13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-08, with 1,295 holding rows worth $3,009,201,909.
- Accession
- 0001420506-23-000870
- Filer
- CIK 1449126
- Filed
- 2023-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 1,295 entries on the cover page, a total value of $3,009,201,909 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,009,201,909 with VALUE read as dollars as filed, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 80,938 | $296,234 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 26,043 | $296,110 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 25,367 | $295,908 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,403 | $294,756 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 9,261 | $294,514 | dollars as filed | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 9,516 | $294,014 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 5,548 | $293,449 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 962 | $292,458 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 16,402 | $292,449 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,301 | $292,446 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 6,042 | $292,348 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 55,519 | $292,035 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 5,446 | $291,973 | dollars as filed | |
| KLA CORP | 482480100 | COM | 724 | $289,397 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 805 | $288,223 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 18,809 | $288,157 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,547 | $288,057 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 11,904 | $287,736 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 1,962 | $287,649 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,529 | $287,186 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,107 | $286,931 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 15,350 | $285,981 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,379 | $285,672 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 10,077 | $284,071 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 19,176 | $282,857 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,208 | $282,721 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 2,880 | $281,369 | dollars as filed | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 11,280 | $280,646 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 22,387 | $278,498 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 11,072 | $276,917 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 10,680 | $276,612 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,481 | $276,120 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 34,422 | $276,065 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,975 | $276,021 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 22,452 | $274,150 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 10,679 | $272,895 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 8,514 | $272,471 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,724 | $270,471 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 28,073 | $270,071 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 7,630 | $269,188 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 2,605 | $267,560 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,425 | $267,106 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,518 | $266,376 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,885 | $265,897 | dollars as filed | |
| IN8BIO INC | 45674E109 | COM | 203,900 | $265,070 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,751 | $264,840 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,620 | $264,834 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,159 | $264,277 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 18,927 | $263,664 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,443 | $263,280 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,196 | $263,224 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,508 | $262,816 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 19,207 | $262,368 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,006 | $262,265 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 5,669 | $262,259 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 7,507 | $260,971 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,713 | $260,966 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 10,454 | $260,632 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 16,100 | $259,532 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 10,755 | $258,770 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,418 | $258,073 | dollars as filed | |
| TRITON INTL LTD | G9078F107 | CL A | 4,081 | $258,026 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,720 | $257,618 | dollars as filed | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 7,492 | $256,994 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 2,669 | $256,945 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 3,536 | $256,926 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 23,058 | $256,413 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 30,267 | $255,763 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 992 | $254,994 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,006 | $253,276 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 4,160 | $252,730 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 8,439 | $252,666 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,405 | $250,855 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 5,645 | $250,817 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,974 | $250,721 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,810 | $250,484 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 19,413 | $249,662 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,575 | $248,996 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,584 | $248,600 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10,100 | $248,359 | dollars as filed | |
| AMDOCS LTD | G02602103 | SHS | 2,581 | $247,853 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,524 | $247,748 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 6,517 | $247,648 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 12,964 | $246,716 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 4,261 | $246,712 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,606 | $246,356 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 23,542 | $246,024 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 360 | $245,632 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 6,792 | $245,059 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,125 | $244,688 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 7,679 | $243,759 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 8,937 | $243,544 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,496 | $243,198 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,905 | $242,580 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 699 | $242,222 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,176 | $242,202 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,937 | $241,425 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 8,746 | $240,515 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 9,510 | $239,987 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 6,004 | $239,457 | dollars as filed | |
| BALL CORP | 058498106 | COM | 4,336 | $238,996 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,746 | $238,456 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 713 | $238,242 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 13,643 | $238,075 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 11,459 | $238,003 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,089 | $237,930 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 11,460 | $237,680 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 6,382 | $233,362 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 12,025 | $232,337 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 14,930 | $231,877 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 4,321 | $231,182 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 86 | $230,521 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 7,189 | $230,233 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 21,971 | $229,158 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,749 | $228,333 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 8,898 | $226,741 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 6,407 | $226,553 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 27,607 | $226,378 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 9,231 | $226,252 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,137 | $226,119 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 19,575 | $225,903 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 9,519 | $225,886 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 4,292 | $225,455 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,030 | $225,207 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 1,672 | $223,448 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 9,650 | $222,823 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,192 | $222,613 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 15,606 | $221,307 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 10,587 | $220,963 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 11,150 | $220,659 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 25,676 | $220,563 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B642 | APTUS ENHANCED | 8,850 | $220,542 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,266 | $220,494 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 3,861 | $220,271 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,350 | $220,078 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 2,569 | $219,994 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 5,579 | $219,924 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 5,412 | $219,518 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 2,040 | $219,406 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 8,592 | $219,035 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 46,658 | $218,359 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 9,100 | $218,218 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,322 | $217,980 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 2,865 | $217,941 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 6,906 | $217,481 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 10,473 | $217,115 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,066 | $216,963 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 22,781 | $216,876 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,762 | $216,177 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 642 | $216,114 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,922 | $215,760 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 21,566 | $215,454 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 10,885 | $213,909 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 4,781 | $212,648 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 5,820 | $212,298 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,365 | $211,867 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,989 | $211,620 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 6,302 | $211,528 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4,971 | $210,559 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y756 | LADDERED ALC BFR | 8,598 | $210,165 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,496 | $209,307 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 4,124 | $208,676 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,833 | $208,117 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 969 | $207,036 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,575 | $205,979 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,667 | $205,975 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 913 | $205,288 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 8,052 | $205,005 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 5,722 | $204,848 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,322 | $204,542 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 663 | $203,336 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 21,883 | $203,074 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5,045 | $202,879 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 3,818 | $201,210 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 25,289 | $201,048 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 7,546 | $200,724 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 811 | $200,010 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 10,124 | $198,649 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,498 | $198,026 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 19,688 | $196,880 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 18,217 | $196,569 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 10,952 | $195,495 | dollars as filed | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 302,050 | $190,171 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 55,908 | $183,937 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 204,350 | $183,282 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 17,599 | $181,098 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,956 | $179,827 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,062 | $178,012 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 11,992 | $176,642 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 19,416 | $176,498 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,333 | $176,176 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,417 | $174,683 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 10,181 | $173,497 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 175,000 | $170,811 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 48,483 | $170,660 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 27,695 | $170,053 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,575 | $169,349 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 174,000 | $167,736 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 12,284 | $167,677 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,458 | $167,648 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 14,808 | $165,709 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 15,468 | $164,119 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 20,161 | $164,111 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,500 | $163,590 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 10,500 | $162,225 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 14,318 | $153,637 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 12,428 | $152,996 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 25,125 | $152,509 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,551 | $152,159 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 21,693 | $151,851 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 15,070 | $151,312 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,519 | $149,231 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 12,150 | $147,755 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 12,902 | $147,219 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,051 | $146,928 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 12,142 | $144,854 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,553 | $143,351 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 14,400 | $142,272 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,446 | $140,325 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 21,675 | $138,070 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,190 | $132,980 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 24,170 | $132,935 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,984 | $128,862 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 15,589 | $127,523 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,859 | $126,156 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 46,580 | $123,903 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 17,813 | $123,622 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 14,200 | $122,830 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 14,481 | $117,013 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 11,097 | $116,186 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 31,055 | $114,283 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 37,750 | $107,588 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 155,191 | $106,352 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 14,570 | $105,633 | dollars as filed | |
| STEM INC | 85859N102 | COM | 18,370 | $104,158 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 26,622 | $98,235 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 12,217 | $98,226 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 127,500 | $98,048 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 16,210 | $96,938 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,675 | $96,567 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,239 | $94,506 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,000 | $91,900 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 32,882 | $89,769 | dollars as filed | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 131,200 | $86,986 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 20,934 | $86,249 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 10,206 | $84,914 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 10,593 | $84,116 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 14,198 | $83,773 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 18,816 | $83,544 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 17,275 | $83,438 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 10,651 | $82,971 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 14,456 | $82,258 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,310 | $81,547 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,785 | $78,547 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 29,306 | $77,662 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,466 | $71,507 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 10,564 | $71,207 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 19,697 | $62,246 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 11,139 | $57,254 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,947 | $56,839 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,526 | $56,593 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,326 | $56,207 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 57,500 | $55,200 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 40,129 | $48,556 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 82,275 | $48,131 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,365 | $47,786 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 25,268 | $45,735 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 17,874 | $45,221 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 36,000 | $36,000 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 11,508 | $35,560 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 14,197 | $35,493 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 14,390 | $33,385 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 29,000 | $33,060 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 46,231 | $29,588 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 46,000 | $28,980 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 18,500 | $26,455 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 14,473 | $25,329 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 10,200 | $23,154 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 15,102 | $22,049 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 11,050 | $20,111 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 14,137 | $19,226 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 81,751 | $17,307 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 15,000 | $14,124 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 10,222 | $13,800 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 11,130 | $13,690 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 22,895 | $12,592 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 29,184 | $12,549 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,400 | $11,811 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,774 | $9,105 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 13,537 | $8,289 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 10,500 | $4,681 | dollars as filed | |
| HELIOGEN INC | 42329E105 | COM | 11,433 | $2,746 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 15,115 | $627 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 20,000 | $423 | dollars as filed | call |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 14,400 | $87 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-000870 | this filing | 2023-05-08 | acceptance time not in the bulk data set |