13F-HR filed by Elequin Capital, LP
Elequin Capital, LP filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 306 holding rows worth $142,270,666.
- Accession
- 0001420506-23-000958
- Filer
- CIK 1810873
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 306 entries on the cover page, a total value of $142,270,666 stated on the cover page (in dollars after the unit check, H1), rows summing to $142,270,666 with VALUE read as dollars as filed, 13F file number 028-22205. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 32,083,000 | $66,178,317 | dollars as filed | principal |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 3,507,000 | $15,527,243 | dollars as filed | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 8,800,000 | $13,189,519 | dollars as filed | principal |
| DANAHER CORPORATION | 235851409 | CONV | 5,000 | $6,371,750 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 221,525 | $2,543,107 | dollars as filed | |
| CIIG CAPITAL PARTNERS II INC | 12561U109 | COM | 167,372 | $1,740,669 | dollars as filed | |
| FIRST LT ACQUISITION GROUP I | 320703101 | CL A | 169,400 | $1,739,738 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 18,649 | $1,354,290 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 42,907 | $1,326,255 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 119,663 | $1,226,546 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 68,076 | $1,100,789 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 131,979 | $1,030,756 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 75,442 | $1,023,748 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 121,118 | $1,017,391 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 20,461 | $952,460 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,855 | $889,533 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 54,350 | $845,143 | dollars as filed | |
| AIMFINITY INVESTMENT CORP I | G0135E142 | UNIT 04/21/2027 | 80,000 | $827,928 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 37,421 | $827,753 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M109 | CLASS A COM | 75,365 | $774,752 | dollars as filed | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 582,000 | $649,049 | dollars as filed | principal |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 36,380 | $587,537 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M108 | COM | 53,210 | $552,054 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 31,205 | $550,768 | dollars as filed | |
| CONCORD ACQUISITION CORP II | 20607U108 | COM CL A | 53,160 | $539,042 | dollars as filed | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 52,395 | $530,761 | dollars as filed | |
| JUPITER WELLNESS ACQUISITION | 48208E108 | COM | 50,050 | $528,028 | dollars as filed | |
| AVALON ACQUISITION INC | 05338E101 | COM | 50,022 | $521,729 | dollars as filed | |
| LAVA MEDTECH ACQUISITION COR | 519345102 | COM | 50,000 | $521,500 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E132 | UNIT 99/99/9999 | 50,000 | $516,500 | dollars as filed | |
| ROTH CH ACQUISITION V CO | 77867R100 | COM | 49,800 | $513,936 | dollars as filed | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086109 | CL A COM | 49,300 | $497,930 | dollars as filed | |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 48,766 | $493,024 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 280,000 | $482,720 | dollars as filed | principal |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 59,881 | $476,054 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 32,265 | $379,436 | dollars as filed | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L100 | CLASS A COM | 36,300 | $368,725 | dollars as filed | |
| TMT ACQUISITION CORP | G89229101 | UNIT 03/27/2028 | 35,000 | $357,000 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 17,199 | $322,653 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 15,516 | $319,009 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 24,286 | $316,932 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A108 | COM | 29,449 | $305,681 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J101 | COM | 28,800 | $302,112 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 21,319 | $269,259 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 30,403 | $245,656 | dollars as filed | |
| HOME PLATE ACQUISITION CORP | 43734R103 | COM | 24,000 | $244,560 | dollars as filed | |
| JAWS HURRICANE ACQUISITN COR | 47201B103 | CLASS A COM | 22,602 | $229,862 | dollars as filed | |
| POST HOLDINGS PARTNERING COR | 737465104 | COM | 22,702 | $229,744 | dollars as filed | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C105 | COM | 22,347 | $229,057 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 20,998 | $214,600 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 26,247 | $212,076 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,063 | $207,334 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 12,251 | $186,460 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 13,356 | $186,049 | dollars as filed | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 16,598 | $184,404 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 17,500 | $180,600 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 30,092 | $179,950 | dollars as filed | |
| B RILEY PRIN 250 MERGER CORP | 05602L104 | COM | 17,562 | $178,430 | dollars as filed | |
| AROGO CAPITAL ACQUISITION CO | 042644104 | COM | 16,856 | $175,977 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 15,181 | $175,189 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 16,738 | $174,410 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 4,442 | $172,838 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,296 | $166,827 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 18,189 | $166,429 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 7,884 | $163,908 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J108 | COM | 15,200 | $157,776 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 10,605 | $155,681 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 14,686 | $155,525 | dollars as filed | |
| TWELVE SEAS INVESTMENT CO II | 90118T106 | COM CL A | 14,962 | $153,211 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 6,450 | $143,384 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 6,322 | $142,940 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,367 | $142,720 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 5,045 | $133,945 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 13,351 | $132,842 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,166 | $131,955 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 9,218 | $120,664 | dollars as filed | |
| FOLD HLDGS INC | 29103K100 | COM CL A | 11,699 | $119,564 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,695 | $106,201 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 6,690 | $104,230 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 9,900 | $103,059 | dollars as filed | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R106 | CLASS A COM | 9,382 | $96,259 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 7,726 | $94,875 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 19,008 | $92,949 | dollars as filed | |
| JUPITER ACQUISITION CORP | 482082104 | CL A | 9,200 | $92,920 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,770 | $92,824 | dollars as filed | |
| MELI KASZEK PIONEER CORP | G5S74L106 | CLASS A ORD | 9,099 | $92,811 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 8,005 | $92,538 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 31,000 | $85,870 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 9,753 | $84,363 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 7,613 | $83,515 | dollars as filed | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 7,600 | $80,332 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,813 | $79,990 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,425 | $76,597 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 4,500 | $75,195 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 7,755 | $73,983 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 5,436 | $72,299 | dollars as filed | |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P102 | COM | 6,798 | $70,699 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C100 | CLASS A COM | 6,508 | $66,707 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 5,969 | $66,196 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,600 | $65,720 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 4,524 | $64,965 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 7,510 | $64,511 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 5,612 | $63,584 | dollars as filed | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 6,097 | $63,409 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,421 | $63,347 | dollars as filed | |
| SOUTHPORT ACQUISITION CORP | 84465L105 | CL A COM | 6,000 | $62,400 | dollars as filed | |
| BEARD ENERGY TRANSITION ACQ | 07402Q101 | CL A COM | 6,019 | $62,387 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 4,946 | $60,984 | dollars as filed | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K102 | COM | 5,592 | $58,604 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,828 | $57,172 | dollars as filed | |
| DMY TECHNOLOGY GROUP INC VI | 233247105 | CL A COM | 5,466 | $55,863 | dollars as filed | |
| ISRAEL ACQUISITIONS CORP | G49667135 | UNIT 12/12/2027 | 5,000 | $51,800 | dollars as filed | |
| LEARN CW INVESTMENT COR | G54157105 | COM | 5,000 | $51,350 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,800 | $51,084 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 4,732 | $49,781 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 3,178 | $49,100 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 148 | $47,498 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 4,907 | $46,666 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 7,164 | $46,387 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 3,676 | $44,700 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 6,390 | $42,366 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 383 | $41,264 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 4,000 | $41,240 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 2,085 | $40,970 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 7,566 | $40,554 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 70,000 | $39,900 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 2,795 | $39,633 | dollars as filed | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 3,776 | $38,289 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 2,776 | $38,142 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 3,897 | $35,658 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,203 | $35,512 | dollars as filed | |
| Nerdy Eqy Warrant | 64081V117 | Equity | 54,400 | $35,360 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,167 | $34,737 | dollars as filed | |
| 10X CAP VENTURE ACQSTN CORP | G87076108 | COM CL A | 3,350 | $34,103 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 3,701 | $32,458 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,817 | $32,001 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 983 | $31,820 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,924 | $31,784 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 2,714 | $31,238 | dollars as filed | |
| SIGNAL HILL ACQUISITION CORP | 82664R105 | COM | 2,998 | $31,119 | dollars as filed | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 3,060 | $31,059 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 2,212 | $30,880 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,483 | $28,044 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,376 | $27,799 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,886 | $27,536 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 611 | $26,798 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 1,539 | $26,779 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,600 | $26,320 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,411 | $25,677 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 2,312 | $23,397 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 4,997 | $23,386 | dollars as filed | |
| CARTESIAN GROWTH CORP II | G19305112 | COM | 2,200 | $23,078 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M125 | RIGHT 01/31/2027 | 100,000 | $23,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,690 | $22,058 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,568 | $21,952 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,030 | $21,939 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 1,390 | $21,698 | dollars as filed | |
| BITFUFU INC CL A ORD SHS | 040450108 | Stock | 2,100 | $21,630 | dollars as filed | |
| ZIMMER ENERGY TRANSITION ACQ | 989570106 | COM CL A | 2,125 | $21,526 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,657 | $20,215 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,633 | $20,116 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 1,279 | $19,799 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 519 | $19,613 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 3,800 | $19,418 | dollars as filed | |
| BILANDER ACQUISITION CORP | 09001T106 | CL A COM | 1,900 | $19,171 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,512 | $18,765 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1,374 | $17,725 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,510 | $17,139 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 1,174 | $16,835 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,680 | $16,562 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083109 | COM | 1,569 | $16,208 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,168 | $16,165 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A108 | COM | 1,537 | $15,969 | dollars as filed | |
| NEW PROVIDENCE ACQSITN CORP | 64823D102 | CLASS A COM | 1,520 | $15,808 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y107 | COM | 1,531 | $15,800 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816109 | CLASS A ORD SHS | 1,500 | $15,330 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,245 | $14,667 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,213 | $14,008 | dollars as filed | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 100,000 | $13,780 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 1,344 | $13,682 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,096 | $12,286 | dollars as filed | |
| TPG PACE BENEFICIAL II CORP | G89826104 | COMMON STOCK | 1,212 | $12,084 | dollars as filed | |
| BYNORDIC ACQUISITION CL A ORD | 124420100 | COM | 1,100 | $11,396 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 611 | $10,974 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 133 | $10,910 | dollars as filed | |
| NOCTURNE ACQUISITION CORP | G6580S114 | ORDINARY SHARES | 1,000 | $10,870 | dollars as filed | |
| DATA KNIGHTS ACQUISITION COR | 237699103 | CLASS A COM | 1,000 | $10,690 | dollars as filed | |
| SCHULTZE SPL PURP ACQ CORP I | 808212104 | COM | 1,005 | $10,341 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R105 | CLASS A ORD SHS | 983 | $10,272 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 126 | $9,712 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 332 | $9,240 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M109 | CLASS A COM | 900 | $9,234 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 313 | $8,792 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 34,352 | $8,588 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 800 | $8,264 | dollars as filed | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 803 | $8,199 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 994 | $8,046 | dollars as filed | |
| FORTUNE RISE ACQUISITION COR | 34969G102 | CL A | 750 | $7,995 | dollars as filed | |
| WELSBACH TECH METALS ACQU CO | 950415109 | COM | 700 | $7,266 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 341 | $7,236 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A118 | WARR | 12,500 | $7,000 | dollars as filed | |
| PROSOMNUS INC | 50535E108 | COMMON | 1,312 | $6,836 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 102 | $6,751 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 127 | $6,670 | dollars as filed | |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 620 | $6,485 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 2,000 | $6,000 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 327 | $5,843 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 37,500 | $5,839 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 80,000 | $5,760 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,000 | $5,320 | dollars as filed | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C106 | COM | 505 | $5,267 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 500 | $5,250 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQST | G1889L100 | COM | 500 | $5,250 | dollars as filed | |
| CRESCERA CAP ACQUISITION COR | G26507106 | CLASS A ORD SHS | 500 | $5,230 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LT | G1745A108 | CLASS A ORD | 500 | $5,220 | dollars as filed | |
| HEARTLAND MEDIA ACQUISITION | 42237V108 | CL A COM | 500 | $5,205 | dollars as filed | |
| FG MERGER CORP | 30324Y101 | COMMON STOCK | 500 | $5,200 | dollars as filed | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 500 | $5,175 | dollars as filed | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 500 | $5,158 | dollars as filed | |
| RF ACQUISITION CORP | 74954L104 | COM | 500 | $5,145 | dollars as filed | |
| EF HUTTON ACQUISITION CORP I | 28201D125 | RIGHT 11/18/2027 | 25,000 | $4,963 | dollars as filed | |
| A SPAC II ACQUISITION CORP | G0543H109 | ORD SHS CL A | 470 | $4,883 | dollars as filed | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K124 | RIGHT 99/99/9999 | 25,000 | $4,750 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 42 | $4,712 | dollars as filed | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021103 | COM | 459 | $4,673 | dollars as filed | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 50,000 | $4,505 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 24,800 | $4,340 | dollars as filed | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 25,000 | $4,250 | dollars as filed | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029103 | CL A | 419 | $4,244 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103109 | COM | 405 | $4,216 | dollars as filed | |
| CHENGHE ACQUISITION I CO | G5380L105 | Equity | 400 | $4,188 | dollars as filed | |
| JACKSON ACQUISITION CO | 46653C106 | COM | 405 | $4,172 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 401 | $4,094 | dollars as filed | |
| BLUE WHALE ACQUISITION CORP | G1330M103 | CLASS A ORD SHS | 400 | $3,976 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 101 | $3,775 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 48,700 | $3,506 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 300 | $3,501 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567108 | COM | 329 | $3,455 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 40,000 | $3,392 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 224 | $3,391 | dollars as filed | |
| AHREN ACQUISITION CORP | G01322109 | COM | 306 | $3,185 | dollars as filed | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 300 | $3,138 | dollars as filed | |
| GLOBALINK INVT INC | 37892F109 | COM | 300 | $3,120 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 122 | $2,938 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $2,868 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L108 | CLASS A ORD | 266 | $2,780 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 194 | $2,724 | dollars as filed | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z109 | COM | 250 | $2,613 | dollars as filed | |
| ST ENERGY TRANSITION I LTD | G8465L107 | COM | 250 | $2,595 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 11 | $2,560 | dollars as filed | |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 250 | $2,545 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083125 | RIGHT 03/15/2027 | 24,578 | $2,458 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 87 | $2,433 | dollars as filed | |
| OCULIS HOLDING AG | H5870P102 | CMN | 300 | $2,229 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 25,000 | $2,225 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L114 | *W EXP 09/28/202 | 4,100 | $2,009 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 10,000 | $1,985 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 100 | $1,951 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 258 | $1,698 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 3,385 | $1,693 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 10,000 | $1,607 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 11 | $1,516 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 159 | $1,493 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 39 | $1,458 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 21 | $1,232 | dollars as filed | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 5,327 | $1,094 | dollars as filed | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M109 | COM | 100 | $1,065 | dollars as filed | |
| IX ACQUISITION CORP. CMN | G5000D103 | COM | 100 | $1,029 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 100 | $1,020 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 25 | $952 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 35 | $781 | dollars as filed | |
| AULT DISRUPTIVE TECHS CORP | 05150A104 | COM | 73 | $764 | dollars as filed | |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 24,237 | $749 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 3 | $743 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 71 | $728 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 100 | $715 | dollars as filed | |
| BLACK SPADE ACQUISITION CO | G11537100 | SHS CL A | 50 | $514 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 100 | $508 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 100 | $507 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3 | $427 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 3 | $391 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 34 | $358 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4 | $335 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 14 | $331 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10 | $297 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 302 | $271 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 10 | $245 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1 | $210 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 80 | $129 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 3 | $118 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 3 | $86 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1 | $75 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1 | $59 | dollars as filed | |
| Appreciate Holdings Inc | 03832J106 | Equity | 100 | $57 | dollars as filed | |
| ORION BIOTECH OPPORTUNTES CO | G6780C109 | CLASS A ORD SHS | 5 | $51 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 3 | $42 | dollars as filed | |
| CARAVELLE INTERNATIONAL GROU | G1901X108 | ORD SHS | 25 | $29 | dollars as filed | |
| VALUENCE MERGER CORP I | G9R16L100 | COM | 1 | $11 | dollars as filed | |
| ACRI CAPITAL ACQUISITION COR | 00501A101 | COM CL A | 1 | $10 | dollars as filed | |
| SHUAA PARTNERS ACQUISTN CORP | G81173109 | CLASS A ORD SHS | 1 | $10 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 1 | $7 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 49 | $6 | dollars as filed | |
| MOOLEC SCIENCE SA | L64875104 | ORDINARY SHARES | 1 | $4 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 1 | $2 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 1 | $1 | dollars as filed | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 1 | $1 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-000958 | this filing | 2023-05-11 | acceptance time not in the bulk data set |