 | $204,204 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,312 | $204,135 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 5,711 | $203,883 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,381 | $203,862 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,001 | $202,891 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 35,250 | $202,689 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,652 | $202,468 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,063 | $202,297 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,166 | $202,155 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 26,040 | $202,071 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 10,868 | $201,715 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 8,516 | $201,403 | dollars as filed | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 1,913 | $200,884 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,166 | $200,465 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 8,145 | $200,374 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 10,400 | $200,351 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 25,000 | $200,000 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 15,176 | $199,103 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 10,749 | $198,107 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 14,967 | $197,864 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 24,119 | $196,573 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 13,785 | $195,773 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 12,200 | $195,569 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 17,645 | $193,041 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 27,177 | $189,967 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 14,361 | $189,294 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 12,750 | $188,675 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,482 | $188,478 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,888 | $188,473 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,400 | $187,309 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 22,258 | $185,187 | dollars as filed | |
| DANA INC | 235825205 | COM | 12,222 | $184,920 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,600 | $184,758 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 14,230 | $184,130 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 52,327 | $179,637 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 12,293 | $177,019 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 10,379 | $173,279 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,276 | $173,082 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 13,967 | $171,520 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 61,629 | $170,096 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 25,000 | $168,750 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 13,243 | $168,452 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 26,777 | $167,999 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 16,352 | $165,809 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 13,841 | $165,746 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 15,600 | $163,644 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 17,905 | $163,294 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 85,700 | $162,830 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 18,645 | $161,093 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 11,172 | $160,769 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 243,965 | $158,553 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 12,422 | $158,426 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,100 | $155,694 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 16,106 | $154,938 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 28,000 | $154,840 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 40,206 | $153,989 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 11,779 | $151,355 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,831 | $150,349 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 13,363 | $149,933 | dollars as filed | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 82,836 | $148,276 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,270 | $147,299 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 40,200 | $145,926 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 15,703 | $144,309 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 15,013 | $141,724 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,225 | $139,959 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 14,781 | $138,794 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 83,110 | $137,963 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,153 | $137,164 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 27,536 | $134,649 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,339 | $133,923 | dollars as filed | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 20,000 | $133,200 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 27,612 | $132,540 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 15,133 | $131,660 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 12,145 | $131,045 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 17,150 | $126,910 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 13,887 | $126,444 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 10,000 | $123,800 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,000 | $123,120 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,901 | $122,462 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 13,500 | $120,015 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,882 | $119,114 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,067 | $118,796 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 13,047 | $114,553 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,580 | $112,984 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 30,000 | $112,500 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 13,000 | $111,930 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 11,064 | $111,636 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 24,036 | $111,046 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 12,324 | $109,437 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 25,387 | $109,164 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 13,171 | $107,343 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 13,590 | $106,783 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 19,090 | $106,522 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,275 | $104,702 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 27,191 | $103,326 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 22,758 | $102,639 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 10,000 | $101,300 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 23,651 | $96,733 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,389 | $95,709 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,905 | $93,345 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 15,177 | $93,339 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,055 | $91,076 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 16,283 | $89,557 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 16,137 | $89,238 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 13,052 | $89,145 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 11,846 | $87,187 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 11,232 | $81,657 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,600 | $80,388 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 12,462 | $77,389 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 97,700 | $76,206 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 11,700 | $71,487 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 35,700 | $71,043 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 16,200 | $70,470 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 25,255 | $70,209 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,529 | $69,748 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 10,690 | $69,486 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,700 | $69,459 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 11,223 | $68,573 | dollars as filed | |
| NULL | 09071M205 | NULL | 113,366 | $66,886 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 10,245 | $66,797 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 25,880 | $66,770 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 32,739 | $62,531 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 35,480 | $61,735 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 68,720 | $60,865 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 29,100 | $60,819 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 23,757 | $59,868 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 60,000 | $59,400 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 57,542 | $59,268 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 10,346 | $58,662 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 15,000 | $58,350 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 15,735 | $57,905 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 12,070 | $55,039 | dollars as filed | |
| STARTEK INC | 85569C107 | COM | 14,500 | $54,375 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 30,855 | $54,305 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 12,000 | $54,240 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,600 | $53,360 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 13,408 | $52,828 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 10,285 | $52,659 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 50,020 | $51,020 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 31,000 | $50,530 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 58,927 | $50,453 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 22,348 | $50,283 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 26,407 | $49,381 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 15,000 | $49,047 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 12,525 | $48,848 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,000 | $48,000 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 121,950 | $47,280 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 18,800 | $46,248 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,000 | $45,600 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,013 | $44,603 | dollars as filed | |
| ENVIROTECH VEHICLES INC | 29414V209 | COM NEW | 20,000 | $42,600 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,042 | $41,424 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 23,200 | $40,136 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 10,000 | $37,200 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,200 | $36,512 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,000 | $35,503 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,817 | $34,978 | dollars as filed | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 34,300 | $33,957 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 12,025 | $33,309 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 21,736 | $33,039 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 11,956 | $32,162 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 30,271 | $31,179 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 70,875 | $30,746 | dollars as filed | |
| SHARPLINK GAMING LTD | M8273L102 | SHS | 87,782 | $27,564 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 50,000 | $27,310 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 40,200 | $26,094 | dollars as filed | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 23,000 | $25,760 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 18,469 | $24,933 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 25,000 | $24,572 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 13,990 | $23,643 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 16,000 | $20,000 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 39,400 | $19,700 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,801 | $19,441 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 17,000 | $18,530 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 24,325 | $14,685 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 260,797 | $14,344 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 33,018 | $14,039 | dollars as filed | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 17,730 | $13,883 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 14,500 | $13,819 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 14,333 | $13,796 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 40,451 | $13,454 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 11,100 | $10,317 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 10,480 | $8,803 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,000 | $5,550 | dollars as filed | |
| AYRO INC | 054748108 | COM | 13,500 | $5,166 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,000 | $1,630 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 10,000 | $1,030 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-000909 | superseded | 2023-05-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-23-001227 | this filing | 2023-06-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-23-001734 | base | 2023-08-23 | acceptance time not in the bulk data set |