13F-HR filed by Ground Swell Capital, LLC
Ground Swell Capital, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-08, with 55 holding rows worth $59,630,754.
- Accession
- 0001420506-23-000883
- Filer
- CIK 1534450
- Filed
- 2023-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 55 entries on the cover page, a total value of $59,630,754 stated on the cover page (in dollars after the unit check, H1), rows summing to $59,630,754 with VALUE read as dollars as filed, 13F file number 028-16253. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 106,489 | $18,997,638 | dollars as filed | |
| SPY | 78462F103 | SHS | 44,725 | $18,309,968 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 124,974 | $13,293,484 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 6,195 | $1,152,332 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,105 | $608,302 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 817 | $556,140 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 2,691 | $530,719 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 4,477 | $488,620 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,451 | $466,551 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,554 | $375,680 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 1,088 | $362,086 | dollars as filed | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,638 | $328,977 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 58 | $323,187 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 4,384 | $300,962 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,063 | $300,205 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 4,017 | $290,389 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 104 | $275,851 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 991 | $275,528 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,581 | $263,727 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1,914 | $258,467 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,059 | $225,877 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 2,793 | $221,960 | dollars as filed | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 434 | $208,921 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 462 | $207,692 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 15,565 | $127,322 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 11,233 | $125,248 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 21,300 | $81,579 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 13,231 | $67,610 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 13,031 | $62,028 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,480 | $54,810 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 26,000 | $53,040 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,210 | $44,504 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,886 | $40,060 | dollars as filed | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 208,998 | $27,191 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 22,662 | $26,968 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 29,514 | $26,858 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 25,325 | $26,338 | dollars as filed | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 25,640 | $23,848 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 15,303 | $23,567 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 11,089 | $23,176 | dollars as filed | |
| NEUROSENSE THERAPEUTICS LTD | M74240108 | FOREIGN | 11,858 | $20,633 | dollars as filed | |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 10,692 | $19,459 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 13,945 | $17,850 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 13,437 | $16,931 | dollars as filed | |
| BEYONDSPRING INC | G10830100 | SHS | 14,145 | $15,842 | dollars as filed | |
| BIT BROTHER LIMITED | G1144D125 | SHS NEW CL A ORD | 16,854 | $14,494 | dollars as filed | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 13,329 | $13,013 | dollars as filed | |
| AKERNA CORP | 00973W300 | COMMON | 13,199 | $10,295 | dollars as filed | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 19,953 | $9,677 | dollars as filed | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 29,030 | $9,086 | dollars as filed | |
| MULTIMETAVERSE HOLDINGS LTD | G6360J136 | *W EXP 01/04/202 | 146,160 | $7,454 | dollars as filed | |
| GETAROUND INC | 37427G101 | COM | 23,378 | $6,663 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 162,055 | $5,834 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 11,752 | $4,230 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 12,148 | $1,883 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-000883 | this filing | 2023-05-08 | acceptance time not in the bulk data set |