13F-HR filed by Atria Wealth Solutions, Inc.
Atria Wealth Solutions, Inc. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-10, with 1,852 holding rows worth $6,760,663,366.
- Accession
- 0001420506-23-000909
- Filer
- CIK 1927543
- Filed
- 2023-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 3,850 entries on the cover page, a total value of $6,760,663,366 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,760,663,366 with VALUE read as dollars as filed, 13F file number 028-22515. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCADARET, GRANT & CO. INC.028-22516
- included managerSCF Investment Advisors, Inc.028-22517
- included managerNEXT Financial Group, Inc028-16263
- included managerCUSO Financial Services L.P. /CA028-22518
- included managerWestern International Securities, Inc.028-22520
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 6,181 | $261,767 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 7,641 | $261,322 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 8,602 | $261,246 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,303 | $260,961 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 96,200 | $260,702 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,508 | $260,349 | dollars as filed | |
| LISTED FD TR | 53656F797 | TRUESHARES STRUC | 10,801 | $260,199 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,877 | $259,690 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 2,573 | $259,230 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,519 | $257,971 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 7,051 | $257,201 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 19,398 | $257,024 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 9,349 | $256,244 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 13,700 | $256,053 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 14,120 | $255,895 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,801 | $255,544 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 7,991 | $254,913 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 11,138 | $254,670 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,082 | $253,264 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 4,160 | $253,261 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,019 | $251,943 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 20,900 | $251,427 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 7,430 | $250,465 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 7,434 | $250,288 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 6,303 | $250,155 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,400 | $249,600 | dollars as filed | call |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,358 | $248,872 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 3,806 | $248,684 | dollars as filed | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 7,709 | $248,571 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 694 | $248,353 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 19,958 | $248,282 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 9,431 | $248,044 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 5,091 | $247,756 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,064 | $247,317 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 7,767 | $246,991 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,500 | $246,725 | dollars as filed | put |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,346 | $246,533 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 736 | $245,927 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 4,998 | $245,473 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 3,218 | $245,104 | dollars as filed | |
| CTS CORP | 126501105 | COM | 4,952 | $244,949 | dollars as filed | |
| HIBBETT INC | 428567101 | COM | 4,138 | $244,069 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 78,945 | $243,150 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 11,715 | $242,852 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 9,360 | $242,798 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 5,450 | $242,353 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 10,305 | $242,258 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,156 | $241,813 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 14,871 | $241,505 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,942 | $241,454 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 5,256 | $241,127 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,134 | $240,931 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 2,787 | $240,789 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 15,362 | $240,723 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 1,897 | $240,075 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 7,761 | $239,452 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,164 | $239,284 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,879 | $239,228 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 20,780 | $238,971 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 8,045 | $238,937 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 29,548 | $238,747 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 8,749 | $238,585 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,819 | $238,497 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,450 | $238,047 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,139 | $237,786 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,846 | $237,745 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,891 | $237,175 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 21,607 | $237,029 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 5,095 | $236,765 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 8,222 | $236,547 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,032 | $236,353 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,184 | $235,340 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 3,622 | $235,249 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,963 | $234,186 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 25,107 | $233,996 | dollars as filed | |
| FLEXSHARES TR | 33939L852 | COM | 4,040 | $233,925 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 6,763 | $233,467 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,077 | $233,402 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,498 | $233,367 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 28,777 | $233,094 | dollars as filed | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 1,981 | $231,777 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,701 | $231,731 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,030 | $231,217 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 19,785 | $231,117 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 28,545 | $229,502 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 15,000 | $229,050 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 14,263 | $228,903 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,514 | $228,298 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 122,672 | $228,170 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 14,528 | $228,090 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,595 | $227,760 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 3,095 | $227,573 | dollars as filed | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 12,238 | $227,260 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 20,541 | $226,775 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 15,472 | $226,350 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 8,065 | $226,061 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 6,360 | $226,020 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 9,062 | $226,006 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,525 | $225,608 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 9,367 | $225,555 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H406 | ALLIANZIM US EQT | 8,015 | $225,436 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,896 | $225,423 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 4,304 | $225,383 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,878 | $225,347 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,715 | $224,769 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 7,145 | $224,710 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 12,543 | $224,012 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,978 | $221,969 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 2,660 | $221,456 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 3,871 | $220,995 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 19,111 | $220,920 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,348 | $220,304 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 10,342 | $220,289 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 13,329 | $220,195 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 6,456 | $219,950 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,712 | $219,843 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,676 | $219,209 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 14,124 | $219,204 | dollars as filed | |
| TORO CO | 891092108 | COM | 1,971 | $219,134 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,653 | $218,841 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,287 | $218,344 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 6,208 | $217,959 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,420 | $217,911 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,210 | $217,863 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 5,902 | $217,666 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 8,500 | $216,665 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 83,644 | $216,638 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 10,171 | $215,930 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,260 | $215,592 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 8,505 | $215,006 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 3,200 | $214,880 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 8,100 | $214,569 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,617 | $213,464 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 3,268 | $213,343 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,583 | $213,202 | dollars as filed | |
| NUVEEN GA DIVID | 67072B107 | COM | 20,959 | $213,149 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 670 | $213,060 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 5,272 | $213,029 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 1,747 | $212,820 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 8,175 | $211,733 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 3,320 | $211,617 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,012 | $211,438 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 5,559 | $211,409 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,440 | $211,289 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 40,143 | $211,155 | dollars as filed | |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 6,322 | $210,851 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 6,342 | $210,812 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125826 | ASIA INNOV ACTIV | 8,485 | $210,045 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 16,020 | $210,022 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 14,150 | $209,845 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 3,912 | $209,644 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,569 | $208,430 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,866 | $208,129 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 6,310 | $208,104 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,408 | $207,269 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 25,000 | $207,250 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 8,778 | $207,243 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 11,236 | $207,192 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,550 | $206,703 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,712 | $206,563 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,779 | $206,549 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,128 | $206,480 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,792 | $206,040 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 17,851 | $205,470 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 800 | $205,392 | dollars as filed | |
| BIO RAD LABS INC | 090572207 | CL A | 427 | $204,542 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,679 | $204,149 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 10,560 | $203,906 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 1,630 | $203,506 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,182 | $202,819 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,900 | $202,787 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 6,603 | $202,514 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 7,508 | $202,491 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 6,520 | $201,924 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,231 | $201,861 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 1,986 | $201,718 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,482 | $201,584 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,507 | $201,185 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 938 | $200,347 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 14,246 | $199,296 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 10,845 | $199,010 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 18,975 | $198,289 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 17,645 | $197,805 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 13,050 | $195,399 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,990 | $193,685 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,600 | $190,219 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 12,750 | $188,955 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 16,567 | $188,528 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 10,635 | $188,023 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 10,693 | $187,983 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 24,216 | $184,661 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 17,150 | $183,848 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,303 | $181,183 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 34,162 | $180,377 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,100 | $179,256 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,301 | $179,239 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 14,395 | $177,922 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,178 | $177,503 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 17,274 | $176,368 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 13,439 | $174,308 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 13,001 | $172,981 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 50,664 | $171,916 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,607 | $170,948 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 13,841 | $168,860 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 20,100 | $167,232 | dollars as filed | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 89,236 | $165,087 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 21,500 | $164,260 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 15,600 | $163,956 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 16,050 | $162,365 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 25,045 | $159,537 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 17,879 | $158,229 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 16,911 | $157,780 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 12,781 | $157,334 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,177 | $155,683 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 42,132 | $155,046 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 13,344 | $152,922 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 10,795 | $152,587 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 15,013 | $151,783 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 15,703 | $151,375 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 14,332 | $147,620 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 28,903 | $146,829 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 26,500 | $146,015 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 10,049 | $144,108 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 51,292 | $142,079 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 12,045 | $141,649 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 11,627 | $137,291 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 14,820 | $137,233 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 14,781 | $137,168 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 47,630 | $135,746 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 27,618 | $135,328 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 14,215 | $133,620 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 11,846 | $132,912 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,831 | $128,275 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 14,937 | $127,560 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 25,090 | $127,457 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 12,145 | $127,401 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,000 | $127,254 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,432 | $126,929 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 27,943 | $124,066 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 20,658 | $123,535 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,347 | $122,606 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 31,174 | $119,407 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,625 | $116,849 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,049 | $115,241 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 30,000 | $114,600 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 10,600 | $113,139 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 18,062 | $112,373 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 13,678 | $110,518 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 13,269 | $108,540 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 27,576 | $107,271 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 13,000 | $106,210 | dollars as filed | |
| LANNET INC | 516012200 | COM NEW | 60,925 | $106,010 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 58,104 | $105,627 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,580 | $104,341 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 100,200 | $104,208 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 13,500 | $103,815 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 12,945 | $102,784 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,055 | $102,320 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 20,894 | $99,038 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 28,000 | $98,840 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,427 | $98,431 | dollars as filed | |
| NULL | 09071M205 | NULL | 110,366 | $97,839 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 16,200 | $92,340 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 81,210 | $91,767 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 16,283 | $91,510 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 11,204 | $89,185 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 16,270 | $86,068 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,600 | $84,042 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 10,000 | $83,801 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 30,960 | $82,043 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,313 | $81,988 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 20,308 | $79,199 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 15,000 | $76,928 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,200 | $76,680 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 10,000 | $75,400 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 15,085 | $74,067 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 11,950 | $73,373 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 12,493 | $73,084 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 21,948 | $72,209 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 10,000 | $71,800 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,700 | $71,651 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 14,950 | $70,415 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 37,614 | $70,338 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 25,880 | $70,135 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 11,223 | $70,032 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,175 | $70,025 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 10,737 | $69,791 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 10,987 | $69,548 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,570 | $69,186 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 23,100 | $68,607 | dollars as filed | |
| ENVIROTECH VEHICLES INC | 29414V209 | COM NEW | 20,000 | $63,000 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,391 | $61,102 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 23,757 | $61,055 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 16,248 | $60,118 | dollars as filed | |
| STARTEK INC | 85569C107 | COM | 14,500 | $59,885 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,600 | $59,044 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 30,855 | $58,316 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,744 | $58,095 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 21,105 | $56,772 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 32,739 | $55,984 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 243,965 | $53,745 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 60,000 | $52,746 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 36,500 | $52,195 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,200 | $51,072 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 119,950 | $50,379 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 11,000 | $48,950 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 11,750 | $47,470 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 73,020 | $46,207 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,817 | $45,141 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 50,020 | $44,953 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 31,700 | $44,063 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 21,700 | $42,749 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 35,050 | $42,411 | dollars as filed | |
| NUTRIBAND INC | 67092M208 | COM NEW | 12,568 | $41,600 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,000 | $39,462 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 12,025 | $39,081 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 25,000 | $38,500 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 68,720 | $37,796 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 23,357 | $36,203 | dollars as filed | |
| SHARPLINK GAMING LTD | M8273L102 | SHS | 87,782 | $33,357 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,801 | $33,266 | dollars as filed | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 34,300 | $32,242 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 10,282 | $30,949 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 11,990 | $30,335 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,800 | $30,020 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 50,000 | $29,925 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 69,875 | $29,697 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 10,225 | $29,448 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 21,736 | $28,909 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 19,500 | $28,470 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 18,037 | $27,236 | dollars as filed | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 23,000 | $26,220 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 10,000 | $26,200 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 40,200 | $25,326 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 33,018 | $19,814 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 17,000 | $19,550 | dollars as filed | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 11,711 | $19,323 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 13,990 | $18,607 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 39,400 | $18,518 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 14,500 | $17,400 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 14,333 | $16,483 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 15,000 | $15,600 | dollars as filed | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 17,730 | $13,475 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 10,945 | $13,243 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 35,500 | $12,993 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 18,200 | $12,922 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 10,480 | $12,890 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 23,325 | $12,115 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 11,100 | $9,381 | dollars as filed | |
| AYRO INC | 054748108 | COM | 13,500 | $7,366 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 170,166 | $7,062 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,000 | $1,600 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-000909 | this filing | 2023-05-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-23-001227 | superseded | 2023-06-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-23-001734 | base | 2023-08-23 | acceptance time not in the bulk data set |